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Filings news · CAT

Caterpillar filings

Notes on Caterpillar's new 8-K reports, insider trades on Form 4, and large-holder reports. For the business itself, see the Caterpillar company file.

  1. Oct 153:31 PM ET

    8-K

    Caterpillar files an 8-K on director or officer changes and other events

    Caterpillar filed a Form 8-K on Oct 15, 2026 at 3:31 PM ET under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers), Item 8.01 (Other Events).

  2. Oct 15:15 PM ET

    Form 4

    Caterpillar director Lynn J. Good reports an award of 30 phantom stock units

    The filing reports 30 phantom stock units in a grant or award (code A).

  3. Oct 15:14 PM ET

    Form 4

    Caterpillar director David MacLennan reports an award of 28 phantom stock units

    The filing reports 28 phantom stock units in a grant or award (code A).

  4. Sep 283:01 PM ET

    Form 4

    Caterpillar Group President Jason Kaiser reports an award of 11 phantom stock units

    The filing reports 11 phantom stock units in a grant or award (code A).

  5. Sep 283:00 PM ET

    Form 4

    Caterpillar CFO Kyle Joseph Epley reports an award of 18 phantom stock units

    The filing reports 18 phantom stock units in a grant or award (code A).

  6. Sep 283:00 PM ET

    Form 4

    Caterpillar CEO Joseph E. Creed reports an award of 19 phantom stock units

    The filing reports 19 phantom stock units in a grant or award (code A).