Insider digest · CAT
Caterpillar insider filings, Sep 28, 2026
Caterpillar insiders filed 3 routine Form 4 reports on Sep 28, 2026: awards. None of them was a purchase or a sale in the market. This page groups them in one place; each row links to the filing note, and each number links to the Form 4 itself.
What the codes mean: how to read a Form 4 · stock-based compensation.
Stock awards and grants
Shares or units the company granted as pay. No shares were bought or sold in the market. Total for the day: 48 shares or units, worth about $39,436 at the prices reported.
| Person | Code | Security | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| Joseph E. Creed · Chief Executive Officer | A | Phantom Stock Units | 19 | $821.58 | $15,610 | 11,234 |
| Kyle Joseph Epley · Chief Financial Officer | A | Phantom Stock Units | 11 | $821.58 | $9,037 | 5,839 |
| Kyle Joseph Epley · Chief Financial Officer | A | Phantom Stock Units | 7 | $821.58 | $5,751 | 5,846 |
| Jason Kaiser · Group President | A | Phantom Stock Units | 11 | $821.58 | $9,037 | 5,449 |
The filings
- Caterpillar CEO Joseph E. Creed reports an award of 19 phantom stock units · SEC filing index
- Caterpillar CFO Kyle Joseph Epley reports an award of 18 phantom stock units · SEC filing index
- Caterpillar Group President Jason Kaiser reports an award of 11 phantom stock units · SEC filing index
Caterpillar company file → · All Caterpillar filings notes
Disclosures
- Editor holdings in CAT
- The editor holds no position in Caterpillar (CAT). As of Nov 11, 2026.
- Compensation
- Nobody paid for this page. No affiliate links.
A summary of public filings for general education, the same for every reader. Not a recommendation to buy, sell or hold CAT.