Form 4 · COF
Capital One CEO Richard D. Fairbank reports selling 90,743 shares under a 10b5-1 plan
Richard D. Fairbank, Capital One's Chairman and CEO, a director, filed a Form 4 on Nov 6, 2026 at 4:08 PM ET reporting transactions on Nov 4, 2026.
The filing reports 90,743 shares in an open-market or private sale (code S) at weighted-average prices from $199.55 to $214.61, about $18.6 million in total; and 40,743 shares in an exercise or conversion of a derivative security (code M).
The filing says the sales were made under a Rule 10b5-1 trading plan.
After these transactions, the filing lists 3,968,520 shares held directly.
Effect on holdings
Taken together, the rows reported here lowered Richard D. Fairbank's directly held shares by 1.2%, from 4,018,520 to 3,968,520.
Reporting person
- Richard D. Fairbank, Chairman and CEO, a director (as filed: FAIRBANK RICHARD D)
Transactions as reported
| Date | Code | Security | Shares | Price | Acquired or disposed | Held after | Ownership |
|---|---|---|---|---|---|---|---|
| 2026-11-04 | M | Common Stock | 40,743 | $86.34 | Acquired | 4,059,263 | Direct |
| 2026-11-04 | S | Common Stock | 5,454 | $199.55 | Disposed | 4,053,809 | Direct |
| 2026-11-04 | S | Common Stock | 5,315 | $200.60 | Disposed | 4,048,494 | Direct |
| 2026-11-04 | S | Common Stock | 18,816 | $201.61 | Disposed | 4,029,678 | Direct |
| 2026-11-04 | S | Common Stock | 9,942 | $202.49 | Disposed | 4,019,736 | Direct |
| 2026-11-04 | S | Common Stock | 24,613 | $203.49 | Disposed | 3,995,123 | Direct |
| 2026-11-04 | S | Common Stock | 400 | $204.17 | Disposed | 3,994,723 | Direct |
| 2026-11-04 | S | Common Stock | 2,101 | $205.71 | Disposed | 3,992,622 | Direct |
| 2026-11-04 | S | Common Stock | 2,900 | $206.88 | Disposed | 3,989,722 | Direct |
| 2026-11-04 | S | Common Stock | 700 | $207.99 | Disposed | 3,989,022 | Direct |
| 2026-11-04 | S | Common Stock | 2,502 | $208.98 | Disposed | 3,986,520 | Direct |
| 2026-11-04 | S | Common Stock | 3,773 | $210.42 | Disposed | 3,982,747 | Direct |
| 2026-11-04 | S | Common Stock | 1,500 | $211.26 | Disposed | 3,981,247 | Direct |
| 2026-11-04 | S | Common Stock | 4,929 | $213.66 | Disposed | 3,976,318 | Direct |
| 2026-11-04 | S | Common Stock | 7,798 | $214.61 | Disposed | 3,968,520 | Direct |
| 2026-11-04 | M | Stock Options (derivative) | 40,743 | Disposed | 0 | Direct |
Codes: P purchase, S sale, A grant or award, M/X/C exercise or conversion, F shares withheld for taxes or the exercise price, G gift. Prices are as reported; some are weighted averages of several trades.
Source
- Form 4 filed Nov 6, 2026 (document)
- Filing index on SEC EDGAR (all documents and exhibits)
Capital One company file → · More Capital One filings
Disclosures
- Editor holdings in COF
- The editor holds no position in Capital One (COF). As of Nov 11, 2026.
- Last updated
- Nov 6, 2026
A summary of a public filing for general education, the same for every reader. Not a recommendation to buy, sell or hold COF.