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Filings news · archive

Filings notes, October 2026

Every note on an 8-K, Form 4 or 13D/13G filing from October 2026, newest first (657 notes). Each note sticks to what the filing says and links to it.

  1. Oct 308:01 PM ET

    PLTR · Form 4

    Palantir Chief Legal Officer Ryan D. Taylor reports an award of 211,208 shares

    The filing reports 211,208 shares in a grant or award (code A).

  2. Oct 308:00 PM ET

    PLTR · Form 4

    Palantir Chief Technology Officer Shyam Sankar reports an award of 564,830 shares

    The filing reports 564,830 shares in a grant or award (code A).

  3. Oct 308:00 PM ET

    PLTR · Form 4

    Palantir CFO David A. Glazer reports an award of 211,208 shares

    The filing reports 211,208 shares in a grant or award (code A).

  4. Oct 307:07 PM ET

    GOOGL · Form 4

    Alphabet director Frances Arnold reports selling 82 shares under a 10b5-1 plan

    The filing reports 82 shares in an open-market or private sale (code S) at $284.00, about $23,288 in total.

  5. Oct 304:46 PM ET

    AMT · Form 4

    American Tower Chief Admin Ofr Ruth T. Dowling reports selling 1,578 shares under a 10b5-1 plan

    The filing reports 1,578 shares in an open-market or private sale (code S) at prices from $182.00 to $185.81, about $290,823 in total.

  6. Oct 304:45 PM ET

    TMO · Form 4

    Thermo Fisher director Scott M. Sperling reports a gift of 3,490 shares

    The filing reports 3,490 shares given as a gift (code G).

  7. Oct 304:45 PM ET

    FDX · Form 4

    FedEx EVP - Chief People Officer Tracy B. Brightman reports selling 26,611 shares

    The filing reports 26,611 shares in an open-market or private sale (code S) at weighted-average prices from $316.40 to $316.73, about $8.4 million in total; and 23,070 shares in an exercise or conversion of a derivative security (code M).

  8. Oct 304:45 PM ET

    TMO · Form 4

    Thermo Fisher Chief HR Officer Lisa P. Britt reports selling 2,831 shares

    The filing reports 2,831 shares in an open-market or private sale (code S) at $706.45, about $2.0 million in total.

  9. Oct 304:27 PM ET

    USB · 8-K

    U.S. Bancorp files an 8-K on charter or bylaw changes and other events

    U.S. Bancorp filed a Form 8-K on Oct 30, 2026 at 4:27 PM ET under Item 3.03 (Material Modification to Rights of Security Holders), Item 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year), Item 8.01 (Other Events).

  10. Oct 304:25 PM ET

    TXN · Form 4

    Texas Instruments director Ronald Kirk reports selling 6,065 shares

    The filing reports 6,065 shares in an open-market or private sale (code S) at $310.39, about $1.9 million in total; and 6,065 shares in an exercise or conversion of a derivative security (code M).

  11. Oct 304:23 PM ET

    PG · 8-K

    Procter & Gamble files an 8-K on other events

    Procter & Gamble filed a Form 8-K on Oct 30, 2026 at 4:23 PM ET under Item 8.01 (Other Events).

  12. Oct 304:19 PM ET

    UPS · Form 4

    UPS Chief US Domestic Officer Matthew W. Guffey reports selling about 8,318 shares

    The filing reports about 8,318 shares in an open-market or private sale (code S) at $105.39, about $876,628 in total.

  13. Oct 304:16 PM ET

    TMO · 8-K

    Thermo Fisher files an 8-K on director or officer changes

    Thermo Fisher filed a Form 8-K on Oct 30, 2026 at 4:16 PM ET under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers).

  14. Oct 302:00 PM ET

    AXP · 8-K

    American Express files an 8-K on other events

    American Express filed a Form 8-K on Oct 30, 2026 at 2:00 PM ET under Item 8.01 (Other Events).

  15. Oct 3011:45 AM ET

    XOM · Schedule 13G

    Vanguard Capital Management reports a 7.62% stake in ExxonMobil on Schedule 13G

    The filing cites Rule 13d-1(b).

  16. Oct 308:09 AM ET

    GD · 8-K

    General Dynamics files an 8-K on quarterly results

    General Dynamics filed a Form 8-K on Oct 30, 2026 at 8:09 AM ET under Item 2.02 (Results of Operations and Financial Condition).

  17. Oct 307:51 AM ET

    ABBV · 8-K

    AbbVie files an 8-K on quarterly results

    AbbVie filed a Form 8-K on Oct 30, 2026 at 7:51 AM ET under Item 2.02 (Results of Operations and Financial Condition).

  18. Oct 306:32 AM ET

    XOM · 8-K

    ExxonMobil files an 8-K on quarterly results and investor materials (Reg FD)

    ExxonMobil filed a Form 8-K on Oct 30, 2026 at 6:32 AM ET under Item 2.02 (Results of Operations and Financial Condition), Item 7.01 (Regulation FD Disclosure).

