Form 4 · SCHW
Charles Schwab director Stephen A. Ellis reports exercising or converting 1,918 shares
Stephen A. Ellis, a Charles Schwab director, filed a Form 4 on Sep 25, 2026 at 5:14 PM ET reporting transactions on Sep 23, 2026.
The filing reports 1,918 shares in an exercise or conversion of a derivative security (code M).
After these transactions, the filing lists 7,445 shares held directly.
Effect on holdings
Taken together, the rows reported here raised Stephen A. Ellis's directly held shares by 34.7%, from 5,527 to 7,445.
Reporting person
- Stephen A. Ellis, director (as filed: Ellis Stephen A)
Transactions as reported
| Date | Code | Security | Shares | Price | Acquired or disposed | Held after | Ownership |
|---|---|---|---|---|---|---|---|
| 2026-09-23 | M | Common Stock | 1,918 | $31.48 | Acquired | 7,445 | Direct |
| 2026-09-23 | M | Nonqualified Stock Option (right to buy) (derivative) | 1,918 | Disposed | 0 | Direct |
Codes: P purchase, S sale, A grant or award, M/X/C exercise or conversion, F shares withheld for taxes or the exercise price, G gift. Prices are as reported; some are weighted averages of several trades.
Source
- Form 4 filed Sep 25, 2026 (document)
- Filing index on SEC EDGAR (all documents and exhibits)
Charles Schwab company file → · More Charles Schwab filings
Disclosures
- Editor holdings in SCHW
- The editor holds no position in Charles Schwab (SCHW). As of Oct 25, 2026.
- Last updated
- Oct 25, 2026
A summary of a public filing for general education, the same for every reader. Not a recommendation to buy, sell or hold SCHW.