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Filings notes, September 2026

Every note on an 8-K, Form 4 or 13D/13G filing from September 2026, newest first (69 notes). Each note sticks to what the filing says and links to it.

  1. Sep 308:06 PM ET

    QCOM · Form 4

    Qualcomm director Jean-Pascal Tricoire reports an award of 183 shares

    The filing reports 183 shares in a grant or award (code A).

  2. Sep 308:06 PM ET

    QCOM · Form 4

    Qualcomm director Mark D. McLaughlin reports an award of 393 shares

    The filing reports 393 shares in a grant or award (code A).

  3. Sep 306:22 PM ET

    META · Form 4

    Meta COO Javier Olivan reports selling 1,575 shares under a 10b5-1 plan

    The filing reports 1,575 shares in an open-market or private sale (code S) at prices from $748.91 to $750.42, about $1.2 million in total.

  4. Sep 305:52 PM ET

    COST · Form 4

    Costco Sr. Executive Vice President Caton Frates reports selling about 801 shares

    The filing reports about 801 shares in an open-market or private sale (code S) at $915.93, about $733,328 in total.

  5. Sep 305:48 PM ET

    COST · Form 4

    Costco Executive Vice President Claudine Adamo reports selling 2,200 shares

    The filing reports 2,200 shares in an open-market or private sale (code S) at $915.93, about $2.0 million in total.

  6. Sep 304:23 PM ET

    BNY · Form 4

    BNY Senior Executive VP Jose Minaya reports selling 3,520 shares under a 10b5-1 plan

    The filing reports 3,520 shares in an open-market or private sale (code S) at weighted-average prices from $148.34 to $149.87, about $523,733 in total.

  7. Sep 304:19 PM ET

    DUK · Form 4

    Duke Energy director Joyce A. Mullen reports an award of 1,066 Director Savings Plan restricted stock units Deferrals

    The filing reports 1,066 Director Savings Plan restricted stock units Deferrals in a grant or award (code A).

  8. Sep 304:02 PM ET

    MU · 8-K

    Micron files an 8-K on quarterly results

    Micron filed a Form 8-K on Sep 30, 2026 at 4:02 PM ET under Item 2.02 (Results of Operations and Financial Condition).

  9. Sep 302:03 PM ET

    VZ · Form 4

    Verizon EVP Kyle Malady reports selling 1,100 shares under a 10b5-1 plan

    The filing reports 1,100 shares in an open-market or private sale (code S) at $46.40, about $51,040 in total.

  10. Sep 298:27 PM ET

    GOOGL · Form 4

    Alphabet President John Kent Walker reports converting 21,262 Class C Google stock units

    The filing reports 21,262 Class C Google stock units in a conversion of a derivative security (code C); and 10,729 Class C Google stock units withheld to pay the exercise price or tax (code F).

  11. Sep 298:26 PM ET

    GOOGL · Form 4

    Alphabet Chief Accounting Officer Marsida Saraci reports converting 974 Class C Google stock units

    The filing reports 974 Class C Google stock units in a conversion of a derivative security (code C) and 492 Class C Google stock units withheld to pay the exercise price or tax (code F).

  12. Sep 298:25 PM ET

    GOOGL · Form 4

    Alphabet President Ruth Porat reports converting 21,262 Class C Google stock units

    The filing reports 21,262 Class C Google stock units in a conversion of a derivative security (code C); and 10,729 Class C Google stock units withheld to pay the exercise price or tax (code F).

  13. Sep 298:23 PM ET

    GOOGL · Form 4

    Alphabet CFO Anat Ashkenazi reports converting 20,308 Class C Google stock units

    The filing reports 20,308 Class C Google stock units in a conversion of a derivative security (code C); and 10,247 Class C Google stock units withheld to pay the exercise price or tax (code F).

  14. Sep 298:22 PM ET

    GOOGL · Form 4

    Alphabet CEO Sundar Pichai reports converting 7,342 Class C Google stock units

    The filing reports 7,342 Class C Google stock units in a conversion of a derivative security (code C); and 3,705 Class C Google stock units withheld to pay the exercise price or tax (code F).

  15. Sep 298:20 PM ET

    GOOGL · Form 4

    Alphabet Chief Business Officer Philipp Schindler reports converting 26,883 Class C Google stock units

    The filing reports 26,883 Class C Google stock units in a conversion of a derivative security (code C); and 13,566 Class C Google stock units withheld to pay the exercise price or tax (code F).

