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Filings news · archive

Filings notes, October 2026 (page 2)

Every note on an 8-K, Form 4 or 13D/13G filing from October 2026, newest first (657 notes). Each note sticks to what the filing says and links to it.

  1. Oct 231:47 PM ET

    VZ · Form 4

    Verizon EVP&Pres-Global Networks&Tech Joseph J. Russo reports an award of about 86 phantom stock (unitized)

    The filing reports about 86 phantom stock (unitized) in a grant or award (code A).

  2. Oct 231:46 PM ET

    VZ · Form 4

    Verizon EVP Kyle Malady reports an award of about 135 phantom stock (unitized)

    The filing reports about 135 phantom stock (unitized) in a grant or award (code A).

  3. Oct 231:45 PM ET

    VZ · Form 4

    Verizon CEO Daniel H. Schulman reports an award of about 206 phantom stock (unitized)

    The filing reports about 206 phantom stock (unitized) in a grant or award (code A).

  4. Oct 239:04 AM ET

    WMT · 8-K

    Walmart files an 8-K on other events

    Walmart filed a Form 8-K on Oct 23, 2026 at 9:04 AM ET under Item 8.01 (Other Events).

  5. Oct 237:00 AM ET

    AXP · 8-K

    American Express files an 8-K on quarterly results and investor materials (Reg FD)

    American Express filed a Form 8-K on Oct 23, 2026 at 7:00 AM ET under Item 2.02 (Results of Operations and Financial Condition), Item 7.01 (Regulation FD Disclosure).

  6. Oct 227:47 PM ET

    ACN · Form 4

    Accenture Chief Accounting Officer Melissa A. Burgum reports selling 811 shares under a 10b5-1 plan

    The filing reports 811 shares in an open-market or private sale (code S) at $250.00, about $202,750 in total.

  7. Oct 227:19 PM ET

    ANET · Form 4

    Arista Networks President Kenneth Duda reports selling 43,333 shares under a 10b5-1 plan

    The filing reports 43,333 shares in an open-market or private sale (code S) at weighted-average prices from $177.91 to $182.79, about $7.8 million in total; and 17,333 shares in an exercise or conversion of a derivative security (code M).

  8. Oct 227:03 PM ET

    SBUX · Form 4

    Starbucks ceo Brady Brewer reports selling 588 shares under a 10b5-1 plan

    The filing reports 588 shares in an open-market or private sale (code S) at $100.00, about $58,800 in total.

  9. Oct 226:32 PM ET

    AAPL · Form 4

    Apple General Counsel Jennifer Newstead reports selling 2,399 shares under a 10b5-1 plan

    The filing reports 2,399 shares in an open-market or private sale (code S) at $339.62, about $814,748 in total.

  10. Oct 226:07 PM ET

    SNDK · Form 4

    Sandisk Chief Legal Officer Bernard Shek reports 322 shares withheld for taxes

    The filing reports 322 shares withheld to pay the exercise price or tax (code F).

  11. Oct 225:42 PM ET

    AMT · Form 4

    American Tower director Teresa Hillary Clarke reports buying about 338 shares

    The filing reports about 338 shares in an open-market or private purchase (code P) at prices from $167.52 to $227.42, about $63,718 in total.

  12. Oct 225:15 PM ET

    C · 8-K

    Citigroup files an 8-K on director or officer changes

    Citigroup filed a Form 8-K on Oct 22, 2026 at 5:15 PM ET under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers).

  13. Oct 224:13 PM ET

    SO · 8-K

    Southern Company files an 8-K on charter or bylaw changes and other events

    Southern Company filed a Form 8-K on Oct 22, 2026 at 4:13 PM ET under Item 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year), Item 8.01 (Other Events).

  14. Oct 224:04 PM ET

    ACN · Form 4

    Accenture Co-CEO Asia Pacific Ryoji Sekido reports selling 5,844 shares

    The filing reports 5,844 shares in an open-market or private sale (code S) at weighted-average prices from $244.73 to $245.28, about $1.4 million in total.

  15. Oct 2210:29 AM ET

    PG · 8-K

    Procter & Gamble files an 8-K on investor materials (Reg FD)

    Procter & Gamble filed a Form 8-K on Oct 22, 2026 at 10:29 AM ET under Item 7.01 (Regulation FD Disclosure).

  16. Oct 229:18 AM ET

    ACN · Form 4

    Accenture Co-CEO Asia Pacific Ryoji Sekido reports an award of 3,194 shares

    The filing reports 3,194 shares in a grant or award (code A).

  17. Oct 229:18 AM ET

    ACN · Form 4

    Accenture CEO Julie Spellman Sweet reports an award of 38,302 shares

    The filing reports 38,302 shares in a grant or award (code A); and 18,788 shares withheld to pay the exercise price or tax (code F).

  18. Oct 229:18 AM ET

    ACN · Form 4

    Accenture Chief Accounting Officer Melissa A. Burgum reports an award of 925 shares

    The filing reports 925 shares in a grant or award (code A) and 401 shares withheld to pay the exercise price or tax (code F).

  19. Oct 229:17 AM ET

    ACN · Form 4

    Accenture General Counsel Joel Unruch reports an award of 8,297 shares

    The filing reports 8,297 shares in a grant or award (code A); and 3,676 shares withheld to pay the exercise price or tax (code F).

