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Filings news · archive

Filings notes, November 2026

Every note on an 8-K, Form 4 or 13D/13G filing from November 2026, newest first (311 notes). Each note sticks to what the filing says and links to it.

  1. Nov 108:09 PM ET

    SCHW · Form 4

    Charles Schwab Co-Chairman Charles R. Schwab reports selling 70,750 shares

    The filing reports 70,750 shares in an open-market or private sale (code S) at $93.01, about $6.6 million in total; and 31,850 shares given as a gift (code G).

  2. Nov 107:53 PM ET

    NOW · Form 4

    ServiceNow Principal Accounting Officer Danielle Fontaine reports exercising or converting 305 shares

    The filing reports 305 shares in an exercise or conversion of a derivative security (code M) and 106 shares withheld to pay the exercise price or tax (code F).

  3. Nov 107:53 PM ET

    NOW · Form 4

    ServiceNow President Paul Fipps reports exercising or converting 390 shares

    The filing reports 390 shares in an exercise or conversion of a derivative security (code M) and 156 shares withheld to pay the exercise price or tax (code F).

  4. Nov 107:53 PM ET

    NOW · Form 4

    ServiceNow COO Amit Zavery reports exercising or converting 9,995 shares

    The filing reports 9,995 shares in an exercise or conversion of a derivative security (code M); and 5,373 shares withheld to pay the exercise price or tax (code F).

  5. Nov 107:53 PM ET

    NOW · Form 4

    ServiceNow CFO Gina Mastantuono reports exercising or converting 3,950 shares

    The filing reports 3,950 shares in an exercise or conversion of a derivative security (code M); and 2,124 shares withheld to pay the exercise price or tax (code F).

  6. Nov 107:53 PM ET

    NOW · Form 4

    ServiceNow Chief People & AI Enblmt. Off. Jacqueline P. Canney reports selling 1,289 shares under a 10b5-1 plan

    The filing reports 1,289 shares in an open-market or private sale (code S) at $101.70, about $131,091 in total; 2,635 shares in an exercise or conversion of a derivative security (code M); and 1,346 shares withheld to pay the exercise price or tax (code F).

  7. Nov 107:53 PM ET

    NOW · Form 4

    ServiceNow Chairman & CEO William R. McDermott reports exercising or converting 8,775 shares

    The filing reports 8,775 shares in an exercise or conversion of a derivative security (code M); and 4,717 shares withheld to pay the exercise price or tax (code F).

  8. Nov 107:12 PM ET

    NFLX · Form 4

    Netflix Co-CEO Gregory K. Peters reports selling 27,312 shares

    The filing reports 27,312 shares in an open-market or private sale (code S) at $63.62, about $1.7 million in total.

  9. Nov 107:07 PM ET

    ANET · Form 4

    Arista Networks 10% owner Andreas Bechtolsheim reports selling 260,000 shares under a 10b5-1 plan

    The filing reports 260,000 shares in an open-market or private sale (code S) at weighted-average prices from $167.74 to $172.44, about $43.9 million in total.

  10. Nov 106:06 PM ET

    MSFT · Form 4

    Microsoft CFO Amy Hood reports selling 7,305 shares under a 10b5-1 plan

    The filing reports 7,305 shares in an open-market or private sale (code S) at weighted-average prices from $544.24 to $544.95, about $4.0 million in total.

  11. Nov 105:54 PM ET

    INTU · Form 4

    Intuit director Eve B. Burton reports an award of 88 restricted stock units

    The filing reports 88 restricted stock units in a grant or award (code A).

  12. Nov 105:52 PM ET

    INTU · Form 4

    Intuit director Richard L. Dalzell reports an award of 101 restricted stock units

    The filing reports 101 restricted stock units in a grant or award (code A).

  13. Nov 105:51 PM ET

    INTU · Form 4

    Intuit director Deborah Liu reports an award of 93 restricted stock units

    The filing reports 93 restricted stock units in a grant or award (code A).

  14. Nov 105:48 PM ET

    INTU · Form 4

    Intuit director Tekedra Mawakana reports an award of 80 restricted stock units

    The filing reports 80 restricted stock units in a grant or award (code A).

  15. Nov 105:45 PM ET

    INTU · Form 4

    Intuit director William R. McDermott reports an award of 84 restricted stock units

    The filing reports 84 restricted stock units in a grant or award (code A).

  16. Nov 105:43 PM ET

    INTU · Form 4

    Intuit director Forrest Eugene Norrod reports an award of 80 restricted stock units

    The filing reports 80 restricted stock units in a grant or award (code A).

  17. Nov 105:39 PM ET

    INTU · Form 4

    Intuit director Thomas J. Szkutak reports an award of 109 restricted stock units

    The filing reports 109 restricted stock units in a grant or award (code A).

