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Filings news · archive

Filings notes, November 2026 (page 2)

Every note on an 8-K, Form 4 or 13D/13G filing from November 2026, newest first (311 notes). Each note sticks to what the filing says and links to it.

  1. Nov 57:13 AM ET

    COP · 8-K

    ConocoPhillips files an 8-K on quarterly results

    ConocoPhillips filed a Form 8-K on Nov 5, 2026 at 7:13 AM ET under Item 2.02 (Results of Operations and Financial Condition).

  2. Nov 56:01 AM ET

    MSFT · 8-K

    Microsoft files an 8-K on director or officer changes

    Microsoft filed a Form 8-K on Nov 5, 2026 at 6:01 AM ET under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers).

  3. Nov 49:26 PM ET

    PLTR · Form 4

    Palantir director Lauren Elaina Friedman Stat reports selling 1,358 shares under a 10b5-1 plan

    The filing reports 1,358 shares in an open-market or private sale (code S) at $186.29, about $252,982 in total.

  4. Nov 47:33 PM ET

    QCOM · Form 4

    Qualcomm Chief Accounting Officer Patricia Y. Grech reports an award of 4,806 restricted stock units

    The filing reports 4,806 restricted stock units in a grant or award (code A).

  5. Nov 46:39 PM ET

    UPS · 8-K

    UPS files an 8-K on director or officer changes and investor materials (Reg FD)

    UPS filed a Form 8-K on Nov 4, 2026 at 6:39 PM ET under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers), Item 7.01 (Regulation FD Disclosure).

  6. Nov 46:36 PM ET

    META · Form 4

    Meta COO Javier Olivan reports selling 1,575 shares under a 10b5-1 plan

    The filing reports 1,575 shares in an open-market or private sale (code S) at $614.15, about $967,286 in total.

  7. Nov 46:34 PM ET

    NFLX · Form 4

    Netflix Chief Legal Officer David A. Hyman reports selling 5,727 shares

    The filing reports 5,727 shares in an open-market or private sale (code S) at $64.55, about $369,678 in total; 11,409 shares in an exercise or conversion of a derivative security (code M); and 5,682 shares withheld to pay the exercise price or tax (code F).

  8. Nov 45:56 PM ET

    DUK · 8-K

    Duke Energy files an 8-K on quarterly results

    Duke Energy filed a Form 8-K on Nov 4, 2026 at 5:56 PM ET under Item 2.02 (Results of Operations and Financial Condition).

  9. Nov 45:49 PM ET

    ANET · Form 4

    Arista Networks director Mark B. Templeton reports selling 5,000 shares under a 10b5-1 plan

    The filing reports 5,000 shares in an open-market or private sale (code S) at weighted-average prices from $164.07 to $168.85, about $829,255 in total.

  10. Nov 45:47 PM ET

    EMR · Form 4

    Emerson SVP & Chief Sustain Officer Michael H. Train reports an award of 20,126 shares

    The filing reports 20,126 shares in a grant or award (code A); and 11,089 shares withheld to pay the exercise price or tax (code F).

  11. Nov 45:45 PM ET

    EMR · Form 4

    Emerson Chief Technology Officer Peter Zornio reports an award of 7,547 shares

    The filing reports 7,547 shares in a grant or award (code A); and 3,715 shares withheld to pay the exercise price or tax (code F).

  12. Nov 45:26 PM ET

    AMZN · Form 4

    Amazon CEO Worldwide Amazon Stores Douglas J. Herrington reports selling 1,000 shares under a 10b5-1 plan

    The filing reports 1,000 shares in an open-market or private sale (code S) at $243.47, about $243,470 in total.

  13. Nov 44:49 PM ET

    ORCL · 8-K

    Oracle files an 8-K on other events

    Oracle filed a Form 8-K on Nov 4, 2026 at 4:49 PM ET under Item 8.01 (Other Events).

  14. Nov 44:49 PM ET

    BMY · Form 4

    Bristol Myers Squibb Chief Commercial Officer Adam Lenkowsky reports exercising or converting 7,522 shares

    The filing reports 7,522 shares in an exercise or conversion of a derivative security (code M); and 3,848 shares withheld to pay the exercise price or tax (code F).

  15. Nov 44:42 PM ET

    EMR · Form 4

    Emerson President & CEO Surendralal Lanca Karsanbhai reports an award of 187,936 shares

    The filing reports 187,936 shares in a grant or award (code A); and 70,060 shares withheld to pay the exercise price or tax (code F).

  16. Nov 44:41 PM ET

    EMR · Form 4

    Emerson Executive Vice Pres & COO Ram R. Krishnan reports an award of 83,842 shares

    The filing reports 83,842 shares in a grant or award (code A); and 30,598 shares withheld to pay the exercise price or tax (code F).

  17. Nov 44:41 PM ET

    EMR · Form 4

    Emerson Sr VP Michael Tang reports an award of 34,450 shares

    The filing reports 34,450 shares in a grant or award (code A); and 13,774 shares withheld to pay the exercise price or tax (code F).