  20. Oct 229:17 AM ET

    ACN · Form 4

    Accenture CFO Angie Y. Park reports an award of 793 shares

    The filing reports 793 shares in a grant or award (code A) and 358 shares withheld to pay the exercise price or tax (code F).

  21. Oct 229:17 AM ET

    ACN · Form 4

    Accenture COO Catherine Kiernan Hogan reports an award of 1,793 shares

    The filing reports 1,793 shares in a grant or award (code A); and 645 shares withheld to pay the exercise price or tax (code F).

  22. Oct 229:17 AM ET

    ACN · Form 4

    Accenture Strategy/Reinvention Svcs Ofcr Manish Sharma reports an award of 10,211 shares

    The filing reports 10,211 shares in a grant or award (code A); and 5,647 shares withheld to pay the exercise price or tax (code F).

  23. Oct 229:17 AM ET

    ACN · Form 4

    Accenture CEO-Americas John F. Walsh reports an award of 10,211 shares

    The filing reports 10,211 shares in a grant or award (code A); and 5,186 shares withheld to pay the exercise price or tax (code F).

  24. Oct 229:17 AM ET

    ACN · Form 4

    Accenture Chief Executive Officer-EMEA Mauro Macchi reports an award of 3,194 shares

    The filing reports 3,194 shares in a grant or award (code A); and 1,203 shares withheld to pay the exercise price or tax (code F).

  25. Oct 229:17 AM ET

    ACN · Form 4

    Accenture Co-CEO Asia Pacific Atsushi Egawa reports an award of 3,194 shares

    The filing reports 3,194 shares in a grant or award (code A).

  26. Oct 227:46 AM ET

    UNP · 8-K

    Union Pacific files an 8-K on quarterly results

    Union Pacific filed a Form 8-K on Oct 22, 2026 at 7:46 AM ET under Item 2.02 (Results of Operations and Financial Condition).

  27. Oct 227:05 AM ET

    CMCSA · 8-K

    Comcast files an 8-K on quarterly results

    Comcast filed a Form 8-K on Oct 22, 2026 at 7:05 AM ET under Item 2.02 (Results of Operations and Financial Condition).

  28. Oct 227:02 AM ET

    PG · 8-K

    Procter & Gamble files an 8-K on quarterly results

    Procter & Gamble filed a Form 8-K on Oct 22, 2026 at 7:02 AM ET under Item 2.02 (Results of Operations and Financial Condition).

  29. Oct 226:26 AM ET

    LMT · 8-K

    Lockheed Martin files an 8-K on quarterly results

    Lockheed Martin filed a Form 8-K on Oct 22, 2026 at 6:26 AM ET under Item 2.02 (Results of Operations and Financial Condition).

  30. Oct 217:16 PM ET

    QCOM · Form 4

    Qualcomm EVP Akash J. Palkhiwala reports an award of 25,734 restricted stock units

    The filing reports 25,734 restricted stock units in a grant or award (code A).

  31. Oct 217:16 PM ET

    QCOM · Form 4

    Qualcomm Chief HR Officer Heather S. Ace reports an award of 13,689 restricted stock units

    The filing reports 13,689 restricted stock units in a grant or award (code A).

  32. Oct 217:15 PM ET

    QCOM · Form 4

    Qualcomm Chief Technology Officer Baaziz Achour reports an award of 18,069 restricted stock units

    The filing reports 18,069 restricted stock units in a grant or award (code A).

  33. Oct 217:15 PM ET

    QCOM · Form 4

    Qualcomm President & CEO Cristiano R. Amon reports an award of 65,704 restricted stock units

    The filing reports 65,704 restricted stock units in a grant or award (code A).

  34. Oct 217:15 PM ET

    QCOM · Form 4

    Qualcomm EVP Ann C. Chaplin reports an award of 17,959 restricted stock units

    The filing reports 17,959 restricted stock units in a grant or award (code A).

  35. Oct 217:14 PM ET

    QCOM · Form 4

    Qualcomm EVP Alexander H. Rogers reports an award of 18,069 restricted stock units

    The filing reports 18,069 restricted stock units in a grant or award (code A).

  36. Oct 216:07 PM ET

    META · Form 4

    Meta COO Javier Olivan reports selling 1,575 shares under a 10b5-1 plan

    The filing reports 1,575 shares in an open-market or private sale (code S) at $707.20, about $1.1 million in total.

  37. Oct 215:18 PM ET

    MDT · Form 4

    Medtronic director Kevin E. Lofton reports a other acquisition or disposition of 182 shares

    The filing reports 182 shares in an other acquisition or disposition (code J).

  38. Oct 215:07 PM ET

    BAC · 8-K

    Bank of America files an 8-K on director or officer changes

    Bank of America filed a Form 8-K on Oct 21, 2026 at 5:07 PM ET under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers).

  39. Oct 214:41 PM ET

    TSLA · 8-K

    Tesla files an 8-K on quarterly results

    Tesla filed a Form 8-K on Oct 21, 2026 at 4:41 PM ET under Item 2.02 (Results of Operations and Financial Condition).

