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Filings news · archive

Filings notes, October 2026 (page 5)

Every note on an 8-K, Form 4 or 13D/13G filing from October 2026, newest first (657 notes). Each note sticks to what the filing says and links to it.

  1. Oct 22:03 PM ET

    DIS · Form 4

    Disney director Mary T. Barra reports an award of about 1,174 shares

    The filing reports about 1,174 shares in a grant or award (code A).

  2. Oct 22:03 PM ET

    DIS · Form 4

    Disney director Jeremy Darroch reports an award of about 955 shares

    The filing reports about 955 shares in a grant or award (code A) and about 122 shares withheld to pay the exercise price or tax (code F).

  3. Oct 22:03 PM ET

    DIS · Form 4

    Disney director Carolyn Everson reports an award of about 995 shares

    The filing reports about 995 shares in a grant or award (code A).

  4. Oct 22:03 PM ET

    DIS · Form 4

    Disney director James P. Gorman reports an award of about 1,386 shares

    The filing reports about 1,386 shares in a grant or award (code A).

  5. Oct 22:03 PM ET

    DIS · Form 4

    Disney director Maria Elena Lagomasino reports an award of about 1,167 shares

    The filing reports about 1,167 shares in a grant or award (code A).

  6. Oct 22:03 PM ET

    DIS · Form 4

    Disney director Michael B. G. Froman reports an award of about 1,003 shares

    The filing reports about 1,003 shares in a grant or award (code A).

  7. Oct 22:03 PM ET

    DIS · Form 4

    Disney director Derica W. Rice reports an award of about 1,152 shares

    The filing reports about 1,152 shares in a grant or award (code A).

  8. Oct 22:02 PM ET

    DIS · Form 4

    Disney director Jeffrey E. Williams reports an award of about 925 shares

    The filing reports about 925 shares in a grant or award (code A).

  9. Oct 29:04 AM ET

    TSLA · 8-K

    Tesla files an 8-K on quarterly results

    Tesla filed a Form 8-K on Oct 2, 2026 at 9:04 AM ET under Item 2.02 (Results of Operations and Financial Condition).

  10. Oct 18:02 PM ET

    PLTR · Form 4

    Palantir CFO David A. Glazer reports an award of 92,908 shares

    The filing reports 92,908 shares in a grant or award (code A).

  11. Oct 18:01 PM ET

    PLTR · Form 4

    Palantir Chief Legal Officer Ryan D. Taylor reports an award of 92,908 shares

    The filing reports 92,908 shares in a grant or award (code A).

  12. Oct 18:00 PM ET

    PLTR · Form 4

    Palantir Chief Accounting Officer Jeffrey Buckley reports an award of 16,714 stock appreciation rights

    The filing reports 16,714 stock appreciation rights in a grant or award (code A).

  13. Oct 16:45 PM ET

    UNP · Form 4

    Union Pacific director Christopher J. Williams reports an award of 194 phantom Stocks

    The filing reports 194 phantom Stocks in a grant or award (code A).

  14. Oct 16:45 PM ET

    UNP · Form 4

    Union Pacific director W. Anthony Will reports an award of 162 phantom Stocks

    The filing reports 162 phantom Stocks in a grant or award (code A).

  15. Oct 16:45 PM ET

    UNP · Form 4

    Union Pacific director John Wiehoff reports an award of 172 phantom Stocks

    The filing reports 172 phantom Stocks in a grant or award (code A).

  16. Oct 16:45 PM ET

    UNP · Form 4

    Union Pacific director John K. Tien, Jr. reports an award of 171 phantom Stocks

    The filing reports 171 phantom Stocks in a grant or award (code A).

  17. Oct 16:45 PM ET

    UNP · Form 4

    Union Pacific director Doyle Simons reports an award of 312 phantom Stocks

    The filing reports 312 phantom Stocks in a grant or award (code A).

  18. Oct 16:44 PM ET

    UNP · Form 4

    Union Pacific director Michael R. McCarthy reports an award of 839 phantom Stocks

    The filing reports 839 phantom Stocks in a grant or award (code A).

  19. Oct 16:44 PM ET

    UNP · Form 4

    Union Pacific director Jane H. Lute reports an award of 372 phantom Stocks

    The filing reports 372 phantom Stocks in a grant or award (code A).