  18. Nov 105:00 PM ET

    DHR · Form 4

    Danaher Executive Vice President Matthew McGrew reports selling 17,385 shares

    The filing reports 17,385 shares in an open-market or private sale (code S) at $235.69, about $4.1 million in total; and 17,385 shares in an exercise or conversion of a derivative security (code M).

  19. Nov 105:00 PM ET

    DHR · Form 4

    Danaher Executive Vice President Gregory M. Milosevich reports selling 2,100 shares

    The filing reports 2,100 shares in an open-market or private sale (code S) at $230.62, about $484,302 in total.

  20. Nov 104:41 PM ET

    FDX · Form 4

    FedEx Interim CFO & Interim CAO Claude F. Russ reports selling 16,762 shares

    The filing reports 16,762 shares in an open-market or private sale (code S) at weighted-average prices from $316.01 to $316.12, about $5.3 million in total; and 15,493 shares in an exercise or conversion of a derivative security (code M).

  21. Nov 104:38 PM ET

    LLY · Form 4

    Eli Lilly EVP & President Patrik Jonsson reports a gift of 704 shares

    The filing reports 704 shares given as a gift (code G).

  22. Nov 104:16 PM ET

    COST · 8-K

    Costco files an 8-K on director or officer changes and other events

    Costco filed a Form 8-K on Nov 10, 2026 at 4:16 PM ET under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers), Item 8.01 (Other Events).

  23. Nov 104:15 PM ET

    EMR · Form 4

    Emerson President & CEO Surendralal Lanca Karsanbhai reports 10,016 shares withheld for taxes

    The filing reports 10,016 shares withheld to pay the exercise price or tax (code F).

  24. Nov 104:15 PM ET

    EMR · Form 4

    Emerson Executive Vice Pres & COO Ram R. Krishnan reports 4,293 shares withheld for taxes

    The filing reports 4,293 shares withheld to pay the exercise price or tax (code F).

  25. Nov 104:14 PM ET

    EMR · Form 4

    Emerson Exec VP Michael J. Baughman reports 2,003 shares withheld for taxes

    The filing reports 2,003 shares withheld to pay the exercise price or tax (code F).

  26. Nov 104:14 PM ET

    EMR · Form 4

    Emerson Chief Technology Officer Peter Zornio reports 480 shares withheld for taxes

    The filing reports 480 shares withheld to pay the exercise price or tax (code F).

  27. Nov 104:13 PM ET

    EMR · Form 4

    Emerson SVP & Chief Sustain Officer Michael H. Train reports 1,431 shares withheld for taxes

    The filing reports 1,431 shares withheld to pay the exercise price or tax (code F).

  28. Nov 104:13 PM ET

    EMR · Form 4

    Emerson Senior VP & CCO Lisa Flavin reports 1,002 shares withheld for taxes

    The filing reports 1,002 shares withheld to pay the exercise price or tax (code F).

  29. Nov 104:12 PM ET

    EMR · Form 4

    Emerson Senior VP &CMO Vidya Ramnath reports 293 shares withheld for taxes

    The filing reports 293 shares withheld to pay the exercise price or tax (code F).

  30. Nov 104:12 PM ET

    EMR · Form 4

    Emerson Senior VP & CPO Nicholas J. Piazza reports 859 shares withheld for taxes

    The filing reports 859 shares withheld to pay the exercise price or tax (code F).

  31. Nov 104:11 PM ET

    EMR · Form 4

    Emerson Group President Sabyaschi Mitra reports 410 shares withheld for taxes

    The filing reports 410 shares withheld to pay the exercise price or tax (code F).

  32. Nov 104:10 PM ET

    MS · Form 4

    Morgan Stanley director Judith A. Miscik reports selling 2,480 shares

    The filing reports 2,480 shares in an open-market or private sale (code S) at $183.21, about $454,348 in total.

  33. Nov 104:07 PM ET

    V · Form 4

    Visa GENERAL COUNSEL Julie B. Rottenberg reports selling 1,867 shares under a 10b5-1 plan

    The filing reports 1,867 shares in an open-market or private sale (code S) at $423.00, about $789,741 in total; and 1,867 shares in an exercise or conversion of a derivative security (code M).

  34. Nov 104:05 PM ET

    COF · 8-K

    Capital One files an 8-K on investor materials (Reg FD)

    Capital One filed a Form 8-K on Nov 10, 2026 at 4:05 PM ET under Item 7.01 (Regulation FD Disclosure).

  35. Nov 109:01 AM ET

    QCOM · Schedule 13G

    STATE STREET CORPORATION reports a 5% stake in Qualcomm on Schedule 13G

    The filing cites Rule 13d-1(b).

  36. Nov 108:41 AM ET

    MDT · Schedule 13G

    STATE STREET CORPORATION reports a 5.2% stake in Medtronic on Schedule 13G

    The filing cites Rule 13d-1(b).