  40. Oct 214:38 PM ET

    CVX · Form 4

    Chevron Chief Legal Officer R. Hewitt Pate reports selling 43,100 shares under a 10b5-1 plan

    The filing reports 43,100 shares in an open-market or private sale (code S) at prices from $225.61 to $226.65, about $9.8 million in total; and 43,100 shares in an exercise or conversion of a derivative security (code M).

  41. Oct 214:37 PM ET

    DELL · 8-K

    Dell files an 8-K on director or officer changes

    Dell filed a Form 8-K on Oct 21, 2026 at 4:37 PM ET under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers).

  42. Oct 214:19 PM ET

    IBM · 8-K

    IBM files an 8-K on quarterly results

    IBM filed a Form 8-K on Oct 21, 2026 at 4:19 PM ET under Item 2.02 (Results of Operations and Financial Condition).

  43. Oct 214:13 PM ET

    LRCX · 8-K

    Lam Research files an 8-K on quarterly results

    Lam Research filed a Form 8-K on Oct 21, 2026 at 4:13 PM ET under Item 2.02 (Results of Operations and Financial Condition).

  44. Oct 214:04 PM ET

    TXN · 8-K

    Texas Instruments files an 8-K on quarterly results

    Texas Instruments filed a Form 8-K on Oct 21, 2026 at 4:04 PM ET under Item 2.02 (Results of Operations and Financial Condition).

  45. Oct 214:03 PM ET

    META · 8-K

    Meta files an 8-K on quarterly results and a material agreement

    Meta filed a Form 8-K on Oct 21, 2026 at 4:03 PM ET under Item 1.01 (Entry into a Material Definitive Agreement), Item 2.02 (Results of Operations and Financial Condition), Item 8.01 (Other Events).

  46. Oct 213:08 PM ET

    VZ · Form 4

    Verizon EVP Kyle Malady reports selling 1,100 shares under a 10b5-1 plan

    The filing reports 1,100 shares in an open-market or private sale (code S) at $44.48, about $48,928 in total.

  47. Oct 219:19 AM ET

    ABT · 8-K

    Abbott files an 8-K on other events

    Abbott filed a Form 8-K on Oct 21, 2026 at 9:19 AM ET under Item 8.01 (Other Events).

  48. Oct 217:40 AM ET

    NEE · 8-K

    NextEra Energy files an 8-K on quarterly results

    NextEra Energy filed a Form 8-K on Oct 21, 2026 at 7:40 AM ET under Item 2.02 (Results of Operations and Financial Condition).

  49. Oct 217:36 AM ET

    ABT · 8-K

    Abbott files an 8-K on quarterly results

    Abbott filed a Form 8-K on Oct 21, 2026 at 7:36 AM ET under Item 2.02 (Results of Operations and Financial Condition).

  50. Oct 217:04 AM ET

    PM · 8-K

    Philip Morris International files an 8-K on quarterly results

    Philip Morris International filed a Form 8-K on Oct 21, 2026 at 7:04 AM ET under Item 2.02 (Results of Operations and Financial Condition).

  51. Oct 216:32 AM ET

    T · 8-K

    AT&T files an 8-K on quarterly results

    AT&T filed a Form 8-K on Oct 21, 2026 at 6:32 AM ET under Item 2.02 (Results of Operations and Financial Condition).

  52. Oct 216:03 AM ET

    TMO · 8-K

    Thermo Fisher files an 8-K on quarterly results

    Thermo Fisher filed a Form 8-K on Oct 21, 2026 at 6:03 AM ET under Item 2.02 (Results of Operations and Financial Condition).

  53. Oct 208:05 PM ET

    UBER · Form 4

    Uber CFO Balaji (a) Krishnamurthy reports exercising or converting 4,392 shares

    The filing reports 4,392 shares in an exercise or conversion of a derivative security (code M); and 2,243 shares withheld to pay the exercise price or tax (code F).

  54. Oct 208:05 PM ET

    UBER · Form 4

    Uber COO Andrew Macdonald reports exercising or converting 10,168 shares

    The filing reports 10,168 shares in an exercise or conversion of a derivative security (code M); and 5,684 shares withheld to pay the exercise price or tax (code F).

  55. Oct 208:04 PM ET

    UBER · Form 4

    Uber Chief Legal Officer Tony West reports exercising or converting 7,195 shares

    The filing reports 7,195 shares in an exercise or conversion of a derivative security (code M); and 3,569 shares withheld to pay the exercise price or tax (code F).

  56. Oct 208:04 PM ET

    UBER · Form 4

    Uber President Jill Hazelbaker reports exercising or converting 9,160 shares

    The filing reports 9,160 shares in an exercise or conversion of a derivative security (code M); and 4,626 shares withheld to pay the exercise price or tax (code F).

  57. Oct 208:04 PM ET

    UBER · Form 4

    Uber Chief Accounting Officer Glen Ceremony reports exercising or converting 3,611 shares

    The filing reports 3,611 shares in an exercise or conversion of a derivative security (code M); and 1,793 shares withheld to pay the exercise price or tax (code F).

  58. Oct 208:03 PM ET

    UBER · Form 4

    Uber director John A. Thain reports exercising or converting 350 shares

    The filing reports 350 shares in an exercise or conversion of a derivative security (code M).

