Form 4 · GS
Goldman Sachs COO John E. Waldron reports exercising or converting 73,265 shares
John E. Waldron, Goldman Sachs's President and COO, a director, filed a Form 4 on Oct 27, 2026 at 5:13 PM ET reporting transactions on Oct 23, 2026.
The filing reports 73,265 shares in an exercise or conversion of a derivative security (code M); and 40,516 shares withheld to pay the exercise price or tax (code F).
After these transactions, the filing lists 151,285 shares of Common Stock, par value $0.01 per share held directly.
Effect on holdings
Taken together, the rows reported here raised John E. Waldron's directly held shares by 27.6%, from 118,536 to 151,285.
Reporting person
- John E. Waldron, President and COO, a director (as filed: WALDRON JOHN E.)
Transactions as reported
| Date | Code | Security | Shares | Price | Acquired or disposed | Held after | Ownership |
|---|---|---|---|---|---|---|---|
| 2026-10-23 | M | Common Stock, par value $0.01 per share | 73,265 | Acquired | 191,801 | Direct | |
| 2026-10-23 | F | Common Stock, par value $0.01 per share | 40,516 | $891.30 | Disposed | 151,285 | Direct |
| 2026-10-23 | M | Performance-based Restricted Stock Units (derivative) | 73,265 | Disposed | 0 | Direct |
Codes: P purchase, S sale, A grant or award, M/X/C exercise or conversion, F shares withheld for taxes or the exercise price, G gift. Prices are as reported; some are weighted averages of several trades.
Source
- Form 4 filed Oct 27, 2026 (document)
- Filing index on SEC EDGAR (all documents and exhibits)
Goldman Sachs company file → · More Goldman Sachs filings
Disclosures
- Editor holdings in GS
- The editor holds no position in Goldman Sachs (GS). As of Oct 25, 2026.
- Last updated
- Oct 27, 2026
A summary of a public filing for general education, the same for every reader. Not a recommendation to buy, sell or hold GS.