  20. Oct 16:44 PM ET

    UNP · Form 4

    Union Pacific director Deborah C. Hopkins reports an award of 229 phantom Stocks

    The filing reports 229 phantom Stocks in a grant or award (code A).

  21. Oct 16:44 PM ET

    UNP · Form 4

    Union Pacific director Teresa Finley reports an award of 179 phantom Stocks

    The filing reports 179 phantom Stocks in a grant or award (code A).

  22. Oct 16:44 PM ET

    UNP · Form 4

    Union Pacific director Sheri H. Edison reports an award of 179 phantom Stocks

    The filing reports 179 phantom Stocks in a grant or award (code A).

  23. Oct 16:30 PM ET

    AAPL · Form 4

    Apple General Counsel Jennifer Newstead reports selling 2,399 shares under a 10b5-1 plan

    The filing reports 2,399 shares in an open-market or private sale (code S) at $336.18, about $806,496 in total.

  24. Oct 15:42 PM ET

    ORCL · Form 4

    Oracle director Stephen H. Rusckowski reports buying 25,000 shares

    The filing reports 25,000 shares in an open-market or private purchase (code P) at $139.35, about $3.5 million in total.

  25. Oct 15:33 PM ET

    LMT · Form 4

    Lockheed Martin director John Donovan reports an award of about 97 phantom stock units

    The filing reports about 97 phantom stock units in a grant or award (code A).

  26. Oct 15:33 PM ET

    LMT · Form 4

    Lockheed Martin director David B. Burritt reports an award of about 83 phantom stock units

    The filing reports about 83 phantom stock units in a grant or award (code A).

  27. Oct 15:15 PM ET

    CAT · Form 4

    Caterpillar director Lynn J. Good reports an award of 30 phantom stock units

    The filing reports 30 phantom stock units in a grant or award (code A).

  28. Oct 15:14 PM ET

    CAT · Form 4

    Caterpillar director David MacLennan reports an award of 28 phantom stock units

    The filing reports 28 phantom stock units in a grant or award (code A).

  29. Oct 14:31 PM ET

    IBM · Form 4

    IBM director Ramon Laguarta reports an award of 415 Promised Fee shares

    The filing reports 415 Promised Fee shares in a grant or award (code A).

  30. Oct 14:30 PM ET

    LOW · Form 4

    Lowe's director Colleen Taylor reports an award of about 68 phantom Stocks

    The filing reports about 68 phantom Stocks in a grant or award (code A).

  31. Oct 14:30 PM ET

    IBM · Form 4

    IBM director Alex Gorsky reports an award of 489 Promised Fee shares

    The filing reports 489 Promised Fee shares in a grant or award (code A).

  32. Oct 14:30 PM ET

    PANW · Form 4

    Palo Alto Networks EVP Chief Product & Tech Ofcr Lee Klarich reports a gift of 25,000 shares

    The filing reports 25,000 shares given as a gift (code G).

  33. Oct 14:29 PM ET

    IBM · Form 4

    IBM director Michelle J. Howard reports an award of 291 Promised Fee shares

    The filing reports 291 Promised Fee shares in a grant or award (code A).

  34. Oct 14:28 PM ET

    LOW · Form 4

    Lowe's director Lawrence Simkins reports an award of about 136 phantom Stocks

    The filing reports about 136 phantom Stocks in a grant or award (code A).

  35. Oct 14:28 PM ET

    IBM · Form 4

    IBM director Andrew N. Liveris reports an award of 444 Promised Fee shares

    The filing reports 444 Promised Fee shares in a grant or award (code A).

  36. Oct 14:28 PM ET

    LOW · Form 4

    Lowe's director Brian C. Rogers reports an award of about 136 phantom Stocks

    The filing reports about 136 phantom Stocks in a grant or award (code A).

  37. Oct 14:27 PM ET

    LOW · Form 4

    Lowe's director Richard W. Dreiling reports an award of about 298 phantom Stocks

    The filing reports about 298 phantom Stocks in a grant or award (code A).

  38. Oct 14:27 PM ET

    IBM · Form 4

    IBM director Frederick William McNabb, Iii. reports an award of 415 Promised Fee shares

    The filing reports 415 Promised Fee shares in a grant or award (code A).