  59. Oct 207:37 PM ET

    QCOM · Form 4

    Qualcomm EVP Akash J. Palkhiwala reports selling 2,500 shares under a 10b5-1 plan

    The filing reports 2,500 shares in an open-market or private sale (code S) at prices from $171.88 to $176.58, about $437,647 in total.

  60. Oct 207:03 PM ET

    MU · Form 4

    Micron Pres. & Chief Tech & Prod Offr Scott J. Deboer reports selling about 28,545 shares under a 10b5-1 plan

    The filing reports about 28,545 shares in an open-market or private sale (code S) at prices from $900.00 to $902.01, about $25.7 million in total.

  61. Oct 205:43 PM ET

    DHR · 8-K

    Danaher files an 8-K on quarterly results

    Danaher filed a Form 8-K on Oct 20, 2026 at 5:43 PM ET under Item 2.02 (Results of Operations and Financial Condition).

  62. Oct 204:36 PM ET

    LLY · Form 4

    Eli Lilly director Gabrielle Sulzberger reports an award of about 4 shares

    The filing reports about 4 shares in a grant or award (code A).

  63. Oct 204:35 PM ET

    LLY · Form 4

    Eli Lilly director Juan R. Luciano reports an award of about 13 shares

    The filing reports about 13 shares in a grant or award (code A).

  64. Oct 204:34 PM ET

    LLY · Form 4

    Eli Lilly director J. Erik Fyrwald reports an award of about 8 shares

    The filing reports about 8 shares in a grant or award (code A).

  65. Oct 204:32 PM ET

    LLY · Form 4

    Eli Lilly director Ralph Alvarez reports an award of about 10 shares

    The filing reports about 10 shares in a grant or award (code A).

  66. Oct 204:15 PM ET

    JPM · 8-K

    JPMorgan Chase files an 8-K on other events

    JPMorgan Chase filed a Form 8-K on Oct 20, 2026 at 4:15 PM ET under Item 8.01 (Other Events).

  67. Oct 204:06 PM ET

    COF · 8-K

    Capital One files an 8-K on investor materials (Reg FD)

    Capital One filed a Form 8-K on Oct 20, 2026 at 4:06 PM ET under Item 7.01 (Regulation FD Disclosure).

  68. Oct 204:05 PM ET

    COF · 8-K

    Capital One files an 8-K on quarterly results

    Capital One filed a Form 8-K on Oct 20, 2026 at 4:05 PM ET under Item 2.02 (Results of Operations and Financial Condition).

  69. Oct 204:05 PM ET

    ISRG · 8-K

    Intuitive Surgical files an 8-K on quarterly results

    Intuitive Surgical filed a Form 8-K on Oct 20, 2026 at 4:05 PM ET under Item 2.02 (Results of Operations and Financial Condition).

  70. Oct 204:01 PM ET

    NFLX · 8-K

    Netflix files an 8-K on quarterly results

    Netflix filed a Form 8-K on Oct 20, 2026 at 4:01 PM ET under Item 2.02 (Results of Operations and Financial Condition).

  71. Oct 2011:14 AM ET

    UNP · Form 4

    Union Pacific EVP CHIEF LEGAL OFFICER & CORP Christina B. Conlin reports an award of about 2 shares

    The filing reports about 2 shares in a grant or award (code A).

  72. Oct 2011:14 AM ET

    UNP · Form 4

    Union Pacific EVP MARKETING & SALES Kenyatta G. Rocker reports an award of about 3 shares

    The filing reports about 3 shares in a grant or award (code A).

  73. Oct 2011:14 AM ET

    UNP · Form 4

    Union Pacific VP & CONTROLLER Carrie J. Powers reports an award of about 6 shares

    The filing reports about 6 shares in a grant or award (code A).

  74. Oct 209:16 AM ET

    CRM · 8-K

    Salesforce files an 8-K on investor materials (Reg FD)

    Salesforce filed a Form 8-K on Oct 20, 2026 at 9:16 AM ET under Item 7.01 (Regulation FD Disclosure).

  75. Oct 207:30 AM ET

    GM · 8-K

    General Motors files an 8-K on quarterly results

    General Motors filed a Form 8-K on Oct 20, 2026 at 7:30 AM ET under Item 2.02 (Results of Operations and Financial Condition).

  76. Oct 206:57 AM ET

    RTX · 8-K

    RTX files an 8-K on quarterly results

    RTX filed a Form 8-K on Oct 20, 2026 at 6:57 AM ET under Item 2.02 (Results of Operations and Financial Condition).

  77. Oct 206:35 AM ET

    MMM · 8-K

    3M files an 8-K on quarterly results

    3M filed a Form 8-K on Oct 20, 2026 at 6:35 AM ET under Item 2.02 (Results of Operations and Financial Condition).

  78. Oct 206:30 AM ET

    GE · 8-K

    GE Aerospace files an 8-K on quarterly results

    GE Aerospace filed a Form 8-K on Oct 20, 2026 at 6:30 AM ET under Item 2.02 (Results of Operations and Financial Condition).

