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Form 4 · CAT

Caterpillar director Lynn J. Good reports an award of 30 phantom stock units

Lynn J. Good, a Caterpillar director, filed a Form 4 on Oct 1, 2026 at 5:15 PM ET reporting transactions on Sep 30, 2026.

The filing reports 30 phantom stock units in a grant or award (code A).

Reporting person

Transactions as reported

DateCodeSecuritySharesPriceAcquired or disposedHeld afterOwnership
2026-09-30APhantom Stock Units (derivative)30$821.01Acquired30Direct

Codes: P purchase, S sale, A grant or award, M/X/C exercise or conversion, F shares withheld for taxes or the exercise price, G gift. Prices are as reported; some are weighted averages of several trades.

Source

Caterpillar company file → · More Caterpillar filings

Disclosures

Editor holdings in CAT
The editor holds no position in Caterpillar (CAT). As of Oct 25, 2026.
Last updated
Oct 25, 2026

A summary of a public filing for general education, the same for every reader. Not a recommendation to buy, sell or hold CAT.