  19. Oct 306:16 AM ET

    CVX · 8-K

    Chevron files an 8-K on quarterly results

    Chevron filed a Form 8-K on Oct 30, 2026 at 6:16 AM ET under Item 2.02 (Results of Operations and Financial Condition).

  20. Oct 297:23 PM ET

    SCHW · Form 4

    Charles Schwab Co-Chairman Charles R. Schwab reports selling 203,150 shares

    The filing reports 203,150 shares in an open-market or private sale (code S) at weighted-average prices from $88.36 to $89.50, about $18.1 million in total.

  21. Oct 296:30 PM ET

    AAPL · Form 4

    Apple General Counsel Jennifer Newstead reports selling 2,399 shares under a 10b5-1 plan

    The filing reports 2,399 shares in an open-market or private sale (code S) at $343.36, about $823,721 in total.

  22. Oct 295:46 PM ET

    NFLX · Form 4

    Netflix Co-CEO Gregory K. Peters reports a gift of 1,519 shares

    The filing reports 1,519 shares given as a gift (code G).

  23. Oct 295:08 PM ET

    META · 8-K

    Meta files an 8-K on a material agreement and charter or bylaw changes

    Meta filed a Form 8-K on Oct 29, 2026 at 5:08 PM ET under Item 1.01 (Entry into a Material Definitive Agreement), Item 3.03 (Material Modification to Rights of Security Holders), Item 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year).

  24. Oct 295:00 PM ET

    DHR · Form 4

    Danaher Chief Accounting Officer Christopher Bouda reports selling 7,598 shares

    The filing reports 7,598 shares in an open-market or private sale (code S) at prices from $234.54 to $234.58, about $1.8 million in total; and 7,598 shares in an exercise or conversion of a derivative security (code M).

  25. Oct 295:00 PM ET

    DHR · Form 4

    Danaher Executive Vice President Matthew McGrew reports selling 29,754 shares

    The filing reports 29,754 shares in an open-market or private sale (code S) at weighted-average prices from $235.35 to $236.09, about $7.0 million in total; and 15,603 shares in an exercise or conversion of a derivative security (code M).

  26. Oct 294:35 PM ET

    TXN · Form 4

    Texas Instruments director Janet F. Clark reports selling 4,306 shares

    The filing reports 4,306 shares in an open-market or private sale (code S) at weighted-average prices from $302.40 to $303.17, about $1.3 million in total; and 4,306 shares in an exercise or conversion of a derivative security (code M).

  27. Oct 294:34 PM ET

    TXN · Form 4

    Texas Instruments director Pamela H. Patsley reports selling 4,532 shares

    The filing reports 4,532 shares in an open-market or private sale (code S) at $301.56, about $1.4 million in total; and 4,532 shares in an exercise or conversion of a derivative security (code M).

  28. Oct 294:34 PM ET

    TXN · Form 4

    Texas Instruments director Robert E. Sanchez reports selling 6,065 shares

    The filing reports 6,065 shares in an open-market or private sale (code S) at weighted-average prices from $302.14 to $303.07, about $1.8 million in total; and 6,065 shares in an exercise or conversion of a derivative security (code M).

  29. Oct 294:17 PM ET

    TMUS · Schedule 13D/A

    Deutsche Telekom AG files an amended Schedule 13D on T-Mobile, reporting 55.9%

    Deutsche Telekom AG, Deutsche Telekom Holding B.V., T-Mobile Global Holding GmbH, T-Mobile Global Zwischenholding GmbH filed a Schedule 13D/A on Oct 29, 2026 at 4:17 PM ET reporting beneficial ownership of 592,065,875 shares of T-Mobile's Common Stock, or 55.9% of the class, as of 10/28/2026.

  30. Oct 294:15 PM ET

    BNY · Form 4

    BNY Senior Executive VP Jose Minaya reports selling 3,520 shares under a 10b5-1 plan

    The filing reports 3,520 shares in an open-market or private sale (code S) at weighted-average prices from $147.75 to $148.22, about $520,278 in total.

  31. Oct 294:13 PM ET

    SNDK · 8-K

    Sandisk files an 8-K on quarterly results and other events

    Sandisk filed a Form 8-K on Oct 29, 2026 at 4:13 PM ET under Item 2.02 (Results of Operations and Financial Condition), Item 8.01 (Other Events).

  32. Oct 294:09 PM ET

    MDLZ · 8-K

    Mondelez files an 8-K on quarterly results

    Mondelez filed a Form 8-K on Oct 29, 2026 at 4:09 PM ET under Item 2.02 (Results of Operations and Financial Condition).

  33. Oct 294:08 PM ET

    INTC · 8-K

    Intel files an 8-K on quarterly results

    Intel filed a Form 8-K on Oct 29, 2026 at 4:08 PM ET under Item 2.02 (Results of Operations and Financial Condition).

  34. Oct 294:07 PM ET

    SBUX · 8-K

    Starbucks files an 8-K on quarterly results

    Starbucks filed a Form 8-K on Oct 29, 2026 at 4:07 PM ET under Item 2.02 (Results of Operations and Financial Condition).

