Form 4 · LLY
Eli Lilly Chief People Officer Eric Dozier reports exercising or converting 2,300 shares
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Eric Dozier, Eli Lilly's EVP, Chief People Officer, filed a Form 4 on Nov 3, 2026 at 4:13 PM ET reporting transactions on Nov 1, 2026.
The filing reports 2,300 shares in an exercise or conversion of a derivative security (code M); and about 1,019 shares withheld to pay the exercise price or tax (code F).
After these transactions, the filing lists about 15,520 shares held directly.
Effect on holdings
Taken together, the rows reported here raised Eric Dozier's directly held shares by 9.0%, from about 14,239 to about 15,520.
Reporting person
- Eric Dozier, EVP, Chief People Officer (as filed: Dozier Eric)
Transactions as reported
| Date | Code | Security | Shares | Price | Acquired or disposed | Held after | Ownership |
|---|---|---|---|---|---|---|---|
| 2026-11-01 | M | Common Stock | 2,300 | Acquired | 16,539 | Direct | |
| 2026-11-01 | F | Common Stock | 1,019 | $1,417.54 | Disposed | 15,520 | Direct |
| 2026-11-01 | M | Restricted Stock Unit (derivative) | 2,300 | Disposed | 0 | Direct |
Codes: P purchase, S sale, A grant or award, M/X/C exercise or conversion, F shares withheld for taxes or the exercise price, G gift. Prices are as reported; some are weighted averages of several trades.
Source
- Form 4 filed Nov 3, 2026 (document)
- Filing index on SEC EDGAR (all documents and exhibits)
Eli Lilly company file → · More Eli Lilly filings
Disclosures
- Editor holdings in LLY
- The editor holds no position in Eli Lilly (LLY). As of Nov 11, 2026.
- Last updated
- Nov 3, 2026
A summary of a public filing for general education, the same for every reader. Not a recommendation to buy, sell or hold LLY.