  18. Nov 44:40 PM ET

    EMR · Form 4

    Emerson Senior VP & CCO Lisa Flavin reports an award of 18,515 shares

    The filing reports 18,515 shares in a grant or award (code A); and 11,362 shares withheld to pay the exercise price or tax (code F).

  19. Nov 44:39 PM ET

    EMR · Form 4

    Emerson Exec VP Michael J. Baughman reports an award of 42,015 shares

    The filing reports 42,015 shares in a grant or award (code A); and 18,819 shares withheld to pay the exercise price or tax (code F).

  20. Nov 44:38 PM ET

    EMR · Form 4

    Emerson Group President Sabyaschi Mitra reports an award of 15,546 shares

    The filing reports 15,546 shares in a grant or award (code A); and 3,013 shares withheld to pay the exercise price or tax (code F).

  21. Nov 44:37 PM ET

    MDT · Form 4

    Medtronic President Michael Marinaro reports an award of 6,547 shares

    The filing reports 6,547 shares in a grant or award (code A); and 59,361 performance share units in a grant or award (code A).

  22. Nov 44:26 PM ET

    EMR · Form 4

    Emerson Senior VP & CPO Nicholas J. Piazza reports an award of 17,471 shares

    The filing reports 17,471 shares in a grant or award (code A); and 6,195 shares withheld to pay the exercise price or tax (code F).

  23. Nov 44:21 PM ET

    EMR · Form 4

    Emerson Senior VP &CMO Vidya Ramnath reports an award of 10,314 shares

    The filing reports 10,314 shares in a grant or award (code A); and 2,071 shares withheld to pay the exercise price or tax (code F).

  24. Nov 44:20 PM ET

    EMR · Form 4

    Emerson SVP Chief Tech Rudra Sengupta reports an award of 2,490 shares

    The filing reports 2,490 shares in a grant or award (code A); and 201 shares withheld to pay the exercise price or tax (code F).

  25. Nov 44:17 PM ET

    CVX · Form 4

    Chevron President Jeff B. Gustavson reports selling 24,439 shares

    The filing reports 24,439 shares in an open-market or private sale (code S) at $230.71, about $5.6 million in total; and 24,439 shares in an exercise or conversion of a derivative security (code M).

  26. Nov 44:17 PM ET

    LLY · Form 4

    Eli Lilly CEO David A. Ricks reports a gift of 23,538 shares

    The filing reports 23,538 shares given as a gift (code G).

  27. Nov 44:10 PM ET

    META · Form 4

    Meta director Marc L. Andreessen reports selling 20,951 shares

    The filing reports 20,951 shares in an open-market or private sale (code S) at weighted-average prices from $606.85 to $613.88, about $12.8 million in total.

  28. Nov 44:03 PM ET

    QCOM · 8-K

    Qualcomm files an 8-K on quarterly results

    Qualcomm filed a Form 8-K on Nov 4, 2026 at 4:03 PM ET under Item 2.02 (Results of Operations and Financial Condition).

  29. Nov 44:01 PM ET

    MSFT · 8-K

    Microsoft files an 8-K on other events

    Microsoft filed a Form 8-K on Nov 4, 2026 at 4:01 PM ET under Item 8.01 (Other Events).

  30. Nov 43:15 PM ET

    VZ · Form 4

    Verizon EVP Kyle Malady reports selling 1,100 shares under a 10b5-1 plan

    The filing reports 1,100 shares in an open-market or private sale (code S) at $44.79, about $49,269 in total.

  31. Nov 412:21 PM ET

    LIN · Form 4

    Linde Exec VP & Chief Legal Officer Guillermo Bichara reports selling 9,350 shares

    The filing reports 9,350 shares in an open-market or private sale (code S) at $518.91, about $4.9 million in total; 26,155 shares in an exercise or conversion of a derivative security (code M); and 16,805 shares withheld to pay the exercise price or tax (code F).

  32. Nov 412:19 PM ET

    INTC · Form 4

    Intel CEO Lip Bu Tan reports buying 150,000 shares

    The filing reports 150,000 shares in an open-market or private purchase (code P) at $64.73, about $9.7 million in total.

  33. Nov 411:56 AM ET

    KO · Form 4

    Coca-Cola Executive Vice President Beatriz R. Perez reports selling 67,548 shares

    The filing reports 67,548 shares in an open-market or private sale (code S) at weighted-average prices from $94.84 to $95.02, about $6.4 million in total; and 67,548 shares in an exercise or conversion of a derivative security (code M).

  34. Nov 49:42 AM ET

    DE · Form 4

    Deere director Julie A. Boland reports an award of 92 shares

    The filing reports 92 shares in a grant or award (code A).

  35. Nov 47:01 AM ET

    MCD · 8-K

    McDonald's files an 8-K on quarterly results

    McDonald's filed a Form 8-K on Nov 4, 2026 at 7:01 AM ET under Item 2.02 (Results of Operations and Financial Condition).

  36. Nov 46:55 AM ET

    UBER · 8-K

    Uber files an 8-K on quarterly results and director or officer changes

    Uber filed a Form 8-K on Nov 4, 2026 at 6:55 AM ET under Item 2.02 (Results of Operations and Financial Condition), Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers).