  37. Nov 107:22 AM ET

    XOM · Schedule 13G

    STATE STREET CORPORATION reports a 5.1% stake in ExxonMobil on Schedule 13G

    The filing cites Rule 13d-1(b).

  38. Nov 106:51 AM ET

    CSCO · Schedule 13G

    STATE STREET CORPORATION reports a 5% stake in Cisco on Schedule 13G

    The filing cites Rule 13d-1(b).

  39. Nov 106:18 AM ET

    ACN · Schedule 13G

    STATE STREET CORPORATION reports a 5.5% stake in Accenture on Schedule 13G

    The filing cites Rule 13d-1(b).

  40. Nov 99:18 PM ET

    DUK · 8-K

    Duke Energy files an 8-K on a material agreement

    Duke Energy filed a Form 8-K on Nov 9, 2026 at 9:18 PM ET under Item 1.01 (Entry into a Material Definitive Agreement).

  41. Nov 97:46 PM ET

    AMGN · Form 4

    Amgen director Omar Ishrak reports an award of about 152 shares

    The filing reports about 152 shares in a grant or award (code A).

  42. Nov 97:45 PM ET

    AMGN · Form 4

    Amgen director Charles M. Holley reports an award of about 185 shares

    The filing reports about 185 shares in a grant or award (code A).

  43. Nov 97:44 PM ET

    AMGN · Form 4

    Amgen director David W. Gibbs reports an award of 278 shares

    The filing reports 278 shares in a grant or award (code A).

  44. Nov 97:43 PM ET

    AMGN · Form 4

    Amgen director Michael V. Drake reports an award of about 114 shares

    The filing reports about 114 shares in a grant or award (code A).

  45. Nov 97:20 PM ET

    GILD · Form 4

    Gilead EVP Gen Counsel Wettan Keeley M. Cain reports selling 3,399 shares under a 10b5-1 plan

    The filing reports 3,399 shares in an open-market or private sale (code S) at $164.11, about $557,810 in total.

  46. Nov 97:06 PM ET

    ANET · Form 4

    Arista Networks 10% owner Andreas Bechtolsheim reports selling 260,000 shares under a 10b5-1 plan

    The filing reports 260,000 shares in an open-market or private sale (code S) at weighted-average prices from $159.11 to $171.45, about $43.0 million in total.

  47. Nov 96:48 PM ET

    SBUX · Form 4

    Starbucks ceo Brady Brewer reports selling 2,229 shares under a 10b5-1 plan

    The filing reports 2,229 shares in an open-market or private sale (code S) at $110.00, about $245,190 in total.

  48. Nov 96:09 PM ET

    QCOM · Form 4

    Qualcomm Chief HR Officer Heather S. Ace reports selling 3,200 shares under a 10b5-1 plan

    The filing reports 3,200 shares in an open-market or private sale (code S) at $165.42, about $529,344 in total.

  49. Nov 96:04 PM ET

    MSFT · Form 4

    Microsoft CEO Satya Nadella reports a gift of 4,704 shares

    The filing reports 4,704 shares given as a gift (code G).

  50. Nov 94:49 PM ET

    AMT · 8-K

    American Tower files an 8-K on other events

    American Tower filed a Form 8-K on Nov 9, 2026 at 4:49 PM ET under Item 8.01 (Other Events).

  51. Nov 94:33 PM ET

    UNH · 8-K

    UnitedHealth files an 8-K on director or officer changes

    UnitedHealth filed a Form 8-K on Nov 9, 2026 at 4:33 PM ET under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers).

  52. Nov 94:30 PM ET

    AAPL · 8-K

    Apple files an 8-K on other events

    Apple filed a Form 8-K on Nov 9, 2026 at 4:30 PM ET under Item 8.01 (Other Events).

  53. Nov 94:19 PM ET

    ACN · Form 4

    Accenture Strategy/Reinvention Svcs Ofcr Manish Sharma reports an award of 68 shares

    The filing reports 68 shares in a grant or award (code A).

  54. Nov 94:19 PM ET

    ACN · Form 4

    Accenture General Counsel Joel Unruch reports an award of 102 shares

    The filing reports 102 shares in a grant or award (code A).

  55. Nov 94:19 PM ET

    ACN · Form 4

    Accenture Chief Leadership & HR Officer Katherine Lee Clifford reports an award of 65 shares

    The filing reports 65 shares in a grant or award (code A).

  56. Nov 94:19 PM ET

    ACN · Form 4

    Accenture CEO-Americas John F. Walsh reports an award of 103 shares

    The filing reports 103 shares in a grant or award (code A).

  57. Nov 94:19 PM ET

    ACN · Form 4

    Accenture CEO Julie Spellman Sweet reports an award of 144 shares

    The filing reports 144 shares in a grant or award (code A).

  58. Nov 94:19 PM ET

    ACN · Form 4

    Accenture COO Catherine Kiernan Hogan reports an award of 80 shares

    The filing reports 80 shares in a grant or award (code A).

