Filings news · SCHW
Charles Schwab filings
Notes on Charles Schwab's new 8-K reports, insider trades on Form 4, and large-holder reports. For the business itself, see the Charles Schwab company file.
- Oct 154:18 PM ET
8-K
Charles Schwab files an 8-K on quarterly results
Charles Schwab filed a Form 8-K on Oct 15, 2026 at 4:18 PM ET under Item 2.02 (Results of Operations and Financial Condition).
- Oct 58:28 PM ET
Form 4
Charles Schwab director Charles A. Ruffel reports an award of 1,222 Nonqualified stock option (right to buy)s
The filing reports 1,222 Nonqualified stock option (right to buy)s in a grant or award (code A).
- Oct 58:00 PM ET
Form 4
Charles Schwab director Frank C. Herringer reports an award of 445 restricted stock units
The filing reports 445 restricted stock units in a grant or award (code A).
- Oct 57:47 PM ET
Form 4
Charles Schwab director Stephen A. Ellis reports an award of 369 restricted stock units
The filing reports 369 restricted stock units in a grant or award (code A).
- Oct 57:31 PM ET
Form 4
Charles Schwab director Marianne Catherine Brown reports an award of 407 restricted stock units
The filing reports 407 restricted stock units in a grant or award (code A).
- Oct 54:01 PM ET
Form 4
Charles Schwab MD Neesha Hathi reports selling 5,000 shares under a 10b5-1 plan
The filing reports 5,000 shares in an open-market or private sale (code S) at $97.80, about $489,007 in total; and 5,000 shares in an exercise or conversion of a derivative security (code M).
- Sep 255:14 PM ET
Form 4
Charles Schwab director Stephen A. Ellis reports exercising or converting 1,918 shares
The filing reports 1,918 shares in an exercise or conversion of a derivative security (code M).