  37. Nov 46:53 AM ET

    EMR · 8-K

    Emerson files an 8-K on quarterly results

    Emerson filed a Form 8-K on Nov 4, 2026 at 6:53 AM ET under Item 2.02 (Results of Operations and Financial Condition).

  38. Nov 46:34 AM ET

    CVS · 8-K

    CVS Health files an 8-K on investor materials (Reg FD)

    CVS Health filed a Form 8-K on Nov 4, 2026 at 6:34 AM ET under Item 7.01 (Regulation FD Disclosure).

  39. Nov 46:31 AM ET

    CVS · 8-K

    CVS Health files an 8-K on quarterly results

    CVS Health filed a Form 8-K on Nov 4, 2026 at 6:31 AM ET under Item 2.02 (Results of Operations and Financial Condition).

  40. Nov 39:26 PM ET

    PANW · Form 4

    Palo Alto Networks Chief Accounting Officer Josh D. Paul reports an award of 26,421 shares

    The filing reports 26,421 shares in a grant or award (code A); and 13,100 shares withheld to pay the exercise price or tax (code F).

  41. Nov 39:26 PM ET

    PANW · Form 4

    Palo Alto Networks EVP Chief Product & Tech Ofcr Lee Klarich reports an award of 198,152 shares

    The filing reports 198,152 shares in a grant or award (code A); and 98,245 shares withheld to pay the exercise price or tax (code F).

  42. Nov 39:25 PM ET

    PANW · Form 4

    Palo Alto Networks President William D. Jenkins, Jr. reports selling 18,222 shares under a 10b5-1 plan

    The filing reports 18,222 shares in an open-market or private sale (code S) at weighted-average prices from $351.46 to $366.86, about $6.5 million in total; 264,195 shares in a grant or award (code A); and 139,000 shares withheld to pay the exercise price or tax (code F).

  43. Nov 39:25 PM ET

    PANW · Form 4

    Palo Alto Networks CFO Dipak Golechha reports an award of 132,101 shares

    The filing reports 132,101 shares in a grant or award (code A); 132,093 phantom Stocks in a grant or award (code A); and 69,389 shares withheld to pay the exercise price or tax (code F).

  44. Nov 39:25 PM ET

    PANW · Form 4

    Palo Alto Networks CEO Nikesh Arora reports an award of 1,056,783 phantom Stocks

    The filing reports 1,056,783 phantom Stocks in a grant or award (code A).

  45. Nov 37:46 PM ET

    NFLX · Form 4

    Netflix director Elinor Mertz reports an award of 1,002 Non-Qualified stock option (right to buy)s

    The filing reports 1,002 Non-Qualified stock option (right to buy)s in a grant or award (code A).

  46. Nov 37:45 PM ET

    NFLX · Form 4

    Netflix director Strive Masiyiwa reports an award of 1,002 Non-Qualified stock option (right to buy)s

    The filing reports 1,002 Non-Qualified stock option (right to buy)s in a grant or award (code A).

  47. Nov 37:45 PM ET

    NFLX · Form 4

    Netflix director Mathias Dopfner reports an award of 1,002 Non-Qualified stock option (right to buy)s

    The filing reports 1,002 Non-Qualified stock option (right to buy)s in a grant or award (code A).

  48. Nov 37:42 PM ET

    NFLX · Form 4

    Netflix director Ann Mather reports an award of 1,003 Non-Qualified stock option (right to buy)s

    The filing reports 1,003 Non-Qualified stock option (right to buy)s in a grant or award (code A).

  49. Nov 37:41 PM ET

    NFLX · Form 4

    Netflix director Leslie J. Kilgore reports an award of 1,003 Non-Qualified stock option (right to buy)s

    The filing reports 1,003 Non-Qualified stock option (right to buy)s in a grant or award (code A).

  50. Nov 37:40 PM ET

    NFLX · Form 4

    Netflix director Susan E. Rice reports an award of 1,003 Non-Qualified stock option (right to buy)s

    The filing reports 1,003 Non-Qualified stock option (right to buy)s in a grant or award (code A).

  51. Nov 37:37 PM ET

    BA · Form 4

    Boeing director Mortimer J. Buckley reports buying 5,820 shares

    The filing reports 5,820 shares in an open-market or private purchase (code P) at $171.55, about $998,421 in total.

  52. Nov 37:37 PM ET

    BA · Form 4

    Boeing director Steven M. Mollenkopf reports buying 2,950 shares

    The filing reports 2,950 shares in an open-market or private purchase (code P) at $173.03, about $510,427 in total.

  53. Nov 37:32 PM ET

    NFLX · Form 4

    Netflix director Richard N. Barton reports an award of 1,003 Non-Qualified stock option (right to buy)s

    The filing reports 1,003 Non-Qualified stock option (right to buy)s in a grant or award (code A).

  54. Nov 37:19 PM ET

    NFLX · Form 4

    Netflix Chief Accounting Officer Jeffrey William Karbowski reports an award of 1,170 Non-Qualified stock option (right to buy)s

    The filing reports 1,170 Non-Qualified stock option (right to buy)s in a grant or award (code A).