  39. Oct 14:25 PM ET

    LOW · Form 4

    Lowe's director Laurie Z. Douglas reports an award of about 81 phantom Stocks

    The filing reports about 81 phantom Stocks in a grant or award (code A).

  40. Oct 14:23 PM ET

    IBM · Form 4

    IBM director Michael Miebach reports an award of 415 Promised Fee shares

    The filing reports 415 Promised Fee shares in a grant or award (code A).

  41. Oct 14:21 PM ET

    IBM · Form 4

    IBM director Martha E. Pollack reports an award of 268 Promised Fee shares

    The filing reports 268 Promised Fee shares in a grant or award (code A).

  42. Oct 14:20 PM ET

    IBM · Form 4

    IBM director Peter R. Voser reports an award of 455 Promised Fee shares

    The filing reports 455 Promised Fee shares in a grant or award (code A).

  43. Oct 14:19 PM ET

    IBM · Form 4

    IBM director Alfred W. Zollar reports an award of 415 Promised Fee shares

    The filing reports 415 Promised Fee shares in a grant or award (code A).

  44. Oct 14:18 PM ET

    IBM · 8-K

    IBM files an 8-K on director or officer changes and charter or bylaw changes

    IBM filed a Form 8-K on Oct 1, 2026 at 4:18 PM ET under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers), Item 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year).

  45. Oct 14:17 PM ET

    IBM · Form 4

    IBM director David N. Farr reports an award of 268 Promised Fee shares

    The filing reports 268 Promised Fee shares in a grant or award (code A).

  46. Oct 14:16 PM ET

    JPM · Form 4

    JPMorgan Chase director Phebe N. Novakovic reports an award of about 121 shares

    The filing reports about 121 shares in a grant or award (code A).

  47. Oct 14:16 PM ET

    JPM · Form 4

    JPMorgan Chase director Virginia M. Rometty reports an award of about 121 shares

    The filing reports about 121 shares in a grant or award (code A).

  48. Oct 14:16 PM ET

    JPM · Form 4

    JPMorgan Chase director Mellody L. Hobson reports an award of about 136 shares

    The filing reports about 136 shares in a grant or award (code A).

  49. Oct 14:16 PM ET

    JPM · Form 4

    JPMorgan Chase director Stephen B. Burke reports an award of about 170 shares

    The filing reports about 170 shares in a grant or award (code A).

  50. Oct 14:15 PM ET

    IBM · Form 4

    IBM director Thomas Buberl reports an award of 444 Promised Fee shares

    The filing reports 444 Promised Fee shares in a grant or award (code A).

  51. Oct 14:14 PM ET

    IBM · Form 4

    IBM director Marianne Catherine Brown reports an award of 415 Promised Fee shares

    The filing reports 415 Promised Fee shares in a grant or award (code A).

  52. Oct 14:00 PM ET

    SO · Form 4

    Southern Company Comptroller Matthew M. Kim reports selling 100 shares under a 10b5-1 plan

    The filing reports 100 shares in an open-market or private sale (code S) at $82.73, about $8,273 in total.

  53. Oct 12:04 PM ET

    PFE · Form 4

    Pfizer Chairman & CEO Albert Bourla reports an award of 21 phantom stock units SSP

    The filing reports 21 phantom stock units SSP in a grant or award (code A).

  54. Oct 11:52 PM ET

    MRK · Form 4

    Merck director Christine E. Seidman reports an award of about 56 phantom Stocks

    The filing reports about 56 phantom Stocks in a grant or award (code A).

  55. Oct 11:50 PM ET

    MRK · Form 4

    Merck director Surendralal Lanca Karsanbhai reports an award of about 112 phantom Stocks

    The filing reports about 112 phantom Stocks in a grant or award (code A).

  56. Oct 11:48 PM ET

    MRK · Form 4

    Merck director Mary Ellen Coe reports an award of about 206 phantom Stocks

    The filing reports about 206 phantom Stocks in a grant or award (code A).

  57. Oct 16:42 AM ET

    ACN · 8-K

    Accenture files an 8-K on quarterly results

    Accenture filed a Form 8-K on Oct 1, 2026 at 6:42 AM ET under Item 2.02 (Results of Operations and Financial Condition).