Filings news · archive
Filings notes, November 2026 (page 3)
Every note on an 8-K, Form 4 or 13D/13G filing from November 2026, newest first (311 notes). Each note sticks to what the filing says and links to it.
- Nov 24:17 PM ET
ISRG · 8-K
Intuitive Surgical files an 8-K on director or officer changes and investor materials (Reg FD)
Intuitive Surgical filed a Form 8-K on Nov 2, 2026 at 4:17 PM ET under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers), Item 7.01 (Regulation FD Disclosure).
- Nov 24:14 PM ET
MMM · Form 4
3M EVP Chief Strategy Officer Wyck Jonathan G. Van reports exercising or converting 1,501 shares
The filing reports 1,501 shares in an exercise or conversion of a derivative security (code M); and 460 shares withheld to pay the exercise price or tax (code F).
- Nov 24:10 PM ET
ACN · Form 4
Accenture Chief Accounting Officer Melissa A. Burgum reports 59 shares withheld for taxes
The filing reports 59 shares withheld to pay the exercise price or tax (code F).
- Nov 24:06 PM ET
PLTR · 8-K
Palantir files an 8-K on quarterly results and investor materials (Reg FD)
Palantir filed a Form 8-K on Nov 2, 2026 at 4:06 PM ET under Item 2.02 (Results of Operations and Financial Condition), Item 7.01 (Regulation FD Disclosure).
- Nov 24:05 PM ET
ABBV · 8-K
AbbVie files an 8-K on director or officer changes
AbbVie filed a Form 8-K on Nov 2, 2026 at 4:05 PM ET under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers).
- Nov 24:04 PM ET
V · Form 4
Visa director Lloyd Carney reports selling 605 shares
The filing reports 605 shares in an open-market or private sale (code S) at $415.28, about $251,244 in total.
- Nov 23:11 PM ET
ISRG · Form 4
Intuitive Surgical EVP & Chief Mfg Mark Brosius reports selling 124 shares under a 10b5-1 plan
The filing reports 124 shares in an open-market or private sale (code S) at prices from $447.85 to $453.60, about $55,896 in total.
- Nov 22:53 PM ET
ISRG · Form 4
Intuitive Surgical VP Corporate Controller Fredrik Widman reports selling 5,448 shares under a 10b5-1 plan
The filing reports 5,448 shares in an open-market or private sale (code S) at $436.06, about $2.4 million in total; and 5,448 shares in an exercise or conversion of a derivative security (code M).
- Nov 21:07 PM ET
LRCX · Form 4
Lam Research director Ho Kyu Kang reports 491 shares withheld for taxes
The filing reports 491 shares withheld to pay the exercise price or tax (code F).
- Nov 26:26 AM ET
MS · Form 4
Morgan Stanley 10% owner MITSUBISHI UFJ FINANCIAL GROUP INC reports a disposition to the company of 604,396 shares
The filing reports 604,396 shares in a disposition to the company (code D).
- Nov 26:00 AM ET
DE · 8-K
Deere files an 8-K on director or officer changes and investor materials (Reg FD)
Deere filed a Form 8-K on Nov 2, 2026 at 6:00 AM ET under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers), Item 7.01 (Regulation FD Disclosure).