  55. Nov 37:18 PM ET

    ANET · Form 4

    Arista Networks 10% owner Andreas Bechtolsheim reports selling 267,892 shares under a 10b5-1 plan

    The filing reports 267,892 shares in an open-market or private sale (code S) at weighted-average prices from $167.51 to $174.14, about $45.9 million in total.

  56. Nov 37:18 PM ET

    NFLX · Form 4

    Netflix director Bradford L. Smith reports an award of 1,003 Non-Qualified stock option (right to buy)s

    The filing reports 1,003 Non-Qualified stock option (right to buy)s in a grant or award (code A).

  57. Nov 36:42 PM ET

    SNDK · Form 4

    Sandisk Chief Legal Officer Bernard Shek reports selling 600 shares under a 10b5-1 plan

    The filing reports 600 shares in an open-market or private sale (code S) at $1,158.26, about $694,956 in total.

  58. Nov 36:03 PM ET

    MMM · 8-K

    3M files an 8-K on a material agreement and other events

    3M filed a Form 8-K on Nov 3, 2026 at 6:03 PM ET under Item 1.01 (Entry into a Material Definitive Agreement), Item 8.01 (Other Events).

  59. Nov 35:44 PM ET

    TMUS · Form 4

    T-Mobile VP & Chief Accounting Officer Daniel James Drobac reports selling 113 shares under a 10b5-1 plan

    The filing reports 113 shares in an open-market or private sale (code S) at $154.18, about $17,422 in total; and about 37 shares withheld to pay the exercise price or tax (code F).

  60. Nov 35:31 PM ET

    DIS · Form 4

    Disney EVP Brent Woodford reports selling 6,474 shares under a 10b5-1 plan

    The filing reports 6,474 shares in an open-market or private sale (code S) at $111.98, about $724,959 in total; and 6,474 shares in an exercise or conversion of a derivative security (code M).

  61. Nov 35:29 PM ET

    SCHW · Form 4

    Charles Schwab MD Neesha Hathi reports selling 5,000 shares under a 10b5-1 plan

    The filing reports 5,000 shares in an open-market or private sale (code S) at $88.92, about $444,618 in total; and 5,000 shares in an exercise or conversion of a derivative security (code M).

  62. Nov 35:12 PM ET

    FDX · Form 4

    FedEx EVP GENL COUNSEL/SECTY Gina F. Adams reports selling 3,014 shares

    The filing reports 3,014 shares in an open-market or private sale (code S) at $317.06, about $955,616 in total.

  63. Nov 35:10 PM ET

    T · Form 4

    AT&T director Luis A. Ubinas reports an award of about 955 deferred stock units

    The filing reports about 955 deferred stock units in a grant or award (code A).

  64. Nov 35:08 PM ET

    T · Form 4

    AT&T director Cindy B. Taylor reports an award of about 2,931 deferred stock units

    The filing reports about 2,931 deferred stock units in a grant or award (code A).

  65. Nov 35:06 PM ET

    T · Form 4

    AT&T director Matthew K. Rose reports an award of about 4,657 deferred stock units

    The filing reports about 4,657 deferred stock units in a grant or award (code A).

  66. Nov 35:05 PM ET

    T · Form 4

    AT&T director Beth E. Mooney reports an award of about 2,572 deferred stock units

    The filing reports about 2,572 deferred stock units in a grant or award (code A).

  67. Nov 35:04 PM ET

    T · Form 4

    AT&T director Fazal F. Merchant reports an award of about 139 deferred stock units

    The filing reports about 139 deferred stock units in a grant or award (code A).

  68. Nov 35:03 PM ET

    T · Form 4

    AT&T director Michael B. McCallister reports an award of about 2,169 deferred stock units

    The filing reports about 2,169 deferred stock units in a grant or award (code A).

  69. Nov 35:02 PM ET

    RTX · Form 4

    RTX EVP & Chief HR Officer Dantaya M. Williams reports selling 9,071 shares

    The filing reports 9,071 shares in an open-market or private sale (code S) at $201.70, about $1.8 million in total; 17,000 shares in an exercise or conversion of a derivative security (code M); and 7,929 shares in a disposition to the company (code D).

  70. Nov 35:02 PM ET

    T · Form 4

    AT&T director Marissa A. Mayer reports an award of about 597 deferred stock units

    The filing reports about 597 deferred stock units in a grant or award (code A).

  71. Nov 35:00 PM ET

    T · Form 4

    AT&T director Stephen J. Luczo reports an award of about 1,885 deferred stock units

    The filing reports about 1,885 deferred stock units in a grant or award (code A).

  72. Nov 35:00 PM ET

    FDX · Form 4

    FedEx director Mark A. Edmunds reports an award of 398 shares

    The filing reports 398 shares in a grant or award (code A).

  73. Nov 34:59 PM ET

    T · Form 4

    AT&T director William E. Kennard reports an award of about 1,899 deferred stock units

    The filing reports about 1,899 deferred stock units in a grant or award (code A).

  74. Nov 34:59 PM ET

    FDX · Form 4

    FedEx director Marvin R. Ellison reports an award of 527 shares

    The filing reports 527 shares in a grant or award (code A).

