Form 4 · COF

Capital One CEO Richard D. Fairbank reports selling 90,743 shares under a 10b5-1 plan

Filed with the SEC Oct 29, 2026, 4:06 PM ET · Posted Oct 29, 2026, 6:02 PM ET

Richard D. Fairbank, Capital One's Chairman and CEO, a director, filed a Form 4 on Oct 29, 2026 at 4:06 PM ET reporting transactions on Oct 27, 2026.

The filing reports 90,743 shares in an open-market or private sale (code S) at weighted-average prices from $202.32 to $204.19, about $18.4 million in total; and 40,743 shares in an exercise or conversion of a derivative security (code M).

The filing says the sales were made under a Rule 10b5-1 trading plan.

After these transactions, the filing lists 4,018,520 shares held directly.

Effect on holdings

Taken together, the rows reported here lowered Richard D. Fairbank's directly held shares by 1.2%, from 4,068,520 to 4,018,520.

Reporting person

Richard D. Fairbank, Chairman and CEO, a director (as filed: FAIRBANK RICHARD D)

Transactions as reported

Date	Code	Security	Shares	Price	Acquired or disposed	Held after	Ownership
2026-10-27	M	Common Stock	40,743	$86.34	Acquired	4,109,263	Direct
2026-10-27	S	Common Stock	46,845	$202.32	Disposed	4,062,418	Direct
2026-10-27	S	Common Stock	37,025	$203.29	Disposed	4,025,393	Direct
2026-10-27	S	Common Stock	6,873	$204.19	Disposed	4,018,520	Direct
2026-10-27	M	Stock Options (derivative)	40,743		Disposed	40,743	Direct

Codes: P purchase, S sale, A grant or award, M/X/C exercise or conversion, F shares withheld for taxes or the exercise price, G gift. Prices are as reported; some are weighted averages of several trades.

Source

Form 4 filed Oct 29, 2026 (document)
Filing index on SEC EDGAR (all documents and exhibits)

Capital One company file → · More Capital One filings

Disclosures

Editor holdings in COF: The editor holds no position in Capital One (COF). As of Oct 25, 2026.
Last updated: Oct 29, 2026

A summary of a public filing for general education, the same for every reader. Not a recommendation to buy, sell or hold COF.