  59. Nov 94:19 PM ET

    ACN · Form 4

    Accenture Chief Accounting Officer Melissa A. Burgum reports an award of 75 shares

    The filing reports 75 shares in a grant or award (code A).

  60. Nov 94:18 PM ET

    ACN · Form 4

    Accenture CFO Angie Y. Park reports an award of 102 shares

    The filing reports 102 shares in a grant or award (code A).

  61. Nov 94:18 PM ET

    FDX · 8-K

    FedEx files an 8-K on director or officer changes

    FedEx filed a Form 8-K on Nov 9, 2026 at 4:18 PM ET under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers).

  62. Nov 94:11 PM ET

    COF · Form 4

    Capital One director Peter E. Raskind reports selling 1,681 shares under a 10b5-1 plan

    The filing reports 1,681 shares in an open-market or private sale (code S) at $201.79, about $339,209 in total.

  63. Nov 94:10 PM ET

    TXN · 8-K

    Texas Instruments files an 8-K on other events

    Texas Instruments filed a Form 8-K on Nov 9, 2026 at 4:10 PM ET under Item 8.01 (Other Events).

  64. Nov 94:04 PM ET

    GD · Form 4

    General Dynamics director Leon Rudy F. De reports a gift of 138 shares

    The filing reports 138 shares given as a gift (code G).

  65. Nov 94:01 PM ET

    GD · Form 4

    General Dynamics CEO Phebe N. Novakovic reports selling 45,353 shares

    The filing reports 45,353 shares in an open-market or private sale (code S) at prices from $360.05 to $365.61, about $16.4 million in total.

  66. Nov 92:19 PM ET

    LRCX · Form 4

    Lam Research director Ita M. Brennan reports an award of 856 shares

    The filing reports 856 shares in a grant or award (code A).

  67. Nov 92:11 PM ET

    LRCX · Form 4

    Lam Research director Eric Brandt reports an award of 856 shares

    The filing reports 856 shares in a grant or award (code A).

  68. Nov 92:10 PM ET

    LRCX · Form 4

    Lam Research director Anirudh Devgan reports an award of 856 shares

    The filing reports 856 shares in a grant or award (code A).

  69. Nov 92:10 PM ET

    LRCX · Form 4

    Lam Research director John M. Dineen reports an award of 856 shares

    The filing reports 856 shares in a grant or award (code A).

  70. Nov 92:09 PM ET

    LRCX · Form 4

    Lam Research director Mark Fields reports an award of 856 shares

    The filing reports 856 shares in a grant or award (code A).

  71. Nov 92:08 PM ET

    LRCX · Form 4

    Lam Research director Ho Kyu Kang reports an award of 856 shares

    The filing reports 856 shares in a grant or award (code A).

  72. Nov 92:08 PM ET

    LRCX · Form 4

    Lam Research director Jyoti Mehra reports an award of 856 shares

    The filing reports 856 shares in a grant or award (code A).

  73. Nov 92:07 PM ET

    LRCX · Form 4

    Lam Research director Abhijit Y. Talwalkar reports an award of 856 shares

    The filing reports 856 shares in a grant or award (code A).

  74. Nov 92:06 PM ET

    LRCX · Form 4

    Lam Research director Bethany Mayer reports selling 16 shares under a 10b5-1 plan

    The filing reports 16 shares in an open-market or private sale (code S) at $208.50, about $3,336 in total; and 856 shares in a grant or award (code A).

  75. Nov 912:08 PM ET

    KO · Form 4

    Coca-Cola Executive Vice President Nancy Quan reports selling 20,585 shares

    The filing reports 20,585 shares in an open-market or private sale (code S) at $95.62, about $2.0 million in total; and 20,585 shares in an exercise or conversion of a derivative security (code M).

  76. Nov 911:02 AM ET

    PG · Form 4

    Procter & Gamble CFO Andre Schulten reports selling 30,677 shares

    The filing reports 30,677 shares in an open-market or private sale (code S) at $169.00, about $5.2 million in total; and 30,677 shares in an exercise or conversion of a derivative security (code M).

  77. Nov 911:00 AM ET

    PG · Form 4

    Procter & Gamble CEO - Grooming De Azevedo Juliana Monteiro Santos reports selling 5,370 shares

    The filing reports 5,370 shares in an open-market or private sale (code S) at $169.00, about $907,530 in total.

  78. Nov 98:59 AM ET

    SO · Form 4

    Southern Company EVP & CLO Sterling A. Spainhour, Jr. reports selling 3,333 shares under a 10b5-1 plan

    The filing reports 3,333 shares in an open-market or private sale (code S) at $91.81, about $306,003 in total.

  79. Nov 96:10 AM ET

    BRK.B · 8-K

    Berkshire Hathaway files an 8-K on quarterly results

    Berkshire Hathaway filed a Form 8-K on Nov 9, 2026 at 6:10 AM ET under Item 2.02 (Results of Operations and Financial Condition).