  35. Oct 294:06 PM ET

    COF · Form 4

    Capital One CEO Richard D. Fairbank reports selling 90,743 shares under a 10b5-1 plan

    The filing reports 90,743 shares in an open-market or private sale (code S) at weighted-average prices from $202.32 to $204.19, about $18.4 million in total; and 40,743 shares in an exercise or conversion of a derivative security (code M).

  36. Oct 294:05 PM ET

    AMZN · 8-K

    Amazon files an 8-K on quarterly results

    Amazon filed a Form 8-K on Oct 29, 2026 at 4:05 PM ET under Item 2.02 (Results of Operations and Financial Condition).

  37. Oct 294:05 PM ET

    GM · 8-K

    General Motors files an 8-K on director or officer changes

    General Motors filed a Form 8-K on Oct 29, 2026 at 4:05 PM ET under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers).

  38. Oct 294:04 PM ET

    GS · Form 4

    Goldman Sachs Chief Administrative Officer Ericka T. Leslie reports selling 250 shares

    The filing reports 250 shares in an open-market or private sale (code S) at weighted-average prices from $909.63 to $926.28, about $229,305 in total.

  39. Oct 294:03 PM ET

    GILD · 8-K

    Gilead files an 8-K on quarterly results

    Gilead filed a Form 8-K on Oct 29, 2026 at 4:03 PM ET under Item 2.02 (Results of Operations and Financial Condition).

  40. Oct 298:25 AM ET

    USB · 8-K

    U.S. Bancorp files an 8-K on director or officer changes

    U.S. Bancorp filed a Form 8-K on Oct 29, 2026 at 8:25 AM ET under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers).

  41. Oct 298:04 AM ET

    MA · 8-K

    Mastercard files an 8-K on quarterly results

    Mastercard filed a Form 8-K on Oct 29, 2026 at 8:04 AM ET under Item 2.02 (Results of Operations and Financial Condition).

  42. Oct 297:10 AM ET

    LIN · 8-K

    Linde files an 8-K on quarterly results

    Linde filed a Form 8-K on Oct 29, 2026 at 7:10 AM ET under Item 2.02 (Results of Operations and Financial Condition).

  43. Oct 297:05 AM ET

    BMY · 8-K

    Bristol Myers Squibb files an 8-K on quarterly results and investor materials (Reg FD)

    Bristol Myers Squibb filed a Form 8-K on Oct 29, 2026 at 7:05 AM ET under Item 2.02 (Results of Operations and Financial Condition), Item 7.01 (Regulation FD Disclosure).

  44. Oct 297:04 AM ET

    MO · 8-K

    Altria files an 8-K on quarterly results and other events

    Altria filed a Form 8-K on Oct 29, 2026 at 7:04 AM ET under Item 2.02 (Results of Operations and Financial Condition), Item 8.01 (Other Events).

  45. Oct 297:03 AM ET

    LLY · 8-K

    Eli Lilly files an 8-K on quarterly results

    Eli Lilly filed a Form 8-K on Oct 29, 2026 at 7:03 AM ET under Item 2.02 (Results of Operations and Financial Condition).

  46. Oct 296:43 AM ET

    MRK · 8-K

    Merck files an 8-K on quarterly results

    Merck filed a Form 8-K on Oct 29, 2026 at 6:43 AM ET under Item 2.02 (Results of Operations and Financial Condition).

  47. Oct 296:33 AM ET

    CAT · 8-K

    Caterpillar files an 8-K on quarterly results and investor materials (Reg FD)

    Caterpillar filed a Form 8-K on Oct 29, 2026 at 6:33 AM ET under Item 2.02 (Results of Operations and Financial Condition), Item 7.01 (Regulation FD Disclosure).

  48. Oct 289:06 PM ET

    NOW · Form 4

    ServiceNow Chief People & AI Enblmt. Off. Jacqueline P. Canney reports an award of 79,078 restricted stock units

    The filing reports 79,078 restricted stock units in a grant or award (code A).

  49. Oct 289:06 PM ET

    NOW · Form 4

    ServiceNow Chairman & CEO William R. McDermott reports an award of 349,900 restricted stock units

    The filing reports 349,900 restricted stock units in a grant or award (code A).

  50. Oct 289:06 PM ET

    NOW · Form 4

    ServiceNow President Paul Fipps reports an award of 157,455 restricted stock units

    The filing reports 157,455 restricted stock units in a grant or award (code A).

  51. Oct 289:06 PM ET

    NOW · Form 4

    ServiceNow Pres. & Chief Legal Officer Hossein Nowbar reports an award of 79,078 restricted stock units

    The filing reports 79,078 restricted stock units in a grant or award (code A).

  52. Oct 289:06 PM ET

    NOW · Form 4

    ServiceNow COO Amit Zavery reports an award of 174,950 restricted stock units

    The filing reports 174,950 restricted stock units in a grant or award (code A).

  53. Oct 289:05 PM ET

    NOW · Form 4

    ServiceNow CFO Gina Mastantuono reports an award of 124,215 restricted stock units

    The filing reports 124,215 restricted stock units in a grant or award (code A).

  54. Oct 286:25 PM ET

    META · Form 4

    Meta director Peggy Alford reports selling 390 shares under a 10b5-1 plan

    The filing reports 390 shares in an open-market or private sale (code S) at $640.00, about $249,600 in total.