  75. Nov 34:59 PM ET

    T · Form 4

    AT&T CEO & President John T. Stankey reports an award of about 1,020 shares

    The filing reports about 1,020 shares in a grant or award (code A).

  76. Nov 34:58 PM ET

    FDX · Form 4

    FedEx director Susan Patricia Griffith reports an award of 657 shares

    The filing reports 657 shares in a grant or award (code A).

  77. Nov 34:58 PM ET

    T · Form 4

    AT&T COO Jeffery S. McElfresh reports an award of about 2,969 shares

    The filing reports about 2,969 shares in a grant or award (code A).

  78. Nov 34:57 PM ET

    V · Form 4

    Visa PRESIDENT Rajat Taneja reports selling 34,418 shares

    The filing reports 34,418 shares in an open-market or private sale (code S) at $425.43, about $14.6 million in total; and 34,418 shares in an exercise or conversion of a derivative security (code M).

  79. Nov 34:57 PM ET

    FDX · Form 4

    FedEx director Nancy A. Norton reports an award of 398 shares

    The filing reports 398 shares in a grant or award (code A).

  80. Nov 34:57 PM ET

    T · Form 4

    AT&T SVP-ChiefActngOfcr&Controller Sanders S. Sabrina reports an award of about 280 shares

    The filing reports about 280 shares in a grant or award (code A).

  81. Nov 34:56 PM ET

    FDX · Form 4

    FedEx director Frederick Perpall reports an award of 398 shares

    The filing reports 398 shares in a grant or award (code A).

  82. Nov 34:55 PM ET

    FDX · Form 4

    FedEx director Joshua Cooper Ramo reports an award of 527 shares

    The filing reports 527 shares in a grant or award (code A).

  83. Nov 34:55 PM ET

    V · Form 4

    Visa CEO Ryan McInerney reports selling 5,875 shares under a 10b5-1 plan

    The filing reports 5,875 shares in an open-market or private sale (code S) at $416.22, about $2.4 million in total; and 5,875 shares in an exercise or conversion of a derivative security (code M).

  84. Nov 34:55 PM ET

    T · Form 4

    AT&T Global Mktg Ofr & SEVP Intl Lori M. Lee reports an award of about 558 shares

    The filing reports about 558 shares in a grant or award (code A).

  85. Nov 34:54 PM ET

    FDX · Form 4

    FedEx Interim CFO & Interim CAO Claude F. Russ reports an award of 479 shares

    The filing reports 479 shares in a grant or award (code A).

  86. Nov 34:53 PM ET

    T · Form 4

    AT&T director Kelly J. Grier reports an award of about 196 deferred stock units

    The filing reports about 196 deferred stock units in a grant or award (code A).

  87. Nov 34:53 PM ET

    FDX · Form 4

    FedEx director Susan C. Schwab reports an award of 398 shares

    The filing reports 398 shares in a grant or award (code A).

  88. Nov 34:52 PM ET

    T · Form 4

    AT&T CFO Pascal Desroches reports an award of about 3,879 shares

    The filing reports about 3,879 shares in a grant or award (code A).

  89. Nov 34:52 PM ET

    FDX · Form 4

    FedEx director Paul S. Walsh reports an award of 398 shares

    The filing reports 398 shares in a grant or award (code A).

  90. Nov 34:42 PM ET

    PG · 8-K

    Procter & Gamble files an 8-K on other events

    Procter & Gamble filed a Form 8-K on Nov 3, 2026 at 4:42 PM ET under Item 8.01 (Other Events).

  91. Nov 34:41 PM ET

    MRK · Form 4

    Merck director Paul J. Diaz reports an award of about 613 phantom Stocks

    The filing reports about 613 phantom Stocks in a grant or award (code A).

  92. Nov 34:37 PM ET

    WMT · Form 4

    Walmart Executive Vice President Daniel J. Bartlett reports selling 3,346 shares under a 10b5-1 plan

    The filing reports 3,346 shares in an open-market or private sale (code S) at $124.51, about $416,607 in total.

  93. Nov 34:37 PM ET

    WMT · Form 4

    Walmart Chief Technology Officer Suresh Kumar reports selling 166,342 shares under a 10b5-1 plan

    The filing reports 166,342 shares in an open-market or private sale (code S) at $123.21, about $20.5 million in total.

  94. Nov 34:30 PM ET

    BMY · Form 4

    Bristol Myers Squibb CEO Christopher S. Boerner reports exercising or converting 2,964 shares

    The filing reports 2,964 shares in an exercise or conversion of a derivative security (code M); 1,724 shares withheld to pay the exercise price or tax (code F); and 406 shares in an other acquisition or disposition (code J).

  95. Nov 34:27 PM ET

    BMY · Form 4

    Bristol Myers Squibb Chief Supply Chain & Ops Karin Shanahan reports exercising or converting 6,281 shares

    The filing reports 6,281 shares in an exercise or conversion of a derivative security (code M); and 3,213 shares withheld to pay the exercise price or tax (code F).

  96. Nov 34:24 PM ET

    INTU · Form 4

    Intuit director Eve B. Burton reports exercising or converting 115 shares

    The filing reports 115 shares in an exercise or conversion of a derivative security (code M).