  80. Nov 68:03 PM ET

    QCOM · Form 4

    Qualcomm director Sylvia Acevedo reports selling about 61 shares

    The filing reports about 61 shares in an open-market or private sale (code S) at $166.05, about $10,074 in total.

  81. Nov 66:36 PM ET

    META · Form 4

    Meta CEO Mark Zuckerberg reports a other acquisition or disposition of 97,935 Class B common Stocks

    The filing reports 97,935 Class B common Stocks in an other acquisition or disposition (code J).

  82. Nov 66:18 PM ET

    MDLZ · Form 4

    Mondelez CEO De Put Dirk Van reports selling 129,285 shares under a 10b5-1 plan

    The filing reports 129,285 shares in an open-market or private sale (code S) at $68.03, about $8.8 million in total; and 129,285 shares in an exercise or conversion of a derivative security (code M).

  83. Nov 66:17 PM ET

    MDLZ · Form 4/A

    Amended: Mondelez CEO De Put Dirk Van reports selling 129,285 shares under a 10b5-1 plan

    The filing reports 129,285 shares in an open-market or private sale (code S) at $66.04, about $8.5 million in total; and 129,285 shares in an exercise or conversion of a derivative security (code M).

  84. Nov 65:32 PM ET

    DIS · Form 4

    Disney SEVP Horacio E. Gutierrez reports selling 20,552 shares under a 10b5-1 plan

    The filing reports 20,552 shares in an open-market or private sale (code S) at $120.00, about $2.5 million in total.

  85. Nov 65:15 PM ET

    GILD · Form 4

    Gilead Chairman & CEO Daniel Patrick O'Day reports selling 112,429 shares under a 10b5-1 plan

    The filing reports 112,429 shares in an open-market or private sale (code S) at prices from $175.16 to $175.17, about $19.7 million in total; and 112,429 shares in an exercise or conversion of a derivative security (code M).

  86. Nov 65:09 PM ET

    ABT · Form 4

    Abbott EXECUTIVE VICE PRESIDENT Mary K. Moreland reports selling 3,500 shares

    The filing reports 3,500 shares in an open-market or private sale (code S) at $116.00, about $406,000 in total.

  87. Nov 64:41 PM ET

    CVS · Form 4

    CVS Health EVP Prem S. Shah reports buying 23,855 shares

    The filing reports 23,855 shares in an open-market or private purchase (code P) at $83.89, about $2.0 million in total.

  88. Nov 64:40 PM ET

    SNDK · Schedule 13G/A

    JANE STREET GROUP, LLC files an amended Schedule 13G on Sandisk, reporting 3.7%

    The filing cites Rule 13d-1(c).

  89. Nov 64:32 PM ET

    GM · Form 4

    General Motors Executive Vice President Rory Harvey reports selling 16,513 shares under a 10b5-1 plan

    The filing reports 16,513 shares in an open-market or private sale (code S) at $89.64, about $1.5 million in total.

  90. Nov 64:30 PM ET

    QCOM · Form 4

    Qualcomm EVP Ann C. Chaplin reports selling 1,501 shares under a 10b5-1 plan

    The filing reports 1,501 shares in an open-market or private sale (code S) at $161.54, about $242,472 in total.

  91. Nov 64:25 PM ET

    BMY · Form 4

    Bristol Myers Squibb director Julia A. Haller reports selling 3,800 shares

    The filing reports 3,800 shares in an open-market or private sale (code S) at $63.31, about $240,578 in total.

  92. Nov 64:21 PM ET

    EMR · Form 4

    Emerson President & CEO Surendralal Lanca Karsanbhai reports 9,022 shares withheld for taxes

    The filing reports 9,022 shares withheld to pay the exercise price or tax (code F).

  93. Nov 64:21 PM ET

    EMR · Form 4

    Emerson Exec VP Michael J. Baughman reports 1,937 shares withheld for taxes

    The filing reports 1,937 shares withheld to pay the exercise price or tax (code F).

  94. Nov 64:20 PM ET

    EMR · Form 4

    Emerson Executive Vice Pres & COO Ram R. Krishnan reports 3,609 shares withheld for taxes

    The filing reports 3,609 shares withheld to pay the exercise price or tax (code F).

  95. Nov 64:19 PM ET

    EMR · Form 4

    Emerson Senior VP & CCO Lisa Flavin reports 842 shares withheld for taxes

    The filing reports 842 shares withheld to pay the exercise price or tax (code F).

  96. Nov 64:19 PM ET

    EMR · Form 4

    Emerson Group President Sabyaschi Mitra reports 492 shares withheld for taxes

    The filing reports 492 shares withheld to pay the exercise price or tax (code F).