  16. Sep 297:04 PM ET

    ANET · Form 4

    Arista Networks CEO Jayshree Ullal reports selling 62,622 shares under a 10b5-1 plan

    The filing reports 62,622 shares in an open-market or private sale (code S) at $211.40, about $13.2 million in total.

  17. Sep 296:44 PM ET

    AAPL · Form 4

    Apple COO Sabih Khan reports an award of 95,290 restricted stock units

    The filing reports 95,290 restricted stock units in a grant or award (code A).

  18. Sep 296:42 PM ET

    AAPL · Form 4

    Apple General Counsel Jennifer Newstead reports an award of 95,290 restricted stock units

    The filing reports 95,290 restricted stock units in a grant or award (code A).

  19. Sep 296:39 PM ET

    AAPL · Form 4

    Apple Senior Vice President Deirdre O'Brien reports an award of 95,290 restricted stock units

    The filing reports 95,290 restricted stock units in a grant or award (code A).

  20. Sep 296:36 PM ET

    AAPL · Form 4

    Apple CFO Kevan Parekh reports an award of 95,290 restricted stock units

    The filing reports 95,290 restricted stock units in a grant or award (code A).

  21. Sep 296:33 PM ET

    AAPL · Form 4

    Apple CEO John Ternus reports an award of 161,258 restricted stock units

    The filing reports 161,258 restricted stock units in a grant or award (code A).

  22. Sep 296:30 PM ET

    AAPL · Form 4

    Apple Executive Chair Timothy D. Cook reports an award of 131,938 restricted stock units

    The filing reports 131,938 restricted stock units in a grant or award (code A).

  23. Sep 295:16 PM ET

    BRK.B · Form 4

    Berkshire Hathaway Vice Chairman Ajit Jain reports selling 39,700 shares

    The filing reports 39,700 shares in an open-market or private sale (code S) at $503.09, about $20.0 million in total.

  24. Sep 295:06 PM ET

    FDX · 8-K

    FedEx files an 8-K on shareholder vote results and other events

    FedEx filed a Form 8-K on Sep 29, 2026 at 5:06 PM ET under Item 5.07 (Submission of Matters to a Vote of Security Holders), Item 8.01 (Other Events).

  25. Sep 294:38 PM ET

    TSLA · 8-K

    Tesla files an 8-K on a material agreement and a new financial obligation

    Tesla filed a Form 8-K on Sep 29, 2026 at 4:38 PM ET under Item 1.01 (Entry into a Material Definitive Agreement), Item 1.02 (Termination of a Material Definitive Agreement), Item 2.03 (Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant).

  26. Sep 294:34 PM ET

    VZ · Form 4

    Verizon director Charles E. Phillips, Jr. reports an award of 1,770 phantom Stocks

    The filing reports 1,770 phantom Stocks in a grant or award (code A).

  27. Sep 294:15 PM ET

    VZ · 8-K

    Verizon files an 8-K on director or officer changes

    Verizon filed a Form 8-K on Sep 29, 2026 at 4:15 PM ET under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers).

  28. Sep 294:14 PM ET

    TMO · Form 4

    Thermo Fisher director Dion J. Weisler reports an award of about 56 phantom stock units

    The filing reports about 56 phantom stock units in a grant or award (code A).

  29. Sep 294:13 PM ET

    TMO · Form 4

    Thermo Fisher director Scott M. Sperling reports an award of about 63 phantom stock units

    The filing reports about 63 phantom stock units in a grant or award (code A).

  30. Sep 294:13 PM ET

    TMO · Form 4

    Thermo Fisher director Karen S. Lynch reports an award of about 46 phantom stock units

    The filing reports about 46 phantom stock units in a grant or award (code A).

  31. Sep 294:13 PM ET

    TMO · Form 4

    Thermo Fisher director R. Alexandra Keith reports an award of about 46 phantom stock units

    The filing reports about 46 phantom stock units in a grant or award (code A).

  32. Sep 294:13 PM ET

    TMO · Form 4

    Thermo Fisher director Jennifer M. Johnson reports an award of about 46 phantom stock units

    The filing reports about 46 phantom stock units in a grant or award (code A).

  33. Sep 292:26 PM ET

    PFE · Form 4

    Pfizer director Mortimer J. Buckley reports an award of about 1,308 phantom stock units

    The filing reports about 1,308 phantom stock units in a grant or award (code A).