  55. Oct 286:22 PM ET

    META · Form 4

    Meta COO Javier Olivan reports selling 1,575 shares under a 10b5-1 plan

    The filing reports 1,575 shares in an open-market or private sale (code S) at $640.00, about $1.0 million in total.

  56. Oct 286:06 PM ET

    BLK · Form 4

    BlackRock Senior Managing Director J. Richard Kushel reports a gift of 900 shares

    The filing reports 900 shares given as a gift (code G).

  57. Oct 286:01 PM ET

    ISRG · Form 4

    Intuitive Surgical EVP & Chief Mfg Mark Brosius reports selling 183 shares under a 10b5-1 plan

    The filing reports 183 shares in an open-market or private sale (code S) at prices from $441.60 to $451.75, about $82,044 in total.

  58. Oct 285:10 PM ET

    NOW · 8-K/A

    ServiceNow amends an 8-K on quarterly results

    ServiceNow filed a Form 8-K/A on Oct 28, 2026 at 5:10 PM ET under Item 2.02 (Results of Operations and Financial Condition).

  59. Oct 285:00 PM ET

    BNY · 8-K

    BNY files an 8-K on charter or bylaw changes and other events

    BNY filed a Form 8-K on Oct 28, 2026 at 5:00 PM ET under Item 3.03 (Material Modification to Rights of Security Holders), Item 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year), Item 8.01 (Other Events).

  60. Oct 284:32 PM ET

    BNY · Form 4

    BNY Chairman & CEO Robin A. Vince reports selling 50,000 shares

    The filing reports 50,000 shares in an open-market or private sale (code S) at weighted-average prices from $147.81 to $147.82, about $7.4 million in total.

  61. Oct 284:14 PM ET

    NOW · 8-K

    ServiceNow files an 8-K on quarterly results

    ServiceNow filed a Form 8-K on Oct 28, 2026 at 4:14 PM ET under Item 2.02 (Results of Operations and Financial Condition).

  62. Oct 284:12 PM ET

    FDX · 8-K

    FedEx files an 8-K on quarterly results

    FedEx filed a Form 8-K on Oct 28, 2026 at 4:12 PM ET under Item 2.02 (Results of Operations and Financial Condition).

  63. Oct 284:11 PM ET

    MSFT · 8-K

    Microsoft files an 8-K on other events

    Microsoft filed a Form 8-K on Oct 28, 2026 at 4:11 PM ET under Item 8.01 (Other Events).

  64. Oct 284:05 PM ET

    FDX · 8-K

    FedEx files an 8-K on quarterly results

    FedEx filed a Form 8-K on Oct 28, 2026 at 4:05 PM ET under Item 2.02 (Results of Operations and Financial Condition).

  65. Oct 284:04 PM ET

    MSFT · 8-K

    Microsoft files an 8-K on quarterly results

    Microsoft filed a Form 8-K on Oct 28, 2026 at 4:04 PM ET under Item 2.02 (Results of Operations and Financial Condition).

  66. Oct 284:02 PM ET

    TMUS · 8-K

    T-Mobile files an 8-K on quarterly results

    T-Mobile filed a Form 8-K on Oct 28, 2026 at 4:02 PM ET under Item 2.02 (Results of Operations and Financial Condition).

  67. Oct 284:01 PM ET

    GOOGL · 8-K

    Alphabet files an 8-K on quarterly results

    Alphabet filed a Form 8-K on Oct 28, 2026 at 4:01 PM ET under Item 2.02 (Results of Operations and Financial Condition).

  68. Oct 282:24 PM ET

    ORCL · 8-K

    Oracle files an 8-K on investor materials (Reg FD)

    Oracle filed a Form 8-K on Oct 28, 2026 at 2:24 PM ET under Item 7.01 (Regulation FD Disclosure).

  69. Oct 2812:38 PM ET

    VZ · Form 4

    Verizon EVP Kyle Malady reports selling 1,100 shares under a 10b5-1 plan

    The filing reports 1,100 shares in an open-market or private sale (code S) at $43.00, about $47,300 in total.

  70. Oct 288:55 AM ET

    TMUS · 8-K

    T-Mobile files an 8-K on director or officer changes

    T-Mobile filed a Form 8-K on Oct 28, 2026 at 8:55 AM ET under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers).

  71. Oct 286:45 AM ET

    ACN · Form 4

    Accenture CEO Julie Spellman Sweet reports buying 12,200 shares

    The filing reports 12,200 shares in an open-market or private purchase (code P) at weighted-average prices from $245.11 to $246.17, about $3.0 million in total.

  72. Oct 286:45 AM ET

    ACN · Form 4

    Accenture director Paula A. Price reports buying 800 shares

    The filing reports 800 shares in an open-market or private purchase (code P) at $249.81, about $199,848 in total.

  73. Oct 286:16 AM ET

    GEV · 8-K

    GE Vernova files an 8-K on quarterly results

    GE Vernova filed a Form 8-K on Oct 28, 2026 at 6:16 AM ET under Item 2.02 (Results of Operations and Financial Condition).