  97. Nov 64:18 PM ET

    EMR · Form 4

    Emerson Senior VP & CPO Nicholas J. Piazza reports 903 shares withheld for taxes

    The filing reports 903 shares withheld to pay the exercise price or tax (code F).

  98. Nov 64:18 PM ET

    EMR · Form 4

    Emerson Senior VP &CMO Vidya Ramnath reports 295 shares withheld for taxes

    The filing reports 295 shares withheld to pay the exercise price or tax (code F).

  99. Nov 64:17 PM ET

    EMR · Form 4

    Emerson SVP Chief Tech Rudra Sengupta reports 189 shares withheld for taxes

    The filing reports 189 shares withheld to pay the exercise price or tax (code F).

  100. Nov 64:17 PM ET

    EMR · Form 4

    Emerson Sr VP Michael Tang reports 1,168 shares withheld for taxes

    The filing reports 1,168 shares withheld to pay the exercise price or tax (code F).

  101. Nov 64:16 PM ET

    EMR · Form 4

    Emerson SVP & Chief Sustain Officer Michael H. Train reports 1,204 shares withheld for taxes

    The filing reports 1,204 shares withheld to pay the exercise price or tax (code F).

  102. Nov 64:15 PM ET

    EMR · Form 4

    Emerson Chief Technology Officer Peter Zornio reports 403 shares withheld for taxes

    The filing reports 403 shares withheld to pay the exercise price or tax (code F).

  103. Nov 64:12 PM ET

    NVDA · Form 4

    Nvidia director Tench Coxe reports a gift of 500,000 shares

    The filing reports 500,000 shares given as a gift (code G).

  104. Nov 64:08 PM ET

    COF · Form 4

    Capital One CEO Richard D. Fairbank reports selling 90,743 shares under a 10b5-1 plan

    The filing reports 90,743 shares in an open-market or private sale (code S) at weighted-average prices from $199.55 to $214.61, about $18.6 million in total; and 40,743 shares in an exercise or conversion of a derivative security (code M).

  105. Nov 64:07 PM ET

    UPS · Form 4

    UPS director Shannon S. Eisenhardt reports an award of 918 restricted stock units

    The filing reports 918 restricted stock units in a grant or award (code A).

  106. Nov 64:05 PM ET

    AXP · Form 4

    American Express CEO Stephen J. Squeri reports selling 299,401 shares

    The filing reports 299,401 shares in an open-market or private sale (code S) at weighted-average prices from $330.52 to $332.98, about $99.4 million in total; and 299,401 shares in an exercise or conversion of a derivative security (code M).

  107. Nov 62:41 PM ET

    VZ · Form 4

    Verizon EVP Rodriguez Alfonso Villanueva reports an award of about 132 phantom stock (unitized)

    The filing reports about 132 phantom stock (unitized) in a grant or award (code A).

  108. Nov 62:40 PM ET

    VZ · Form 4

    Verizon Chief Legal Officer Vandana Venkatesh reports an award of about 97 phantom stock (unitized)

    The filing reports about 97 phantom stock (unitized) in a grant or award (code A).

  109. Nov 62:39 PM ET

    VZ · Form 4

    Verizon SVP Mary-Lee Stillwell reports an award of about 44 phantom stock (unitized)

    The filing reports about 44 phantom stock (unitized) in a grant or award (code A).

  110. Nov 62:38 PM ET

    VZ · Form 4

    Verizon CFO Anthony T. Skiadas reports an award of about 132 phantom stock (unitized)

    The filing reports about 132 phantom stock (unitized) in a grant or award (code A).

  111. Nov 62:38 PM ET

    VZ · Form 4

    Verizon EVP&Pres-Global Networks&Tech Joseph J. Russo reports an award of about 84 phantom stock (unitized)

    The filing reports about 84 phantom stock (unitized) in a grant or award (code A).

  112. Nov 62:37 PM ET

    VZ · Form 4

    Verizon EVP Kyle Malady reports an award of about 132 phantom stock (unitized)

    The filing reports about 132 phantom stock (unitized) in a grant or award (code A).

  113. Nov 62:36 PM ET

    VZ · Form 4

    Verizon CEO Daniel H. Schulman reports an award of about 202 phantom stock (unitized)

    The filing reports about 202 phantom stock (unitized) in a grant or award (code A).

  114. Nov 61:46 PM ET

    LIN · Form 4

    Linde CFO Matthew J. White reports selling 86,833 shares

    The filing reports 86,833 shares in an open-market or private sale (code S) at prices from $518.50 to $525.00, about $45.3 million in total; 228,175 shares in an exercise or conversion of a derivative security (code M); and 141,342 shares withheld to pay the exercise price or tax (code F).

  115. Nov 68:00 AM ET

    USB · 8-K

    U.S. Bancorp files an 8-K on investor materials (Reg FD)

    U.S. Bancorp filed a Form 8-K on Nov 6, 2026 at 8:00 AM ET under Item 7.01 (Regulation FD Disclosure).