  34. Sep 292:26 PM ET

    PFE · Form 4

    Pfizer director Joseph Echevarria reports an award of about 1,613 phantom stock units

    The filing reports about 1,613 phantom stock units in a grant or award (code A).

  35. Sep 292:25 PM ET

    PFE · Form 4

    Pfizer director Shantanu Narayen reports an award of about 1,744 phantom stock units

    The filing reports about 1,744 phantom stock units in a grant or award (code A).

  36. Sep 292:25 PM ET

    PFE · Form 4

    Pfizer director James Quincey reports an award of about 1,352 phantom stock units

    The filing reports about 1,352 phantom stock units in a grant or award (code A).

  37. Sep 292:25 PM ET

    PFE · Form 4

    Pfizer director Cyrus Taraporevala reports an award of about 1,308 phantom stock units

    The filing reports about 1,308 phantom stock units in a grant or award (code A).

  38. Sep 292:25 PM ET

    PFE · Form 4

    Pfizer director James C. Smith reports an award of about 1,570 phantom stock units

    The filing reports about 1,570 phantom stock units in a grant or award (code A).

  39. Sep 287:47 PM ET

    META · Form 4

    Meta CEO Mark Zuckerberg reports selling 27,474 shares under a 10b5-1 plan

    The filing reports 27,474 shares in an open-market or private sale (code S) at weighted-average prices from $775.32 to $779.33, about $21.4 million in total; and 17,140 shares in a conversion of a derivative security (code C).

  40. Sep 284:52 PM ET

    TMUS · Form 4

    T-Mobile VP & Chief Accounting Officer Daniel James Drobac reports an award of 2,768 shares

    The filing reports 2,768 shares in a grant or award (code A).

  41. Sep 284:30 PM ET

    PANW · Form 4

    Palo Alto Networks CFO Dipak Golechha reports selling 27,500 shares under a 10b5-1 plan

    The filing reports 27,500 shares in an open-market or private sale (code S) at weighted-average prices from $388.69 to $396.21, about $10.8 million in total.

  42. Sep 284:30 PM ET

    PANW · Form 4

    Palo Alto Networks director Aparna Bawa reports selling 260 shares

    The filing reports 260 shares in an open-market or private sale (code S) at $392.69, about $102,098 in total.

  43. Sep 284:16 PM ET

    AMD · 8-K

    AMD files an 8-K on unregistered share sales

    AMD filed a Form 8-K on Sep 28, 2026 at 4:16 PM ET under Item 3.02 (Unregistered Sales of Equity Securities).

  44. Sep 284:14 PM ET

    DELL · Form 4

    Dell director Lynn Vojvodich Radakovich reports an award of 419 shares

    The filing reports 419 shares in a grant or award (code A).

  45. Sep 284:13 PM ET

    DELL · Form 4

    Dell director Steven M. Mollenkopf reports an award of 633 shares

    The filing reports 633 shares in a grant or award (code A).

  46. Sep 284:12 PM ET

    DELL · Form 4

    Dell director Ellen Jamison Kullman reports an award of 419 shares

    The filing reports 419 shares in a grant or award (code A).

  47. Sep 284:11 PM ET

    DELL · Form 4

    Dell director William D. Green reports an award of 680 shares

    The filing reports 680 shares in a grant or award (code A).

  48. Sep 284:09 PM ET

    DELL · Form 4

    Dell director David J. Grain reports an award of 633 shares

    The filing reports 633 shares in a grant or award (code A).

  49. Sep 284:08 PM ET

    DELL · Form 4

    Dell director David W. Dorman reports an award of 633 shares

    The filing reports 633 shares in a grant or award (code A).

  50. Sep 283:01 PM ET

    CAT · Form 4

    Caterpillar Group President Jason Kaiser reports an award of 11 phantom stock units

    The filing reports 11 phantom stock units in a grant or award (code A).

  51. Sep 283:00 PM ET

    CAT · Form 4

    Caterpillar CFO Kyle Joseph Epley reports an award of 18 phantom stock units

    The filing reports 18 phantom stock units in a grant or award (code A).

  52. Sep 283:00 PM ET

    CAT · Form 4

    Caterpillar CEO Joseph E. Creed reports an award of 19 phantom stock units

    The filing reports 19 phantom stock units in a grant or award (code A).

