Form 4 · CAT
Caterpillar Group President Jason Kaiser reports an award of 11 phantom stock units
Jason Kaiser, Caterpillar's Group President, filed a Form 4 on Sep 28, 2026 at 3:01 PM ET reporting transactions on Sep 25, 2026.
The filing reports 11 phantom stock units in a grant or award (code A).
Reporting person
- Jason Kaiser, Group President (as filed: Kaiser Jason)
Transactions as reported
| Date | Code | Security | Shares | Price | Acquired or disposed | Held after | Ownership |
|---|---|---|---|---|---|---|---|
| 2026-09-25 | A | Phantom Stock Units (derivative) | 11 | $821.58 | Acquired | 5,449 | Direct |
Codes: P purchase, S sale, A grant or award, M/X/C exercise or conversion, F shares withheld for taxes or the exercise price, G gift. Prices are as reported; some are weighted averages of several trades.
Source
- Form 4 filed Sep 28, 2026 (document)
- Filing index on SEC EDGAR (all documents and exhibits)
Caterpillar company file → · More Caterpillar filings
Disclosures
- Editor holdings in CAT
- The editor holds no position in Caterpillar (CAT). As of Oct 25, 2026.
- Last updated
- Oct 25, 2026
A summary of a public filing for general education, the same for every reader. Not a recommendation to buy, sell or hold CAT.