  116. Nov 58:24 PM ET

    NFLX · Form 4

    Netflix Co-CEO Theodore A. Sarandos reports selling 27,312 shares

    The filing reports 27,312 shares in an open-market or private sale (code S) at $66.20, about $1.8 million in total; 54,388 shares in an exercise or conversion of a derivative security (code M); and 27,076 shares withheld to pay the exercise price or tax (code F).

  117. Nov 58:24 PM ET

    NFLX · Form 4

    Netflix Chief Global Affairs Officer Cletus R. Willems reports exercising or converting 6,168 shares

    The filing reports 6,168 shares in an exercise or conversion of a derivative security (code M); and 3,027 shares withheld to pay the exercise price or tax (code F).

  118. Nov 58:23 PM ET

    NFLX · Form 4

    Netflix CFO Spencer Adam Neumann reports selling 9,253 shares

    The filing reports 9,253 shares in an open-market or private sale (code S) at $66.15, about $612,109 in total; 18,428 shares in an exercise or conversion of a derivative security (code M); and 9,175 shares withheld to pay the exercise price or tax (code F).

  119. Nov 58:23 PM ET

    NFLX · Form 4

    Netflix Co-CEO Gregory K. Peters reports exercising or converting 54,388 shares

    The filing reports 54,388 shares in an exercise or conversion of a derivative security (code M); and 27,076 shares withheld to pay the exercise price or tax (code F).

  120. Nov 58:22 PM ET

    NFLX · Form 4/A

    Amended: Netflix Chief Legal Officer David A. Hyman reports exercising or converting 11,409 restricted stock units

    The filing reports 11,409 restricted stock units in an exercise or conversion of a derivative security (code M).

  121. Nov 56:59 PM ET

    BAC · Form 4

    Bank of America CEO Brian T. Moynihan reports a gift of 38,600 shares

    The filing reports 38,600 shares given as a gift (code G).

  122. Nov 56:59 PM ET

    SCHW · Form 4

    Charles Schwab Co-Chairman Charles R. Schwab reports selling 11,675 shares

    The filing reports 11,675 shares in an open-market or private sale (code S) at $89.21, about $1.0 million in total.

  123. Nov 56:30 PM ET

    AAPL · Form 4

    Apple General Counsel Jennifer Newstead reports selling 2,399 shares under a 10b5-1 plan

    The filing reports 2,399 shares in an open-market or private sale (code S) at $325.75, about $781,474 in total.

  124. Nov 55:56 PM ET

    DIS · Form 4

    Disney EVP Brent Woodford reports selling 3,618 shares under a 10b5-1 plan

    The filing reports 3,618 shares in an open-market or private sale (code S) at $117.00, about $423,306 in total; and 3,618 shares in an exercise or conversion of a derivative security (code M).

  125. Nov 54:59 PM ET

    WMT · Form 4

    Walmart Executive Vice President Latriece Watkins reports about 227 shares withheld for taxes

    The filing reports about 227 shares withheld to pay the exercise price or tax (code F).

  126. Nov 54:59 PM ET

    WMT · Form 4

    Walmart Executive Vice President Seth Dallaire reports about 387 shares withheld for taxes

    The filing reports about 387 shares withheld to pay the exercise price or tax (code F).

  127. Nov 54:59 PM ET

    WMT · Form 4

    Walmart Executive Vice President David W. Guggina reports about 118 shares withheld for taxes

    The filing reports about 118 shares withheld to pay the exercise price or tax (code F).

  128. Nov 54:59 PM ET

    WMT · Form 4

    Walmart SVP & Controller Dwayne M. Milum reports about 122 shares withheld for taxes

    The filing reports about 122 shares withheld to pay the exercise price or tax (code F).

  129. Nov 54:58 PM ET

    NEE · 8-K

    NextEra Energy files an 8-K on other events

    NextEra Energy filed a Form 8-K on Nov 5, 2026 at 4:58 PM ET under Item 8.01 (Other Events).

  130. Nov 54:58 PM ET

    META · 8-K

    Meta files an 8-K on other events

    Meta filed a Form 8-K on Nov 5, 2026 at 4:58 PM ET under Item 8.01 (Other Events).

  131. Nov 54:56 PM ET

    ACN · Form 4

    Accenture Co-CEO Asia Pacific Atsushi Egawa reports selling 10,000 shares under a 10b5-1 plan

    The filing reports 10,000 shares in an open-market or private sale (code S) at $270.00, about $2.7 million in total.

  132. Nov 54:33 PM ET

    MU · 8-K

    Micron files an 8-K on director or officer changes

    Micron filed a Form 8-K on Nov 5, 2026 at 4:33 PM ET under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers).

  133. Nov 54:30 PM ET

    V · Form 4

    Visa PRESIDENT Rajat Taneja reports selling 34,417 shares

    The filing reports 34,417 shares in an open-market or private sale (code S) at weighted-average prices from $425.39 to $427.36, about $14.7 million in total; and 34,417 shares in an exercise or conversion of a derivative security (code M).