  79. Oct 198:06 PM ET

    PLTR · Form 4

    Palantir director Alexander D. Moore reports selling 16,000 shares under a 10b5-1 plan

    The filing reports 16,000 shares in an open-market or private sale (code S) at weighted-average prices from $193.41 to $200.66, about $3.2 million in total.

  80. Oct 197:40 PM ET

    ORCL · Form 4

    Oracle CEO Michael D. Sicilia reports an award of 446,197 restricted stock units

    The filing reports 446,197 restricted stock units in a grant or award (code A).

  81. Oct 197:38 PM ET

    ORCL · Form 4

    Oracle Chief Accounting Officer Maria Smith reports an award of 66,930 restricted stock units

    The filing reports 66,930 restricted stock units in a grant or award (code A).

  82. Oct 197:35 PM ET

    ORCL · Form 4

    Oracle CFO Hilary B. Maxson reports an award of 89,240 restricted stock units

    The filing reports 89,240 restricted stock units in a grant or award (code A).

  83. Oct 197:33 PM ET

    ORCL · Form 4

    Oracle CEO Clayton M. Magouyrk reports an award of 446,197 restricted stock units

    The filing reports 446,197 restricted stock units in a grant or award (code A).

  84. Oct 197:32 PM ET

    ORCL · Form 4

    Oracle Chief Legal Officer Stuart Levey reports an award of 104,113 restricted stock units

    The filing reports 104,113 restricted stock units in a grant or award (code A).

  85. Oct 197:29 PM ET

    ORCL · Form 4

    Oracle Pres. Mark Hura reports an award of 237,972 restricted stock units

    The filing reports 237,972 restricted stock units in a grant or award (code A).

  86. Oct 197:28 PM ET

    ORCL · Form 4

    Oracle Vice Chairman Jeffrey Henley reports an award of 66,930 restricted stock units

    The filing reports 66,930 restricted stock units in a grant or award (code A).

  87. Oct 197:26 PM ET

    ORCL · Form 4

    Oracle Executive Chairman Lawrence Joseph Ellison reports an award of 223,099 restricted stock units

    The filing reports 223,099 restricted stock units in a grant or award (code A).

  88. Oct 197:23 PM ET

    ORCL · Form 4

    Oracle CEO Safra Catz reports an award of 66,930 restricted stock units

    The filing reports 66,930 restricted stock units in a grant or award (code A).

  89. Oct 196:32 PM ET

    AAPL · Form 4

    Apple Principal Accounting Officer Ben Borders reports selling 1,280 shares under a 10b5-1 plan

    The filing reports 1,280 shares in an open-market or private sale (code S) at weighted-average prices from $343.08 to $347.43, about $442,108 in total; 1,714 shares in an exercise or conversion of a derivative security (code M); and 883 shares withheld to pay the exercise price or tax (code F).

  90. Oct 196:30 PM ET

    AAPL · Form 4

    Apple CFO Kevan Parekh reports selling 1,392 shares under a 10b5-1 plan

    The filing reports 1,392 shares in an open-market or private sale (code S) at weighted-average prices from $342.66 to $347.46, about $480,315 in total; 10,926 shares in an exercise or conversion of a derivative security (code M); and 5,361 shares withheld to pay the exercise price or tax (code F).

  91. Oct 196:24 PM ET

    BLK · Form 4

    BlackRock Principal Accounting Officer Marc D. Comerchero reports a other acquisition or disposition of 1,192 shares

    The filing reports 1,192 shares in an other acquisition or disposition (code J).

  92. Oct 195:58 PM ET

    DIS · Form 4

    Disney EVP Brent Woodford reports selling 2,856 shares under a 10b5-1 plan

    The filing reports 2,856 shares in an open-market or private sale (code S) at $111.68, about $318,958 in total; and 2,856 shares in an exercise or conversion of a derivative security (code M).

  93. Oct 195:53 PM ET

    ADBE · Form 4

    Adobe Chief Marketing Officer & EVP Lara Balazs reports exercising or converting 2,537 shares

    The filing reports 2,537 shares in an exercise or conversion of a derivative security (code M); and 1,257 shares withheld to pay the exercise price or tax (code F).

  94. Oct 195:52 PM ET

    ADBE · Form 4

    Adobe President Anil Chakravarthy reports exercising or converting 3,023 shares

    The filing reports 3,023 shares in an exercise or conversion of a derivative security (code M); and 1,496 shares withheld to pay the exercise price or tax (code F).

  95. Oct 195:52 PM ET

    ADBE · Form 4

    Adobe Chief People Officer Gloria Chen reports exercising or converting 3,244 shares

    The filing reports 3,244 shares in an exercise or conversion of a derivative security (code M); and 1,606 shares withheld to pay the exercise price or tax (code F).

  96. Oct 195:52 PM ET

    ADBE · Form 4

    Adobe SVP & CAO Jillian Forusz reports exercising or converting 1,823 shares

    The filing reports 1,823 shares in an exercise or conversion of a derivative security (code M); and 901 shares withheld to pay the exercise price or tax (code F).

  97. Oct 195:52 PM ET

    ADBE · Form 4

    Adobe CEO Shantanu Narayen reports exercising or converting 8,300 shares

    The filing reports 8,300 shares in an exercise or conversion of a derivative security (code M); and 4,113 shares withheld to pay the exercise price or tax (code F).