  74. Oct 279:35 PM ET

    GOOGL · Form 4

    Alphabet Chief Accounting Officer Marsida Saraci reports converting 977 Class C Google stock units

    The filing reports 977 Class C Google stock units in a conversion of a derivative security (code C) and 494 Class C Google stock units withheld to pay the exercise price or tax (code F).

  75. Oct 279:32 PM ET

    GOOGL · Form 4

    Alphabet President John Kent Walker reports converting 3,252 Class C Google stock units

    The filing reports 3,252 Class C Google stock units in a conversion of a derivative security (code C); and 1,641 Class C Google stock units withheld to pay the exercise price or tax (code F).

  76. Oct 279:32 PM ET

    GOOGL · Form 4

    Alphabet Chief Business Officer Philipp Schindler reports converting 3,996 Class C Google stock units

    The filing reports 3,996 Class C Google stock units in a conversion of a derivative security (code C); and 2,016 Class C Google stock units withheld to pay the exercise price or tax (code F).

  77. Oct 279:32 PM ET

    GOOGL · Form 4

    Alphabet President Ruth Porat reports converting 3,252 Class C Google stock units

    The filing reports 3,252 Class C Google stock units in a conversion of a derivative security (code C); and 1,641 Class C Google stock units withheld to pay the exercise price or tax (code F).

  78. Oct 279:30 PM ET

    GOOGL · Form 4

    Alphabet CFO Anat Ashkenazi reports converting 3,532 Class C Google stock units

    The filing reports 3,532 Class C Google stock units in a conversion of a derivative security (code C); and 1,782 Class C Google stock units withheld to pay the exercise price or tax (code F).

  79. Oct 279:25 PM ET

    GOOGL · Form 4

    Alphabet CEO Sundar Pichai reports converting 7,342 Class C Google stock units

    The filing reports 7,342 Class C Google stock units in a conversion of a derivative security (code C); and 3,705 Class C Google stock units withheld to pay the exercise price or tax (code F).

  80. Oct 276:13 PM ET

    LMT · Form 4

    Lockheed Martin director David B. Burritt reports a gift of 3,592 shares

    The filing reports 3,592 shares given as a gift (code G).

  81. Oct 276:13 PM ET

    LMT · Form 4

    Lockheed Martin COO John Frank A. St reports selling 3,899 shares

    The filing reports 3,899 shares in an open-market or private sale (code S).

  82. Oct 276:09 PM ET

    ORCL · Form 4

    Oracle Chief Accounting Officer Maria Smith reports exercising or converting 8,926 shares

    The filing reports 8,926 shares in an exercise or conversion of a derivative security (code M); and 4,673 shares withheld to pay the exercise price or tax (code F).

  83. Oct 276:06 PM ET

    ORCL · Form 4

    Oracle Vice Chairman Jeffrey Henley reports exercising or converting 8,033 shares

    The filing reports 8,033 shares in an exercise or conversion of a derivative security (code M); and 3,529 shares withheld to pay the exercise price or tax (code F).

  84. Oct 276:03 PM ET

    ORCL · Form 4

    Oracle CEO Safra Catz reports exercising or converting 8,033 shares

    The filing reports 8,033 shares in an exercise or conversion of a derivative security (code M); and 2,550 shares withheld to pay the exercise price or tax (code F).

  85. Oct 276:00 PM ET

    ORCL · Form 4

    Oracle Chief Legal Officer Stuart Levey reports exercising or converting 12,497 shares

    The filing reports 12,497 shares in an exercise or conversion of a derivative security (code M); about 479 restricted stock units in a grant or award (code A); and 6,130 shares withheld to pay the exercise price or tax (code F).

  86. Oct 275:25 PM ET

    TSLA · Schedule 13G/A

    BlackRock, Inc. files an amended Schedule 13G on Tesla, reporting 4.96%

    The filing cites Rule 13d-1(b).

  87. Oct 275:25 PM ET

    XOM · Schedule 13G

    BlackRock, Inc. reports a 7.2% stake in ExxonMobil on Schedule 13G

    The filing cites Rule 13d-1(b).

  88. Oct 275:13 PM ET

    GS · Form 4

    Goldman Sachs COO John E. Waldron reports exercising or converting 73,265 shares

    The filing reports 73,265 shares in an exercise or conversion of a derivative security (code M); and 40,516 shares withheld to pay the exercise price or tax (code F).

  89. Oct 275:12 PM ET

    GS · Form 4

    Goldman Sachs CEO David M. Solomon reports selling 12,000 shares

    The filing reports 12,000 shares in an open-market or private sale (code S) at weighted-average prices from $910.46 to $912.11, about $10.9 million in total; 109,896 shares in an exercise or conversion of a derivative security (code M); and 60,773 shares withheld to pay the exercise price or tax (code F).

  90. Oct 275:10 PM ET

    GS · Form 4

    Goldman Sachs CFO Denis P. Coleman reports exercising or converting 36,633 shares

    The filing reports 36,633 shares in an exercise or conversion of a derivative security (code M); and 20,259 shares withheld to pay the exercise price or tax (code F).