  134. Nov 54:30 PM ET

    PANW · Form 4

    Palo Alto Networks President William D. Jenkins, Jr. reports selling 37,992 shares under a 10b5-1 plan

    The filing reports 37,992 shares in an open-market or private sale (code S) at weighted-average prices from $342.13 to $360.92, about $13.4 million in total.

  135. Nov 54:19 PM ET

    GD · Form 4

    General Dynamics Senior VP Gregory S. Gallopoulos reports selling 12,994 shares

    The filing reports 12,994 shares in an open-market or private sale (code S) at prices from $372.32 to $373.09, about $4.8 million in total.

  136. Nov 54:17 PM ET

    LRCX · 8-K

    Lam Research files an 8-K on shareholder vote results and other events

    Lam Research filed a Form 8-K on Nov 5, 2026 at 4:17 PM ET under Item 5.07 (Submission of Matters to a Vote of Security Holders), Item 8.01 (Other Events).

  137. Nov 54:15 PM ET

    USB · 8-K

    U.S. Bancorp files an 8-K on Item 9.01

    U.S. Bancorp filed a Form 8-K on Nov 5, 2026 at 4:15 PM ET under Item 9.01 (Financial Statements and Exhibits).

  138. Nov 54:15 PM ET

    GD · Form 4

    General Dynamics CEO Phebe N. Novakovic reports exercising or converting 151,150 shares

    The filing reports 151,150 shares in an exercise or conversion of a derivative security (code M); and 105,797 shares withheld to pay the exercise price or tax (code F).

  139. Nov 54:11 PM ET

    GD · Form 4

    General Dynamics Executive Vice President Jason W. Aiken reports exercising or converting 14,645 shares

    The filing reports 14,645 shares in an exercise or conversion of a derivative security (code M); 11,732 shares withheld to pay the exercise price or tax (code F); and 2,702 shares given as a gift (code G).

  140. Nov 54:10 PM ET

    GOOGL · 8-K

    Alphabet files an 8-K on other events

    Alphabet filed a Form 8-K on Nov 5, 2026 at 4:10 PM ET under Item 8.01 (Other Events).

  141. Nov 54:09 PM ET

    GE · Form 4

    GE Aerospace Vice President Robert M. Giglietti reports selling 14,796 shares

    The filing reports 14,796 shares in an open-market or private sale (code S) at weighted-average prices from $332.12 to $332.69, about $4.9 million in total; and 14,796 shares in an exercise or conversion of a derivative security (code M).

  142. Nov 51:38 PM ET

    ISRG · Form 4

    Intuitive Surgical director Gary S. Guthart reports selling 10,000 shares under a 10b5-1 plan

    The filing reports 10,000 shares in an open-market or private sale (code S) at $457.34, about $4.6 million in total.

  143. Nov 51:29 PM ET

    WFC · Schedule 13G/A

    FMR LLC files an amended Schedule 13G on Wells Fargo, reporting 4.7%

    The filing cites Rule 13d-1(b).

  144. Nov 51:27 PM ET

    TMO · Schedule 13G

    FMR LLC reports a 6% stake in Thermo Fisher on Schedule 13G

    The filing cites Rule 13d-1(b).

  145. Nov 51:19 PM ET

    LOW · Schedule 13G/A

    FMR LLC files an amended Schedule 13G on Lowe's, reporting 7.3%

    The filing cites Rule 13d-1(b).

  146. Nov 51:16 PM ET

    GEV · Schedule 13G/A

    FMR LLC files an amended Schedule 13G on GE Vernova, reporting 5.5%

    The filing cites Rule 13d-1(b).

  147. Nov 51:14 PM ET

    DHR · Schedule 13G

    FMR LLC reports a 5.6% stake in Danaher on Schedule 13G

    The filing cites Rule 13d-1(b).

  148. Nov 512:55 PM ET

    ISRG · Form 4

    Intuitive Surgical director Craig H. Barratt reports selling 1,150 shares under a 10b5-1 plan

    The filing reports 1,150 shares in an open-market or private sale (code S) at $460.00, about $529,003 in total; and 1,150 shares in an exercise or conversion of a derivative security (code M).

  149. Nov 59:03 AM ET

    PG · Form 4

    Procter & Gamble CFO Andre Schulten reports selling 33,624 shares

    The filing reports 33,624 shares in an open-market or private sale (code S) at $165.00, about $5.5 million in total; and 33,624 shares in an exercise or conversion of a derivative security (code M).

  150. Nov 58:09 AM ET

    SO · 8-K

    Southern Company files an 8-K on quarterly results

    Southern Company filed a Form 8-K on Nov 5, 2026 at 8:09 AM ET under Item 2.02 (Results of Operations and Financial Condition).