  98. Oct 195:52 PM ET

    ADBE · Form 4

    Adobe Chief Legal Officer & EVP Adele Louise Pentland reports exercising or converting 1,308 shares

    The filing reports 1,308 shares in an exercise or conversion of a derivative security (code M); and 648 shares withheld to pay the exercise price or tax (code F).

  99. Oct 195:51 PM ET

    ADBE · Form 4

    Adobe Interim CFO Steven Day reports exercising or converting 2,100 shares

    The filing reports 2,100 shares in an exercise or conversion of a derivative security (code M); and 1,038 shares withheld to pay the exercise price or tax (code F).

  100. Oct 195:06 PM ET

    DELL · Form 4

    Dell director SL SPV-2, L.P. reports a other acquisition or disposition of 21,486 shares

    The filing reports 21,486 shares in an other acquisition or disposition (code J).

  101. Oct 195:03 PM ET

    DELL · Form 4

    Dell director Silver Lake Partners IV, L.P. reports a other acquisition or disposition of 18,986 shares

    The filing reports 18,986 shares in an other acquisition or disposition (code J).

  102. Oct 195:00 PM ET

    DELL · Form 4

    Dell director Silver Lake Partners V DE (AIV), L.P. reports a other acquisition or disposition of 11,119 shares

    The filing reports 11,119 shares in an other acquisition or disposition (code J).

  103. Oct 194:55 PM ET

    MMM · 8-K

    3M files an 8-K on investor materials (Reg FD)

    3M filed a Form 8-K on Oct 19, 2026 at 4:55 PM ET under Item 7.01 (Regulation FD Disclosure).

  104. Oct 194:23 PM ET

    MDT · 8-K

    Medtronic files an 8-K on director or officer changes and shareholder vote results

    Medtronic filed a Form 8-K on Oct 19, 2026 at 4:23 PM ET under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers), Item 5.07 (Submission of Matters to a Vote of Security Holders), Item 7.01 (Regulation FD Disclosure).

  105. Oct 194:16 PM ET

    AMD · Form 4

    AMD EVP & GM DSG Forrest Eugene Norrod reports selling 17,262 shares under a 10b5-1 plan

    The filing reports 17,262 shares in an open-market or private sale (code S) at weighted-average prices from $535.15 to $543.03, about $9.3 million in total; and 7,262 shares in an exercise or conversion of a derivative security (code M).

  106. Oct 194:10 PM ET

    MA · Form 4

    Mastercard CFO Hai Ling reports selling 4,317 shares under a 10b5-1 plan

    The filing reports 4,317 shares in an open-market or private sale (code S) at $620.00, about $2.7 million in total; and 4,317 shares in an exercise or conversion of a derivative security (code M).

  107. Oct 194:09 PM ET

    DELL · Form 4

    Dell Chief Accounting Officer Richard Troy Sharp reports 146 shares withheld for taxes

    The filing reports 146 shares withheld to pay the exercise price or tax (code F).

  108. Oct 194:08 PM ET

    BAC · Form 4

    Bank of America CEO Brian T. Moynihan reports exercising or converting 18,083 shares

    The filing reports 18,083 shares in an exercise or conversion of a derivative security (code M); and 18,083 shares in a disposition to the company (code D).

  109. Oct 194:05 PM ET

    COF · Form 4

    Capital One Pres Lia Dean reports selling 1,887 shares under a 10b5-1 plan

    The filing reports 1,887 shares in an open-market or private sale (code S) at $195.86, about $369,588 in total.

  110. Oct 194:05 PM ET

    COF · Form 4

    Capital One Pres Celia Karam reports selling 1,927 shares under a 10b5-1 plan

    The filing reports 1,927 shares in an open-market or private sale (code S) at $195.86, about $377,422 in total.

  111. Oct 193:09 PM ET

    LLY · Schedule 13G/A

    LILLY ENDOWMENT, INC. files an amended Schedule 13G on Eli Lilly, reporting 9.6%

    The filing cites Rule 13d-1(d).

  112. Oct 166:52 PM ET

    PFE · Form 4

    Pfizer Chairman & CEO Albert Bourla reports an award of 20 phantom stock units SSP

    The filing reports 20 phantom stock units SSP in a grant or award (code A).

  113. Oct 166:02 PM ET

    MDT · Form 4

    Medtronic EVP Michael Marinaro reports selling 10,420 shares under a 10b5-1 plan

    The filing reports 10,420 shares in an open-market or private sale (code S) at $96.00, about $1.0 million in total.

  114. Oct 166:00 PM ET

    MDT · Form 4

    Medtronic CEO Geoffrey Martha reports selling 50,000 shares under a 10b5-1 plan

    The filing reports 50,000 shares in an open-market or private sale (code S) at $95.00, about $4.8 million in total.

  115. Oct 164:52 PM ET

    COST · 8-K

    Costco files an 8-K on director or officer changes

    Costco filed a Form 8-K on Oct 16, 2026 at 4:52 PM ET under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers).

  116. Oct 164:49 PM ET

    QCOM · Form 4

    Qualcomm EVP Alexander H. Rogers reports exercising or converting 5,798 shares

    The filing reports 5,798 shares in an exercise or conversion of a derivative security (code M); and 1,901 shares withheld to pay the exercise price or tax (code F).

