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Form 4 · CAT

Caterpillar director James C. Fish, Jr. reports buying 1,000 shares

James C. Fish, Jr., a Caterpillar director, filed a Form 4 on Nov 3, 2026 at 11:43 AM ET reporting transactions on Nov 2, 2026.

The filing reports 1,000 shares in an open-market or private purchase (code P) at $620.39, about $620,390 in total.

After these transactions, the filing lists 4,714 shares held directly.

Effect on holdings

Taken together, the rows reported here raised James C. Fish, Jr.'s directly held shares by 26.9%, from 3,714 to 4,714.

Reporting person

Transactions as reported

DateCodeSecuritySharesPriceAcquired or disposedHeld afterOwnership
2026-11-02PCommon Stock1,000$620.39Acquired4,714Direct

Codes: P purchase, S sale, A grant or award, M/X/C exercise or conversion, F shares withheld for taxes or the exercise price, G gift. Prices are as reported; some are weighted averages of several trades.

Source

Caterpillar company file → · More Caterpillar filings

Disclosures

Editor holdings in CAT
The editor holds no position in Caterpillar (CAT). As of Nov 11, 2026.
Last updated
Nov 3, 2026

A summary of a public filing for general education, the same for every reader. Not a recommendation to buy, sell or hold CAT.