  97. Nov 34:21 PM ET

    DUK · Form 4

    Duke Energy Chief Admin Officer Bonnie B. Titone reports selling 2,900 shares under a 10b5-1 plan

    The filing reports 2,900 shares in an open-market or private sale (code S) at $128.00, about $371,200 in total.

  98. Nov 34:21 PM ET

    MDLZ · Form 4

    Mondelez EVP & Chief Operating Officer Luca Zaramella reports exercising or converting 22,410 shares

    The filing reports 22,410 shares in an exercise or conversion of a derivative security (code M); and 18,110 shares withheld to pay the exercise price or tax (code F).

  99. Nov 34:20 PM ET

    MDLZ · Form 4

    Mondelez CEO De Put Dirk Van reports selling 129,285 shares under a 10b5-1 plan

    The filing reports 129,285 shares in an open-market or private sale (code S) at $66.04, about $8.5 million in total.

  100. Nov 34:19 PM ET

    PFE · 8-K

    Pfizer files an 8-K on director or officer changes

    Pfizer filed a Form 8-K on Nov 3, 2026 at 4:19 PM ET under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers).

  101. Nov 34:18 PM ET

    BMY · Form 4

    Bristol Myers Squibb Chief Digital & Tech Off. Gregory Scott Meyers reports exercising or converting 6,281 shares

    The filing reports 6,281 shares in an exercise or conversion of a derivative security (code M); and 2,665 shares withheld to pay the exercise price or tax (code F).

  102. Nov 34:16 PM ET

    AMD · 8-K

    AMD files an 8-K on quarterly results and investor materials (Reg FD)

    AMD filed a Form 8-K on Nov 3, 2026 at 4:16 PM ET under Item 2.02 (Results of Operations and Financial Condition), Item 7.01 (Regulation FD Disclosure).

  103. Nov 34:16 PM ET

    MA · Form 4

    Mastercard CFO Hai Ling reports selling 8,635 shares under a 10b5-1 plan

    The filing reports 8,635 shares in an open-market or private sale (code S) at prices from $641.00 to $642.43, about $5.5 million in total; and 8,635 shares in an exercise or conversion of a derivative security (code M).

  104. Nov 34:15 PM ET

    LLY · Form 4

    Eli Lilly EVP Daniel Skovronsky reports a gift of 119 shares

    The filing reports 119 shares given as a gift (code G).

  105. Nov 34:14 PM ET

    LLY · Form 4

    Eli Lilly EVP Anat Hakim reports selling 5,000 shares under a 10b5-1 plan

    The filing reports 5,000 shares in an open-market or private sale (code S) at $1,402.52, about $7.0 million in total.

  106. Nov 34:14 PM ET

    LLY · Form 4

    Eli Lilly EVP & CFO Lucas Montarce reports exercising or converting 1,610 shares

    The filing reports 1,610 shares in an exercise or conversion of a derivative security (code M); and about 678 shares withheld to pay the exercise price or tax (code F).

  107. Nov 34:14 PM ET

    LLY · Form 4

    Eli Lilly EVP & Pres. Edgardo Hernandez reports exercising or converting 2,530 shares

    The filing reports 2,530 shares in an exercise or conversion of a derivative security (code M); and about 1,123 shares withheld to pay the exercise price or tax (code F).

  108. Nov 34:13 PM ET

    LLY · Form 4

    Eli Lilly Chief People Officer Eric Dozier reports exercising or converting 2,300 shares

    The filing reports 2,300 shares in an exercise or conversion of a derivative security (code M); and about 1,019 shares withheld to pay the exercise price or tax (code F).

  109. Nov 34:13 PM ET

    AXP · Form 4

    American Express CEO Stephen J. Squeri reports an award of 74,850 employee stock option (Right to Buy)s

    The filing reports 74,850 employee stock option (Right to Buy)s in a grant or award (code A).

  110. Nov 34:12 PM ET

    LLY · Form 4

    Eli Lilly EVP & President Kenneth L. Custer reports exercising or converting 3,220 shares

    The filing reports 3,220 shares in an exercise or conversion of a derivative security (code M); and about 1,425 shares withheld to pay the exercise price or tax (code F).

  111. Nov 34:12 PM ET

    LLY · Form 4

    Eli Lilly EVP Adrienne S. Brown reports exercising or converting 2,530 shares

    The filing reports 2,530 shares in an exercise or conversion of a derivative security (code M); and about 1,099 shares withheld to pay the exercise price or tax (code F).

  112. Nov 34:12 PM ET

    AXP · Form 4

    American Express Chief Legal Officer Laureen Seeger reports selling 69,860 shares

    The filing reports 69,860 shares in an open-market or private sale (code S) at $328.17, about $22.9 million in total; 69,860 shares in an exercise or conversion of a derivative security (code M); and 17,465 employee stock option (Right to Buy)s in a grant or award (code A).

  113. Nov 34:10 PM ET

    AXP · Form 4

    American Express Pres. Denise Pickett reports an award of 17,465 employee stock option (Right to Buy)s

    The filing reports 17,465 employee stock option (Right to Buy)s in a grant or award (code A).