  117. Oct 164:49 PM ET

    QCOM · Form 4

    Qualcomm EVP Akash J. Palkhiwala reports exercising or converting 8,284 shares

    The filing reports 8,284 shares in an exercise or conversion of a derivative security (code M); and 3,267 shares withheld to pay the exercise price or tax (code F).

  118. Oct 164:49 PM ET

    QCOM · Form 4

    Qualcomm EVP Ann C. Chaplin reports selling 1,827 shares under a 10b5-1 plan

    The filing reports 1,827 shares in an open-market or private sale (code S) at $174.75, about $319,268 in total; 5,592 shares in an exercise or conversion of a derivative security (code M); and 1,939 shares withheld to pay the exercise price or tax (code F).

  119. Oct 164:48 PM ET

    QCOM · Form 4

    Qualcomm President & CEO Cristiano R. Amon reports exercising or converting 19,053 shares

    The filing reports 19,053 shares in an exercise or conversion of a derivative security (code M); and 8,232 shares withheld to pay the exercise price or tax (code F).

  120. Oct 164:48 PM ET

    QCOM · Form 4

    Qualcomm Chief Technology Officer Baaziz Achour reports exercising or converting 5,898 shares

    The filing reports 5,898 shares in an exercise or conversion of a derivative security (code M); and 1,955 shares withheld to pay the exercise price or tax (code F).

  121. Oct 164:47 PM ET

    QCOM · Form 4

    Qualcomm Chief HR Officer Heather S. Ace reports exercising or converting 5,177 shares

    The filing reports 5,177 shares in an exercise or conversion of a derivative security (code M); and 1,790 shares withheld to pay the exercise price or tax (code F).

  122. Oct 164:42 PM ET

    WMT · Form 4

    Walmart President & CEO John R. Furner reports selling 13,125 shares under a 10b5-1 plan

    The filing reports 13,125 shares in an open-market or private sale (code S) at weighted-average prices from $120.33 to $120.93, about $1.6 million in total.

  123. Oct 164:42 PM ET

    WMT · Form 4

    Walmart Executive Vice President Latriece Watkins reports selling 5,000 shares under a 10b5-1 plan

    The filing reports 5,000 shares in an open-market or private sale (code S) at $115.00, about $575,000 in total.

  124. Oct 164:42 PM ET

    WMT · Form 4

    Walmart Executive Vice President Christopher James Nicholas reports selling 2,900 shares under a 10b5-1 plan

    The filing reports 2,900 shares in an open-market or private sale (code S) at weighted-average prices from $120.33 to $120.95, about $349,751 in total.

  125. Oct 164:30 PM ET

    PEP · 8-K

    PepsiCo files an 8-K on other events

    PepsiCo filed a Form 8-K on Oct 16, 2026 at 4:30 PM ET under Item 8.01 (Other Events).

  126. Oct 164:25 PM ET

    PG · 8-K

    Procter & Gamble files an 8-K on shareholder vote results

    Procter & Gamble filed a Form 8-K on Oct 16, 2026 at 4:25 PM ET under Item 5.07 (Submission of Matters to a Vote of Security Holders).

  127. Oct 164:19 PM ET

    BNY · 8-K/A

    BNY amends an 8-K on director or officer changes

    BNY filed a Form 8-K/A on Oct 16, 2026 at 4:19 PM ET under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers).

  128. Oct 164:17 PM ET

    GILD · Form 4

    Gilead CFO Andrew D. Dickinson reports selling 3,000 shares under a 10b5-1 plan

    The filing reports 3,000 shares in an open-market or private sale (code S) at $156.22, about $468,660 in total.

  129. Oct 164:15 PM ET

    BKNG · Form 4

    Booking Holdings CHIEF HUMAN RESOURCES OFFICER Paulo Pisano reports selling 1,500 shares under a 10b5-1 plan

    The filing reports 1,500 shares in an open-market or private sale (code S) at $163.06, about $244,590 in total.

  130. Oct 164:13 PM ET

    GS · Form 4

    Goldman Sachs director Peter Oppenheimer reports an award of 65 restricted stock units

    The filing reports 65 restricted stock units in a grant or award (code A).

  131. Oct 164:12 PM ET

    GILD · Form 4

    Gilead Chief Comm & Corp Aff Officer Johanna Mercier reports selling 3,000 shares under a 10b5-1 plan

    The filing reports 3,000 shares in an open-market or private sale (code S) at $156.22, about $468,660 in total.

  132. Oct 164:11 PM ET

    GS · Form 4

    Goldman Sachs director Kevin R. Johnson reports an award of 44 restricted stock units

    The filing reports 44 restricted stock units in a grant or award (code A).

  133. Oct 164:06 PM ET

    GS · Form 4

    Goldman Sachs director John B. Hess reports an award of 29 restricted stock units

    The filing reports 29 restricted stock units in a grant or award (code A).

  134. Oct 164:05 PM ET

    GS · Form 4

    Goldman Sachs director Mark A. Flaherty reports an award of 29 restricted stock units

    The filing reports 29 restricted stock units in a grant or award (code A).