  53. Sep 2811:48 AM ET

    VZ · Form 4

    Verizon EVP Rodriguez Alfonso Villanueva reports an award of about 129 phantom stock (unitized)

    The filing reports about 129 phantom stock (unitized) in a grant or award (code A).

  54. Sep 2811:47 AM ET

    VZ · Form 4

    Verizon Chief Legal Officer Vandana Venkatesh reports an award of about 95 phantom stock (unitized)

    The filing reports about 95 phantom stock (unitized) in a grant or award (code A).

  55. Sep 2811:46 AM ET

    VZ · Form 4

    Verizon SVP Mary-Lee Stillwell reports an award of about 43 phantom stock (unitized)

    The filing reports about 43 phantom stock (unitized) in a grant or award (code A).

  56. Sep 2811:45 AM ET

    VZ · Form 4

    Verizon CFO Anthony T. Skiadas reports an award of about 129 phantom stock (unitized)

    The filing reports about 129 phantom stock (unitized) in a grant or award (code A).

  57. Sep 2811:43 AM ET

    VZ · Form 4

    Verizon EVP&Pres-Global Networks&Tech Joseph J. Russo reports an award of about 82 phantom stock (unitized)

    The filing reports about 82 phantom stock (unitized) in a grant or award (code A).

  58. Sep 2811:42 AM ET

    VZ · Form 4

    Verizon EVP Kyle Malady reports an award of about 129 phantom stock (unitized)

    The filing reports about 129 phantom stock (unitized) in a grant or award (code A).

  59. Sep 2811:41 AM ET

    VZ · Form 4

    Verizon CEO Daniel H. Schulman reports an award of about 197 phantom stock (unitized)

    The filing reports about 197 phantom stock (unitized) in a grant or award (code A).

  60. Sep 255:48 PM ET

    QCOM · Form 4

    Qualcomm President & CEO Cristiano R. Amon reports selling 10,000 shares under a 10b5-1 plan

    The filing reports 10,000 shares in an open-market or private sale (code S) at $200.00, about $2.0 million in total.

  61. Sep 255:21 PM ET

    ABT · Form 4

    Abbott director Kevin T. Conroy reports 52,507 shares withheld for taxes

    The filing reports 52,507 shares withheld to pay the exercise price or tax (code F).

  62. Sep 255:20 PM ET

    XOM · 8-K

    ExxonMobil files an 8-K on other events

    ExxonMobil filed a Form 8-K on Sep 25, 2026 at 5:20 PM ET under Item 8.01 (Other Events).

  63. Sep 255:14 PM ET

    SCHW · Form 4

    Charles Schwab director Stephen A. Ellis reports exercising or converting 1,918 shares

    The filing reports 1,918 shares in an exercise or conversion of a derivative security (code M).

  64. Sep 254:35 PM ET

    FDX · Form 4

    FedEx director Joshua Cooper Ramo reports exercising or converting 5,042 shares

    The filing reports 5,042 shares in an exercise or conversion of a derivative security (code M); and 2,436 shares withheld to pay the exercise price or tax (code F).

  65. Sep 254:30 PM ET

    DELL · Form 4

    Dell director Egon Durban reports selling 1,850 shares

    The filing reports 1,850 shares in an open-market or private sale (code S) at $548.40, about $1.0 million in total.

  66. Sep 254:15 PM ET

    AVGO · Form 4

    Broadcom director Henry Samueli reports selling 702,190 shares under a 10b5-1 plan

    The filing reports 702,190 shares in an open-market or private sale (code S) at weighted-average prices from $354.71 to $361.79, about $250.0 million in total; and 72,474 shares given as a gift (code G).

  67. Sep 253:12 PM ET

    GD · Form 4

    General Dynamics director Robert K. Steel reports selling 7,440 shares

    The filing reports 7,440 shares in an open-market or private sale (code S) at prices from $345.82 to $346.12, about $2.6 million in total; and 7,440 shares in an exercise or conversion of a derivative security (code M).

  68. Sep 251:18 PM ET

    DIS · Form 4

    Disney EVP Brent Woodford reports exercising or converting 1,060 shares

    The filing reports 1,060 shares in an exercise or conversion of a derivative security (code M); and 393 shares withheld to pay the exercise price or tax (code F).

  69. Sep 256:30 AM ET

    DUK · 8-K

    Duke Energy files an 8-K on director or officer changes and other events

    Duke Energy filed a Form 8-K on Sep 25, 2026 at 6:30 AM ET under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers), Item 8.01 (Other Events).