  91. Oct 275:09 PM ET

    GS · Form 4

    Goldman Sachs Executive Vice President John F.w. Rogers reports exercising or converting 36,633 shares

    The filing reports 36,633 shares in an exercise or conversion of a derivative security (code M); and 18,562 shares withheld to pay the exercise price or tax (code F).

  92. Oct 275:07 PM ET

    GS · Form 4

    Goldman Sachs Chief Accounting Officer Sheara J. Fredman reports exercising or converting 18,317 shares

    The filing reports 18,317 shares in an exercise or conversion of a derivative security (code M); and 10,130 shares withheld to pay the exercise price or tax (code F).

  93. Oct 274:23 PM ET

    AVGO · 8-K

    Broadcom files an 8-K on a new financial obligation

    Broadcom filed a Form 8-K on Oct 27, 2026 at 4:23 PM ET under Item 2.03 (Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant).

  94. Oct 274:20 PM ET

    NFLX · Form 4

    Netflix director Bradford L. Smith reports selling 17,980 shares under a 10b5-1 plan

    The filing reports 17,980 shares in an open-market or private sale (code S) at weighted-average prices from $63.55 to $65.14, about $1.2 million in total; and 17,980 shares in an exercise or conversion of a derivative security (code M).

  95. Oct 274:16 PM ET

    COST · Form 4

    Costco Executive VP John Christopher Sullivan reports an award of 4,552 shares

    The filing reports 4,552 shares in a grant or award (code A); and about 3,763 shares withheld to pay the exercise price or tax (code F).

  96. Oct 274:14 PM ET

    COST · Form 4

    Costco Executive Vice President Adam Webb Self reports about 260 shares withheld for taxes

    The filing reports about 260 shares withheld to pay the exercise price or tax (code F).

  97. Oct 274:13 PM ET

    COST · Form 4

    Costco Executive Vice President Javier Polit reports an award of 4,129 shares

    The filing reports 4,129 shares in a grant or award (code A); and about 1,572 shares withheld to pay the exercise price or tax (code F).

  98. Oct 274:05 PM ET

    V · 8-K

    Visa files an 8-K on quarterly results and other events

    Visa filed a Form 8-K on Oct 27, 2026 at 4:05 PM ET under Item 2.02 (Results of Operations and Financial Condition), Item 8.01 (Other Events).

  99. Oct 273:27 PM ET

    CAT · Form 4

    Caterpillar CFO Kyle Joseph Epley reports an award of 21 phantom stock units

    The filing reports 21 phantom stock units in a grant or award (code A).

  100. Oct 273:27 PM ET

    CAT · Form 4

    Caterpillar CEO Joseph E. Creed reports an award of 23 phantom stock units

    The filing reports 23 phantom stock units in a grant or award (code A).

  101. Oct 273:26 PM ET

    CAT · Form 4

    Caterpillar Group President Jason Kaiser reports an award of 13 phantom stock units

    The filing reports 13 phantom stock units in a grant or award (code A).

  102. Oct 277:30 AM ET

    BA · 8-K

    Boeing files an 8-K on quarterly results

    Boeing filed a Form 8-K on Oct 27, 2026 at 7:30 AM ET under Item 2.02 (Results of Operations and Financial Condition).

  103. Oct 277:03 AM ET

    AMT · 8-K

    American Tower files an 8-K on quarterly results

    American Tower filed a Form 8-K on Oct 27, 2026 at 7:03 AM ET under Item 2.02 (Results of Operations and Financial Condition).

  104. Oct 276:58 AM ET

    KO · 8-K

    Coca-Cola files an 8-K on quarterly results

    Coca-Cola filed a Form 8-K on Oct 27, 2026 at 6:58 AM ET under Item 2.02 (Results of Operations and Financial Condition).

  105. Oct 276:30 AM ET

    GM · 8-K

    General Motors files an 8-K on charter or bylaw changes and investor materials (Reg FD)

    General Motors filed a Form 8-K on Oct 27, 2026 at 6:30 AM ET under Item 3.01 (Notice of Delisting or Failure to Satisfy a Continued Listing Rule), Item 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year), Item 7.01 (Regulation FD Disclosure).

  106. Oct 276:05 AM ET

    UPS · 8-K

    UPS files an 8-K on quarterly results

    UPS filed a Form 8-K on Oct 27, 2026 at 6:05 AM ET under Item 2.02 (Results of Operations and Financial Condition).

  107. Oct 269:53 PM ET

    COST · Form 4

    Costco Executive Vice President Gary Millerchip reports an award of 6,140 shares

    The filing reports 6,140 shares in a grant or award (code A); and about 1,631 shares withheld to pay the exercise price or tax (code F).

  108. Oct 269:44 PM ET

    COST · Form 4

    Costco CEO Roland Michael Vachris reports an award of 13,973 shares

    The filing reports 13,973 shares in a grant or award (code A); and about 3,656 shares withheld to pay the exercise price or tax (code F).

  109. Oct 269:28 PM ET

    COST · Form 4

    Costco director Mary Agnes Wilderotter reports an award of 266 shares

    The filing reports 266 shares in a grant or award (code A).