  135. Oct 164:04 PM ET

    T · 8-K

    AT&T files an 8-K on director or officer changes

    AT&T filed a Form 8-K on Oct 16, 2026 at 4:04 PM ET under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers).

  136. Oct 164:02 PM ET

    PEP · Form 4

    PepsiCo director Robert C. Pohlad reports buying 184,646 shares

    The filing reports 184,646 shares in an open-market or private purchase (code P) at $128.28, about $23.7 million in total.

  137. Oct 162:31 PM ET

    MO · Form 4

    Altria Vice President Katie F. Patterson reports 1,268 shares withheld for taxes

    The filing reports 1,268 shares withheld to pay the exercise price or tax (code F).

  138. Oct 169:01 AM ET

    UNP · 8-K

    Union Pacific files an 8-K on director or officer changes and investor materials (Reg FD)

    Union Pacific filed a Form 8-K on Oct 16, 2026 at 9:01 AM ET under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers), Item 7.01 (Regulation FD Disclosure).

  139. Oct 168:02 AM ET

    XOM · 8-K

    ExxonMobil files an 8-K on investor materials (Reg FD)

    ExxonMobil filed a Form 8-K on Oct 16, 2026 at 8:02 AM ET under Item 7.01 (Regulation FD Disclosure).

  140. Oct 158:26 PM ET

    GOOGL · Form 4

    Alphabet director Kavitark Ram Shriram reports a gift of 1,139,600 shares

    The filing reports 1,139,600 shares given as a gift (code G).

  141. Oct 158:11 PM ET

    MU · Form 4

    Micron CEO Sanjay Mehrotra reports exercising or converting 235,666 shares

    The filing reports 235,666 shares in an exercise or conversion of a derivative security (code M); 21,233 shares in a grant or award (code A); 279,401 performance restricted stock units in a grant or award (code A); and 166,256 shares withheld to pay the exercise price or tax (code F).

  142. Oct 158:11 PM ET

    MU · Form 4

    Micron Chief Legal Officer Michael Charles Ray reports selling 40 shares under a 10b5-1 plan

    The filing reports 40 shares in an open-market or private sale (code S) at $947.29, about $37,892 in total.

  143. Oct 158:10 PM ET

    MU · Form 4

    Micron Chief Legal Officer Michael Charles Ray reports selling 6,288 shares under a 10b5-1 plan

    The filing reports 6,288 shares in an open-market or private sale (code S) at weighted-average prices from $914.13 to $945.91, about $5.8 million in total; 4,298 shares in a grant or award (code A); 50,852 performance restricted stock units in a grant or award (code A); and 8,989 shares withheld to pay the exercise price or tax (code F).

  144. Oct 158:09 PM ET

    MU · Form 4

    Micron EVP & Chief Financial Officer Mark J. Murphy reports exercising or converting 64,880 shares

    The filing reports 64,880 shares in an exercise or conversion of a derivative security (code M); 7,078 shares in a grant or award (code A); 76,274 performance restricted stock units in a grant or award (code A); and 50,343 shares withheld to pay the exercise price or tax (code F).

  145. Oct 158:08 PM ET

    MU · Form 4

    Micron COO Manish H. Bhatia reports exercising or converting 68,697 shares

    The filing reports 68,697 shares in an exercise or conversion of a derivative security (code M); 10,111 shares in a grant or award (code A); 80,509 performance restricted stock units in a grant or award (code A); and 59,088 shares withheld to pay the exercise price or tax (code F).

  146. Oct 158:07 PM ET

    MU · Form 4

    Micron Pres. & Chief Tech & Prod Offr Scott J. Deboer reports exercising or converting 55,338 shares

    The filing reports 55,338 shares in an exercise or conversion of a derivative security (code M); 9,100 shares in a grant or award (code A); 69,918 performance restricted stock units in a grant or award (code A); and 42,608 shares withheld to pay the exercise price or tax (code F).

  147. Oct 158:07 PM ET

    MU · Form 4

    Micron Chief People Officer April S. Arnzen reports exercising or converting 38,166 shares

    The filing reports 38,166 shares in an exercise or conversion of a derivative security (code M); 3,944 shares in a grant or award (code A); 44,917 performance restricted stock units in a grant or award (code A); 28,882 shares withheld to pay the exercise price or tax (code F); and 1,013 shares given as a gift (code G).

  148. Oct 158:06 PM ET

    MU · Form 4

    Micron EVP Michael D. Cordano reports an award of 4,298 shares

    The filing reports 4,298 shares in a grant or award (code A); 70,554 performance restricted stock units in a grant or award (code A); and 4,694 shares withheld to pay the exercise price or tax (code F).

  149. Oct 158:04 PM ET

    MU · Form 4

    Micron Chief Accounting Officer Scott R. Allen reports an award of 1,012 shares

    The filing reports 1,012 shares in a grant or award (code A); 25,423 performance restricted stock units in a grant or award (code A); and 6,183 shares withheld to pay the exercise price or tax (code F).

  150. Oct 158:02 PM ET

    MU · Form 4

    Micron director Lynn A. Dugle reports an award of 304 restricted stock units

    The filing reports 304 restricted stock units in a grant or award (code A).