  114. Nov 34:10 PM ET

    ANET · 8-K

    Arista Networks files an 8-K on quarterly results

    Arista Networks filed a Form 8-K on Nov 3, 2026 at 4:10 PM ET under Item 2.02 (Results of Operations and Financial Condition).

  115. Nov 34:09 PM ET

    AXP · Form 4

    American Express Group Pres. Anna Marrs reports selling 44,910 shares

    The filing reports 44,910 shares in an open-market or private sale (code S) at weighted-average prices from $326.63 to $327.77, about $14.7 million in total; 44,910 shares in an exercise or conversion of a derivative security (code M); and 22,455 employee stock option (Right to Buy)s in a grant or award (code A).

  116. Nov 34:07 PM ET

    AMT · Form 4

    American Tower SVP Juan Font reports selling 592 shares

    The filing reports 592 shares in an open-market or private sale (code S) at $189.63, about $112,261 in total.

  117. Nov 34:07 PM ET

    AXP · Form 4

    American Express Grp. Pres. Raymond Joabar reports an award of 22,455 employee stock option (Right to Buy)s

    The filing reports 22,455 employee stock option (Right to Buy)s in a grant or award (code A).

  118. Nov 34:06 PM ET

    AXP · Form 4

    American Express Chief Colleague Exp. Officer Monique Herena reports an award of 17,465 employee stock option (Right to Buy)s

    The filing reports 17,465 employee stock option (Right to Buy)s in a grant or award (code A).

  119. Nov 34:05 PM ET

    NEE · Form 4

    NextEra Energy EVP Michael Dunne reports selling 6,888 shares under a 10b5-1 plan

    The filing reports 6,888 shares in an open-market or private sale (code S) at $85.00, about $585,480 in total.

  120. Nov 34:05 PM ET

    AMGN · 8-K

    Amgen files an 8-K on quarterly results

    Amgen filed a Form 8-K on Nov 3, 2026 at 4:05 PM ET under Item 2.02 (Results of Operations and Financial Condition).

  121. Nov 34:04 PM ET

    AXP · Form 4

    American Express Group Pres. Howard Grosfield reports an award of 17,465 employee stock option (Right to Buy)s

    The filing reports 17,465 employee stock option (Right to Buy)s in a grant or award (code A).

  122. Nov 34:03 PM ET

    BKNG · 8-K

    Booking Holdings files an 8-K on quarterly results

    Booking Holdings filed a Form 8-K on Nov 3, 2026 at 4:03 PM ET under Item 2.02 (Results of Operations and Financial Condition).

  123. Nov 34:01 PM ET

    NFLX · Form 4

    Netflix director Jay C. Hoag reports an award of 1,003 Non-Qualified stock option (right to buy)s

    The filing reports 1,003 Non-Qualified stock option (right to buy)s in a grant or award (code A).

  124. Nov 33:00 PM ET

    SO · Form 4

    Southern Company Comptroller Matthew M. Kim reports selling 100 shares under a 10b5-1 plan

    The filing reports 100 shares in an open-market or private sale (code S) at $93.39, about $9,339 in total.

  125. Nov 32:58 PM ET

    LRCX · Form 4

    Lam Research director Bethany Mayer reports selling 719 shares under a 10b5-1 plan

    The filing reports 719 shares in an open-market or private sale (code S) at $242.59, about $174,422 in total.

  126. Nov 31:01 PM ET

    PG · Form 4

    Procter & Gamble SVP - Chief Accounting Officer Matthew W. Janzaruk reports selling 9,479 shares

    The filing reports 9,479 shares in an open-market or private sale (code S) at $163.00, about $1.5 million in total; and 9,479 shares in an exercise or conversion of a derivative security (code M).

  127. Nov 312:45 PM ET

    VZ · Form 4

    Verizon EVP & Chief People Officer Christina Schelling reports an award of 11,179 restricted stock units - 2026 Promotional Award

    The filing reports 11,179 restricted stock units - 2026 Promotional Award in a grant or award (code A).

  128. Nov 311:43 AM ET

    CAT · Form 4

    Caterpillar director James C. Fish, Jr. reports buying 1,000 shares

    The filing reports 1,000 shares in an open-market or private purchase (code P) at $620.39, about $620,390 in total.

  129. Nov 310:30 AM ET

    PG · Form 4

    Procter & Gamble CEO- Health Care Paul Gama reports selling 2,894 shares

    The filing reports 2,894 shares in an open-market or private sale (code S) at $165.00, about $477,510 in total.

  130. Nov 310:29 AM ET

    PG · Form 4

    Procter & Gamble Chf Rsch Moses Victor Javier Aguilar reports selling 18,812 shares

    The filing reports 18,812 shares in an open-market or private sale (code S) at $164.43, about $3.1 million in total; and 18,812 shares in an exercise or conversion of a derivative security (code M).

  131. Nov 310:28 AM ET

    PG · Form 4

    Procter & Gamble CEO-Fabric Home & Habitat Care Sundar G. Raman reports selling 38,253 shares

    The filing reports 38,253 shares in an open-market or private sale (code S) at $165.00, about $6.3 million in total; and 38,253 shares in an exercise or conversion of a derivative security (code M).