  110. Oct 269:21 PM ET

    COST · Form 4

    Costco director John W. Stanton reports an award of 266 shares

    The filing reports 266 shares in a grant or award (code A).

  111. Oct 269:13 PM ET

    COST · Form 4

    Costco director Gina Marie Raimondo reports an award of 266 shares

    The filing reports 266 shares in a grant or award (code A).

  112. Oct 269:06 PM ET

    COST · Form 4

    Costco director Jeffrey S. Raikes reports an award of 266 shares

    The filing reports 266 shares in a grant or award (code A).

  113. Oct 266:42 PM ET

    COST · Form 4

    Costco Executive Vice President James C. Klauer reports about 2,101 shares withheld for taxes

    The filing reports about 2,101 shares withheld to pay the exercise price or tax (code F).

  114. Oct 266:32 PM ET

    COST · Form 4

    Costco director Sally Jewell reports an award of 266 shares

    The filing reports 266 shares in a grant or award (code A).

  115. Oct 266:28 PM ET

    COST · Form 4

    Costco director Hamilton E. James reports an award of 266 shares

    The filing reports 266 shares in a grant or award (code A).

  116. Oct 266:27 PM ET

    COST · Form 4

    Costco Executive Vice President Sarah Catherine George reports about 260 shares withheld for taxes

    The filing reports about 260 shares withheld to pay the exercise price or tax (code F).

  117. Oct 266:21 PM ET

    COST · Form 4

    Costco director Helena Foulkes reports an award of 266 shares

    The filing reports 266 shares in a grant or award (code A).

  118. Oct 266:19 PM ET

    COST · Form 4

    Costco director Kenneth D. Denman reports an award of 266 shares

    The filing reports 266 shares in a grant or award (code A).

  119. Oct 266:17 PM ET

    COST · Form 4

    Costco director Susan L. Decker reports an award of 266 shares

    The filing reports 266 shares in a grant or award (code A).

  120. Oct 266:15 PM ET

    COST · Form 4

    Costco insider Tiffany Marie Barbre reports an award of 1,965 shares

    The filing reports 1,965 shares in a grant or award (code A); and about 537 shares withheld to pay the exercise price or tax (code F).

  121. Oct 266:13 PM ET

    COST · Form 4

    Costco Executive Vice President Claudine Adamo reports about 692 shares withheld for taxes

    The filing reports about 692 shares withheld to pay the exercise price or tax (code F).

  122. Oct 265:58 PM ET

    AMGN · 8-K

    Amgen files an 8-K on director or officer changes

    Amgen filed a Form 8-K on Oct 26, 2026 at 5:58 PM ET under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers).

  123. Oct 264:48 PM ET

    T · Form 4

    AT&T CEO & President John T. Stankey reports a gift of 13,000 shares

    The filing reports 13,000 shares given as a gift (code G).

  124. Oct 264:34 PM ET

    AMAT · 8-K

    Applied Materials files an 8-K on other events

    Applied Materials filed a Form 8-K on Oct 26, 2026 at 4:34 PM ET under Item 8.01 (Other Events).

  125. Oct 264:16 PM ET

    C · 8-K

    Citigroup files an 8-K on Item 9.01

    Citigroup filed a Form 8-K on Oct 26, 2026 at 4:16 PM ET under Item 9.01 (Financial Statements and Exhibits).

  126. Oct 264:07 PM ET

    DELL · Form 4

    Dell director Lynn Vojvodich Radakovich reports selling 2,022 shares under a 10b5-1 plan

    The filing reports 2,022 shares in an open-market or private sale (code S) at $460.00, about $930,120 in total; and 2,022 shares in an exercise or conversion of a derivative security (code M).

  127. Oct 264:05 PM ET

    GS · Form 4

    Goldman Sachs Chief Administrative Officer Ericka T. Leslie reports selling 250 shares

    The filing reports 250 shares in an open-market or private sale (code S) at weighted-average prices from $890.03 to $890.85, about $222,562 in total.

  128. Oct 263:37 PM ET

    PG · Form 4

    Procter & Gamble CEO Shailesh Jejurikar reports selling 35,000 shares

    The filing reports 35,000 shares in an open-market or private sale (code S) at $163.09, about $5.7 million in total; and 35,000 shares in an exercise or conversion of a derivative security (code M).

  129. Oct 263:20 PM ET

    ISRG · Form 4

    Intuitive Surgical director Craig H. Barratt reports selling 1,150 shares under a 10b5-1 plan

    The filing reports 1,150 shares in an open-market or private sale (code S) at $443.80, about $510,370 in total; and 1,150 shares in an exercise or conversion of a derivative security (code M).

  130. Oct 263:02 PM ET

    ISRG · Form 4

    Intuitive Surgical VP Corporate Controller Fredrik Widman reports selling 4,047 shares under a 10b5-1 plan

    The filing reports 4,047 shares in an open-market or private sale (code S) at $453.21, about $1.8 million in total; and 4,047 shares in an exercise or conversion of a derivative security (code M).

  131. Oct 262:54 PM ET

    ISRG · Form 4

    Intuitive Surgical SVP Chief Human Resources Offi Patricia L. Wadors reports selling 1,078 shares under a 10b5-1 plan

    The filing reports 1,078 shares in an open-market or private sale (code S) at $443.80, about $478,416 in total.

  132. Oct 262:32 PM ET

    ISRG · Form 4

    Intuitive Surgical director Gary S. Guthart reports selling 20,095 shares under a 10b5-1 plan

    The filing reports 20,095 shares in an open-market or private sale (code S) at $451.61, about $9.1 million in total.

  133. Oct 261:49 PM ET

    LRCX · Form 4

    Lam Research CEO Timothy Archer reports selling 31,400 shares under a 10b5-1 plan

    The filing reports 31,400 shares in an open-market or private sale (code S) at $227.02, about $7.1 million in total; and 31,400 shares in an exercise or conversion of a derivative security (code M).

  134. Oct 2611:43 AM ET

    PG · Form 4

    Procter & Gamble Chief Human Resources Officer Balaji Purushothaman reports selling 4,181 shares

    The filing reports 4,181 shares in an open-market or private sale (code S) at $160.71, about $671,929 in total.

  135. Oct 2610:01 AM ET

    PG · Form 4

    Procter & Gamble CEO- Health Care Paul Gama reports selling 4,331 shares

    The filing reports 4,331 shares in an open-market or private sale (code S) at $161.27, about $698,460 in total.

  136. Oct 267:15 AM ET

    FDX · 8-K

    FedEx files an 8-K on director or officer changes

    FedEx filed a Form 8-K on Oct 26, 2026 at 7:15 AM ET under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers).

  137. Oct 267:00 AM ET

    VZ · 8-K

    Verizon files an 8-K on quarterly results

    Verizon filed a Form 8-K on Oct 26, 2026 at 7:00 AM ET under Item 2.02 (Results of Operations and Financial Condition).

  138. Oct 235:11 PM ET

    INTU · Form 4

    Intuit director Richard L. Dalzell reports exercising or converting 52 shares

    The filing reports 52 shares in an exercise or conversion of a derivative security (code M).

  139. Oct 235:09 PM ET

    INTU · Form 4

    Intuit director Thomas J. Szkutak reports exercising or converting 43 shares

    The filing reports 43 shares in an exercise or conversion of a derivative security (code M).

  140. Oct 234:59 PM ET

    CRM · Form 4

    Salesforce Co-Founder Parker Harris reports exercising or converting 1,785 shares

    The filing reports 1,785 shares in an exercise or conversion of a derivative security (code M); and 886 shares withheld to pay the exercise price or tax (code F).

  141. Oct 234:41 PM ET

    BAC · 8-K

    Bank of America files an 8-K on charter or bylaw changes and other events

    Bank of America filed a Form 8-K on Oct 23, 2026 at 4:41 PM ET under Item 3.03 (Material Modification to Rights of Security Holders), Item 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year), Item 8.01 (Other Events).

  142. Oct 234:41 PM ET

    BAC · Form 4

    Bank of America director William B. Thomas reports an award of 2,930 shares

    The filing reports 2,930 shares in a grant or award (code A); and 1,170 shares withheld to pay the exercise price or tax (code F).

  143. Oct 234:38 PM ET

    BRK.B · Form 4

    Berkshire Hathaway Vice Chairman Ajit Jain reports a gift of 19 shares

    The filing reports 19 shares given as a gift (code G).

  144. Oct 234:37 PM ET

    BAC · Form 4

    Bank of America director James R. Fitterling reports an award of about 2,931 phantom Stocks

    The filing reports about 2,931 phantom Stocks in a grant or award (code A).

  145. Oct 234:17 PM ET

    NEE · Form 4

    NextEra Energy EVP Power Generation Division Mark Lemasney reports an award of 1,416 shares

    The filing reports 1,416 shares in a grant or award (code A).

  146. Oct 234:00 PM ET

    PEP · Form 4

    PepsiCo CEO Ramon Laguarta reports selling 30,000 shares

    The filing reports 30,000 shares in an open-market or private sale (code S) at $135.13, about $4.1 million in total.

  147. Oct 231:50 PM ET

    VZ · Form 4

    Verizon EVP Rodriguez Alfonso Villanueva reports an award of about 135 phantom stock (unitized)

    The filing reports about 135 phantom stock (unitized) in a grant or award (code A).

  148. Oct 231:50 PM ET

    VZ · Form 4

    Verizon Chief Legal Officer Vandana Venkatesh reports an award of about 99 phantom stock (unitized)

    The filing reports about 99 phantom stock (unitized) in a grant or award (code A).

  149. Oct 231:49 PM ET

    VZ · Form 4

    Verizon SVP Mary-Lee Stillwell reports an award of about 45 phantom stock (unitized)

    The filing reports about 45 phantom stock (unitized) in a grant or award (code A).

  150. Oct 231:48 PM ET

    VZ · Form 4

    Verizon CFO Anthony T. Skiadas reports an award of about 135 phantom stock (unitized)

    The filing reports about 135 phantom stock (unitized) in a grant or award (code A).