  132. Nov 39:05 AM ET

    PFE · Form 4

    Pfizer Chairman & CEO Albert Bourla reports an award of 20 phantom stock units SSP

    The filing reports 20 phantom stock units SSP in a grant or award (code A).

  133. Nov 38:07 AM ET

    PFE · 8-K

    Pfizer files an 8-K on quarterly results

    Pfizer filed a Form 8-K on Nov 3, 2026 at 8:07 AM ET under Item 2.02 (Results of Operations and Financial Condition).

  134. Nov 27:14 PM ET

    GILD · Form 4

    Gilead Chairman & CEO Daniel Patrick O'Day reports selling 30,881 shares under a 10b5-1 plan

    The filing reports 30,881 shares in an open-market or private sale (code S) at prices from $167.40 to $175.25, about $5.3 million in total; and 15,881 shares in an exercise or conversion of a derivative security (code M).

  135. Nov 26:51 PM ET

    INTC · Form 4

    Intel EVP Nagasubramaniyan Chandrasekaran reports exercising or converting 179,698 shares

    The filing reports 179,698 shares in an exercise or conversion of a derivative security (code M); and 80,237 shares withheld to pay the exercise price or tax (code F).

  136. Nov 25:01 PM ET

    DHR · Form 4

    Danaher director Elias A. Zerhouni reports an award of about 199 phantom shares

    The filing reports about 199 phantom shares in a grant or award (code A).

  137. Nov 25:01 PM ET

    DHR · Form 4

    Danaher director Feroz Dewan reports an award of about 144 phantom shares

    The filing reports about 144 phantom shares in a grant or award (code A).

  138. Nov 25:01 PM ET

    DHR · Form 4

    Danaher director Linda Filler reports an award of about 15 phantom shares

    The filing reports about 15 phantom shares in a grant or award (code A).

  139. Nov 25:00 PM ET

    DHR · Form 4

    Danaher director Teri List reports an award of about 13 phantom shares

    The filing reports about 13 phantom shares in a grant or award (code A).

  140. Nov 25:00 PM ET

    DHR · Form 4

    Danaher director Raymond C. Stevens reports an award of about 153 phantom shares

    The filing reports about 153 phantom shares in a grant or award (code A).

  141. Nov 25:00 PM ET

    DHR · Form 4

    Danaher director A. Shane Sanders reports an award of about 178 phantom shares

    The filing reports about 178 phantom shares in a grant or award (code A).

  142. Nov 25:00 PM ET

    DHR · Form 4

    Danaher director Alan G. Spoon reports an award of about 193 phantom shares

    The filing reports about 193 phantom shares in a grant or award (code A).

  143. Nov 24:33 PM ET

    PG · 8-K

    Procter & Gamble files an 8-K on other events

    Procter & Gamble filed a Form 8-K on Nov 2, 2026 at 4:33 PM ET under Item 8.01 (Other Events).

  144. Nov 24:30 PM ET

    AAPL · 8-K

    Apple files an 8-K on quarterly results

    Apple filed a Form 8-K on Nov 2, 2026 at 4:30 PM ET under Item 2.02 (Results of Operations and Financial Condition).

  145. Nov 24:28 PM ET

    QCOM · Form 4

    Qualcomm Chief HR Officer Heather S. Ace reports exercising or converting 5,134 shares

    The filing reports 5,134 shares in an exercise or conversion of a derivative security (code M); and 2,477 shares withheld to pay the exercise price or tax (code F).

  146. Nov 24:27 PM ET

    QCOM · Form 4

    Qualcomm Chief Technology Officer Baaziz Achour reports exercising or converting 5,749 shares

    The filing reports 5,749 shares in an exercise or conversion of a derivative security (code M); and 3,121 shares withheld to pay the exercise price or tax (code F).

  147. Nov 24:27 PM ET

    QCOM · Form 4

    Qualcomm President & CEO Cristiano R. Amon reports exercising or converting 20,946 shares

    The filing reports 20,946 shares in an exercise or conversion of a derivative security (code M); and 11,370 shares withheld to pay the exercise price or tax (code F).

  148. Nov 24:27 PM ET

    QCOM · Form 4

    Qualcomm EVP Ann C. Chaplin reports exercising or converting 5,955 shares

    The filing reports 5,955 shares in an exercise or conversion of a derivative security (code M); and 2,953 shares withheld to pay the exercise price or tax (code F).

  149. Nov 24:27 PM ET

    QCOM · Form 4

    Qualcomm EVP Akash J. Palkhiwala reports exercising or converting 9,651 shares

    The filing reports 9,651 shares in an exercise or conversion of a derivative security (code M); and 5,239 shares withheld to pay the exercise price or tax (code F).

  150. Nov 24:26 PM ET

    QCOM · Form 4

    Qualcomm EVP Alexander H. Rogers reports exercising or converting 6,160 shares

    The filing reports 6,160 shares in an exercise or conversion of a derivative security (code M); and 3,344 shares withheld to pay the exercise price or tax (code F).